Funko CEO sells 181,893 shares to cover taxes

Funko CEO Josh Simon disposed of shares mainly to cover tax obligations from recent equity vesting.

Rhea-AI Filing Summary

Funko, Inc. (FNKO) reported that Chief Executive Officer and director Josh Simon sold an aggregate 181,893 shares of Class A common stock on September 3, 2026 in two open-market or private transactions at weighted average prices of $5.87 and $5.76 per share. Footnotes state the shares were sold to cover taxes upon the vesting of performance stock units and restricted stock units on September 1, 2026, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Net Seller: 181,893 shares

Net Sell 2 txns

Insider Simon Josh

Role Chief Executive Officer

Sold 181,893 shs ($1.05M)

Type	Security	Shares	Price	Value
Sale	CLASS A COMMON STOCK F1, F2	45,548	$5.8654	$267K
Sale	CLASS A COMMON STOCK F3, F4	136,345	$5.7646	$786K

Holdings After Transaction: CLASS A COMMON STOCK — 151,440 shares (Direct)

Footnotes (4)

1. F1. Shares were sold to cover taxes upon the vesting of performance stock units on 9/1/2026.
2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.735 to $6.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
3. F3. Shares were sold to cover taxes upon the vesting of restricted stock units on 9/1/2026.
4. F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $6.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Key Figures

Shares sold (lot 1): 45,548 shares Sale price (lot 1): $5.8654 per share Shares sold (lot 2): 136,345 shares +2 more

5 metrics

Shares sold (lot 1) 45,548 shares Class A common stock sold on September 3, 2026 at weighted average price

Sale price (lot 1) $5.8654 per share Weighted average price for 45,548 shares sold on September 3, 2026

Shares sold (lot 2) 136,345 shares Class A common stock sold on September 3, 2026 at weighted average price

Sale price (lot 2) $5.7646 per share Weighted average price for 136,345 shares sold on September 3, 2026

Total shares sold 181,893 shares Aggregate of both reported sales of Class A common stock

Key Terms

performance stock units, restricted stock units, weighted average price

3 terms

performance stock units financial

"Shares were sold to cover taxes upon the vesting of performance stock units"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

restricted stock units financial

"Shares were sold to cover taxes upon the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

weighted average price financial

"The price reported in Column 4 is a weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Funko (FNKO) report for CEO Josh Simon?

Funko reported that CEO Josh Simon sold 181,893 shares of Class A common stock on September 3, 2026 in two transactions, with footnotes stating the sales were made to cover taxes from recent vesting of equity awards.

At what prices were the FNKO shares sold in Josh Simon’s Form 4 filing?

The Form 4 reports weighted average sale prices of $5.8654 per share for 45,548 shares and $5.7646 per share for 136,345 shares, with the actual trades executed in ranges between approximately $5.65 and $6.02 per share.

Why did the Funko (FNKO) CEO sell shares according to the Form 4?

Footnotes state the shares were sold to cover taxes upon the vesting of performance stock units and restricted stock units on September 1, 2026, indicating the transactions were related to equity compensation tax obligations.

Were Josh Simon’s FNKO stock sales made under a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5-1 checkbox is not checked and the footnotes do not reference any trading plan, so no Rule 10b5-1 plan is reported for these transactions.

How many Funko (FNKO) shares did CEO Josh Simon sell in total?

Across the two reported transactions, CEO Josh Simon sold a total of 181,893 shares of Funko Class A common stock on September 3, 2026, in open-market or private sales described in the Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/04/2026 - 05:39 PM EDT Accepted by SEC EDGAR 09/04/2026 - 05:39 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Simon Josh

(Last) (First) (Middle)

C/O FUNKO, INC.

2802 WETMORE AVENUE

(Street)

EVERETT WASHINGTON 98201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
CLASS A COMMON STOCK	09/03/2026		S		45,548(1)	D	$5.8654(2)	287,785	D
CLASS A COMMON STOCK	09/03/2026		S		136,345(3)	D	$5.7646(4)	151,440	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares were sold to cover taxes upon the vesting of performance stock units on 9/1/2026.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.735 to $6.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

3. Shares were sold to cover taxes upon the vesting of restricted stock units on 9/1/2026.

4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $6.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Remarks:

	/s/ Tracy Daw, as Attorney-in-Fact for Josh Simon	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)