STOCK TITAN

Director Sarah Kirshbaum Levy converts 17,419 RSUs into Funko (FNKO) Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Funko, Inc. director Sarah Kirshbaum Levy reported an exercise of equity awards rather than an open-market trade. On June 12, 2026, 17,419 restricted stock units converted into the same number of shares of Class A Common Stock on a one-for-one basis.

Following this RSU conversion and vesting, Levy directly holds 40,892 shares of Funko Class A Common Stock. The RSUs had fully vested on June 12, 2026, subject to her continued service with the company through the vesting date.

Positive

  • None.

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Insider Levy Sarah Kirshbaum
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 17,419 $0.00 --
Exercise CLASS A COMMON STOCK 17,419 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); CLASS A COMMON STOCK — 40,892 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units ("RSUs") converted into Class A Common Stock on a one-for-one basis. Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs have fully vested on June 12, 2026, subject to the Reporting Person's continued service with the Issuer through the vesting date.
RSUs converted 17,419 units Restricted stock units converting one-for-one into Class A Common Stock on June 12, 2026
Shares acquired via RSU conversion 17,419 shares Class A Common Stock received from RSU exercise/conversion
Total shares held after transaction 40,892 shares Director’s direct ownership of Funko Class A Common Stock after RSU conversion
RSU conversion price $0.00 per unit Equity award conversion of restricted stock units with no exercise price
Restricted Stock Units financial
"Restricted stock units ("RSUs") converted into Class A Common Stock on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
Class A Common Stock financial
"Restricted stock units ("RSUs") converted into Class A Common Stock on a one-for-one basis."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
contingent right financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Levy Sarah Kirshbaum

(Last)(First)(Middle)
C/O FUNKO, INC.
2802 WETMORE AVENUE

(Street)
EVERETT WASHINGTON 98201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
CLASS A COMMON STOCK06/12/2026M17,419A$0(1)40,892D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)06/12/2026M17,419 (2) (2)CLASS A COMMON STOCK17,419$00D
Explanation of Responses:
1. Restricted stock units ("RSUs") converted into Class A Common Stock on a one-for-one basis.
2. Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs have fully vested on June 12, 2026, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Remarks:
/s/ Tracy D. Daw, as Attorney-in-Fact for Sarah Kirshbaum Levy06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Funko (FNKO) director Sarah Kirshbaum Levy report in this Form 4?

Sarah Kirshbaum Levy reported the conversion of restricted stock units into Class A Common Stock. She exercised 17,419 RSUs, receiving an equal number of shares as part of her equity compensation, rather than buying stock on the open market.

How many Funko (FNKO) shares did Sarah Kirshbaum Levy acquire in this transaction?

Levy acquired 17,419 shares of Funko Class A Common Stock through the conversion of restricted stock units. Each RSU converted on a one-for-one basis into a share, reflecting the vesting of her previously granted equity awards on June 12, 2026.

Is Sarah Kirshbaum Levy’s Funko (FNKO) Form 4 a stock purchase or RSU vesting?

The Form 4 reflects RSU vesting and conversion, not an open-market stock purchase. Levy’s 17,419 restricted stock units converted into the same number of Class A Common shares as her equity award fully vested on June 12, 2026.

How many Funko (FNKO) shares does Sarah Kirshbaum Levy own after this Form 4 transaction?

After the reported RSU conversion, Levy directly owns 40,892 shares of Funko Class A Common Stock. This total reflects the addition of 17,419 vested RSU shares to her existing holdings as disclosed in the Form 4 filing.

What are the terms of Sarah Kirshbaum Levy’s Funko (FNKO) restricted stock units?

Each restricted stock unit represents a contingent right to receive one Funko Class A share or an equivalent cash payment. The RSUs fully vested on June 12, 2026, conditioned on Levy’s continued service with Funko through that vesting date.

Did Sarah Kirshbaum Levy sell any Funko (FNKO) shares in this Form 4 filing?

The filing does not report any share sales by Levy. It shows an RSU exercise and conversion, where 17,419 restricted stock units became 17,419 Class A Common shares, increasing her direct ownership without a sale transaction.