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Funko (FNKO) CFO Le Pendeven sells 14,255 shares, converts RSUs under 10b5-1 plans

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Funko, Inc. CFO Yves Le Pendeven reported a mix of equity compensation activity and stock sales. On August 8, 2026, 2,950 restricted stock units were converted into an equal number of Class A common shares at $0.00 per share, leaving 5,900 RSUs from the original 11,800-unit grant scheduled to vest in four annual installments starting August 8, 2024. On August 7, 2026, he sold 13,138 shares of Class A common stock at a weighted average price of $7.0003 per share pursuant to a Rule 10b5-1 trading plan adopted on May 13, 2025. On August 10, 2026, he sold an additional 1,117 shares at a weighted average price of $6.0014 per share to cover taxes upon RSU vesting, under a separate Rule 10b5-1 sell-to-cover instruction dated June 14, 2023.

Positive

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Negative

  • None.
Insider Le Pendeven Yves
Role CFO
Sold 14,255 shs ($99K)
Approx. gross sale proceeds $99K
Type Security Shares Price Value
Sale CLASS A COMMON STOCK F4, F5 1,117 $6.0014 $7K
Exercise Restricted Stock Units F3, F6 2,950 $0.00 $0.00
Exercise CLASS A COMMON STOCK F3 2,950 $0.00 $0.00
Sale CLASS A COMMON STOCK F1, F2 13,138 $7.0003 $92K
Holdings After Transaction: Restricted Stock Units — 5,900 shares (Direct); CLASS A COMMON STOCK — 46,769 shares (Direct)
Footnotes (6)
  1. F1. Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.000 to $7.010, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. F3. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
  4. F4. Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction dated June 14, 2023.
  5. F5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. F6. The original grant of 11,800 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Shares sold 2026-08-07 13,138 shares Class A common stock sale at weighted average price $7.0003 per share
Shares sold 2026-08-10 1,117 shares Class A common stock sale to cover RSU taxes at weighted average price $6.0014
RSUs converted 2,950 RSUs RSUs converted into 2,950 shares of Class A common stock at $0.00 per share on 2026-08-08
Original RSU grant 11,800 RSUs Grant vesting in four equal installments on anniversaries of August 8, 2024
Remaining RSUs after vesting 5,900 RSUs Unvested portion of original 11,800-unit RSU grant following 2,950-unit vesting
Rule 10b5-1 trading plan regulatory
"Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
restricted stock unit financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
sell to cover financial
"Shares were sold to cover taxes upon the vesting of restricted stock units"
Sell to cover is when a person who receives company stock through options or awards sells just enough shares immediately to pay required taxes, exercise costs, or fees, keeping the rest. Think of it like cashing part of a bonus to cover the tax bill so you can keep the remainder. For investors, it can create predictable small selling pressure and slightly change the number of shares actually held by insiders without increasing long‑term dilution.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

FAQ

What insider transactions did Funko (FNKO) CFO Yves Le Pendeven report?
Funko CFO Yves Le Pendeven reported one RSU vesting and two stock sales. 2,950 RSUs converted into shares, while 14,255 shares of Class A common stock were sold in August 2026 under Rule 10b5-1 arrangements.

How many Funko (FNKO) shares did the CFO sell and at what prices?
The CFO sold 13,138 shares on August 7, 2026 at a weighted average of $7.0003, and 1,117 shares on August 10, 2026 at a weighted average of $6.0014, all in open-market transactions.

Were Funko (FNKO) CFO Yves Le Pendeven’s August 2026 trades under a 10b5-1 plan?
Yes. The 13,138-share sale was made under a Rule 10b5-1 trading plan adopted May 13, 2025, and the 1,117-share sale was a Rule 10b5-1 “sell to cover” for taxes dated June 14, 2023.

What RSU activity did Funko (FNKO) disclose for its CFO in August 2026?
On August 8, 2026, 2,950 restricted stock units vested and converted into the same number of Class A common shares at $0.00 per share, leaving 5,900 RSUs from the original 11,800-unit grant outstanding.

How is the Funko (FNKO) CFO’s RSU grant scheduled to vest?
The original grant of 11,800 RSUs vests in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the CFO’s continued employment with Funko through each vesting date.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Le Pendeven Yves
(Last)(First)(Middle)
C/O FUNKO, INC.
2802 WETMORE AVENUE
(Street)
EVERETT WASHINGTON 98201
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
CLASS A COMMON STOCK08/07/2026S13,138(1)D$7.0003(2)44,936D
CLASS A COMMON STOCK08/08/2026M2,950A$0(3)47,886D
CLASS A COMMON STOCK08/10/2026S1,117(4)D$6.0014(5)46,769D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)08/08/2026M2,950 (6) (6)CLASS A COMMON STOCK2,950$05,900D
Explanation of Responses:
1. Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.000 to $7.010, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
3. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
4. Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction dated June 14, 2023.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
6. The original grant of 11,800 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Remarks:
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR