Director Jason Harinstein receives 17,419 Funko (FNKO) shares from RSUs

Rhea-AI Filing Summary

Funko, Inc. director Jason Harinstein settled vested restricted stock units into shares of Class A Common Stock. On June 12, 2026, he exercised RSUs covering 17,419 shares at no cash cost, increasing his direct ownership to 35,527 shares. The filing shows a compensation-related equity delivery with no open-market buying or selling.

Insider Trade Summary

17,419 shares exercised/converted

Mixed 2 txns

Insider Harinstein Jason

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	17,419	$0.00	--
Exercise	CLASS A COMMON STOCK	17,419	$0.00	--

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); CLASS A COMMON STOCK — 35,527 shares (Direct, null)

Footnotes (1)

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs have fully vested on June 12, 2026, subject to the Reporting Person's continued service with the Issuer through the vesting date.

Key Figures

Shares from RSU exercise: 17,419 shares Direct holdings after transaction: 35,527 shares RSU exercise price: $0.00 per unit +1 more

4 metrics

Shares from RSU exercise 17,419 shares Class A Common Stock delivered from RSUs on June 12, 2026

Direct holdings after transaction 35,527 shares Funko Class A Common Stock owned directly by Jason Harinstein

RSU exercise price $0.00 per unit Conversion of restricted stock units into Class A shares

RSUs exercised 17,419 units Restricted Stock Units converted into Class A Common Stock

Key Terms

Restricted Stock Units, Class A Common Stock, derivative security, vested

4 terms

Restricted Stock Units financial

"The RSUs have fully vested on June 12, 2026, subject to the Reporting Person's continued service"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A Common Stock financial

"Each RSU represents a contingent right to receive one share of Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

vested financial

"The RSUs have fully vested on June 12, 2026, subject to the Reporting Person's continued service"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harinstein Jason

(Last) (First) (Middle)

C/O FUNKO, INC.

2802 WETMORE AVE

(Street)

EVERETT WASHINGTON 98201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
CLASS A COMMON STOCK	06/12/2026		M		17,419	A	$0(1)	35,527	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	06/12/2026		M			17,419	(2)	(2)	CLASS A COMMON STOCK	17,419	$0	0	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

2. Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs have fully vested on June 12, 2026, subject to the Reporting Person's continued service with the Issuer through the vesting date.

Remarks:

	/s/ Tracy Daw, as Attorney-in-Fact for Jason Harinstein	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Jason Harinstein report for Funko (FNKO)?

Jason Harinstein reported exercising restricted stock units into 17,419 shares of Funko Class A Common Stock. This was a compensation-related equity delivery, not an open-market purchase or sale, and reflects RSUs settling into ordinary shares.

How many Funko shares does Jason Harinstein hold after this Form 4 filing?

After the reported transaction, Jason Harinstein directly holds 35,527 shares of Funko Class A Common Stock. This total reflects the addition of 17,419 shares delivered upon the exercise and settlement of his vested restricted stock units.

Were Jason Harinstein’s Funko restricted stock units fully vested at settlement?

Yes. The footnotes state that each RSU represented a contingent right to one Funko Class A share and that the RSUs had fully vested on June 12, 2026, subject to his continued service with the company through that vesting date.

Did Jason Harinstein buy or sell Funko shares on the open market?

No open-market trades were reported. The Form 4 shows an exercise or conversion of restricted stock units into 17,419 Funko Class A shares at a stated price of $0.00 per unit, reflecting equity compensation rather than a market transaction.

What does transaction code M mean in Jason Harinstein’s Funko filing?

Transaction code M indicates the exercise or conversion of a derivative security. In this case, Harinstein’s M-coded transactions reflect restricted stock units converting into 17,419 shares of Funko Class A Common Stock once the RSUs vested and settled.

Does the Funko Form 4 show any remaining derivative awards for Jason Harinstein?

The derivative section shows 17,419 restricted stock units exercised into Class A shares, with zero RSUs remaining after the transaction. The summary of derivative holdings in this filing does not list additional outstanding derivative awards for him.