Funko, Inc. filings document the company’s operating results, governance and capital structure as a Nasdaq-listed issuer of Class A common stock. Form 8-K reports furnish quarterly and annual financial results, Regulation FD presentation materials, material credit-agreement amendments, executive employment arrangements, board changes and stockholder-agreement amendments.
Proxy materials cover director elections, executive compensation, equity awards and shareholder voting matters. The filings also identify Funko Acquisition Holdings, L.L.C. and domestic subsidiaries in financing arrangements, and record debt covenants, consent rights and governance provisions tied to the company’s pop culture consumer-products business.
Funko, Inc. (FNKO) has an updated Schedule 13D/A disclosure from Fund 1 Investments, LLC. The reporting person beneficially owns 5,497,413 shares of Funko Class A common stock, representing approximately 9.8% of the 55,995,766 shares outstanding as of August 4, 2026. These shares were acquired using the funds' working capital, including possible margin loans, for an aggregate purchase price of about $39.5 million. Fund 1 holds sole voting and dispositive power over all of these shares. In addition, it has entered into cash-settled total return swap agreements providing economic exposure to a further 6,462,462 notional shares, or about 11.5% of the outstanding shares, without voting or dispositive power over those referenced shares.
Funko, Inc. (FNKO) reported that Chief Executive Officer and director Josh Simon sold an aggregate 181,893 shares of Class A common stock on September 3, 2026 in two open-market or private transactions at weighted average prices of $5.87 and $5.76 per share. Footnotes state the shares were sold to cover taxes upon the vesting of performance stock units and restricted stock units on September 1, 2026, and no Rule 10b5-1 trading plan is reported.
Funko, Inc. (FNKO) reported that Chief Executive Officer and director Josh Simon had restricted stock units settle into shares of Class A Common Stock on September 1, 2026. A total of 333,333 RSUs were exercised or converted into 333,333 shares of Class A Common Stock at a stated price of $0.00 per share. These shares relate to two RSU grants: an original 1,000,000 RSU award vesting in four equal annual installments beginning September 1, 2025, and an original 750,000 RSU award that vests one-third in three annual installments from September 1, 2025 and two-thirds based on achieving stock price hurdles of $8.00 and $20.00 per share or upon a qualifying change in control, subject to continued service.
Funko, Inc. (FNKO) reported that its Chief Financial Officer, Yves Le Pendeven, sold a total of 42,769 shares of Class A common stock in three open-market transactions on August 28 and September 1, 2026. All reported sales were made pursuant to pre-arranged Rule 10b5-1 trading plans adopted on May 13, 2025 and May 13, 2026.
Funko, Inc. (FNKO) is the issuer of common stock for which Josh Simon has filed an amended Form 144 notice, indicating a proposed Rule 144 sale of 190,000 shares of Funko common stock through Morgan Stanley Smith Barney. The filing reports an aggregate market value of $1,178,000 for the shares to be sold and notes that 55,995,766 shares of the same class are outstanding. The amendment states it was made solely to update the number of shares to be sold and the aggregate market value in Table I.
Funko, Inc. (FNKO) received a notice that officer Josh Simon plans a resale of Funko common stock under Rule 144. The filing contemplates the sale of up to 180,000 shares of common stock through Morgan Stanley Smith Barney on or about September 2, 2026, on NASDAQ, with an indicated aggregate market value of $1,209,600. As context, 55,995,766 shares of common stock were reported outstanding. The notice also reports the scheduled vesting on September 1, 2026 of 333,333 restricted stock units granted on September 1, 2025 as compensation for services rendered.
Funko, Inc. (FNKO) is the issuer for a planned sale of its common stock by shareholder Yves LePendeven under Rule 144. The notice covers 35,907 shares of common stock, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $241,295.04 as of 09/01/2026 on NASDAQ. The securities were acquired upon the vesting of restricted stock units during the period from 02/04/2022 through 08/08/2026. The notice also lists several prior common stock sales by the same shareholder over the past three months.
Funko, Inc. (FNKO) reported that its CFO, Yves Le Pendeven, sold 4,000 shares of Class A common stock on August 27, 2026 at a weighted average price of $7.0023 per share in open-market or private transactions. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on May 13, 2025. After this transaction, the CFO directly holds 42,769 shares of Funko Class A common stock.
Funko, Inc. (FNKO) director Charles D. Denson reported an open-market purchase of 72,992 shares of Class A common stock on 2026-08-24 at $6.85 per share. Following this purchase, he directly held 269,084 shares, in addition to indirect holdings through Fielding Road LLC and Denson Investments LLC.
Funko, Inc. Chief Product Officer Husnal Shah reported selling a total of 9,000 shares of Class A common stock in open-market or private transactions on August 11–12, 2026. The sales included 8,800 shares at a weighted average price of $5.9463 and 200 shares at $6.005 per share. The weighted-average block on August 12 was executed in multiple trades between $5.92 and $6.01 per share. The filing indicates these transactions were not made pursuant to a Rule 10b5-1 trading plan.