Funko investor plans $241K sale of 35,907 shares

Funko, Inc. (FNKO) is the issuer for a planned sale of its common stock by shareholder Yves LePendeven under Rule 144.

Rhea-AI Filing Summary

Funko, Inc. (FNKO) is the issuer for a planned sale of its common stock by shareholder Yves LePendeven under Rule 144. The notice covers 35,907 shares of common stock, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $241,295.04 as of 09/01/2026 on NASDAQ. The securities were acquired upon the vesting of restricted stock units during the period from 02/04/2022 through 08/08/2026. The notice also lists several prior common stock sales by the same shareholder over the past three months.

Key Figures

Shares to be sold: 35,907 shares of common stock Aggregate market value of shares to be sold: $241,295.04 Past sale on 08/28/2026: 6,862 shares; $48,139.67 +4 more

7 metrics

Shares to be sold 35,907 shares of common stock Planned Rule 144 sale as of 09/01/2026

Aggregate market value of shares to be sold $241,295.04 For 35,907 shares as of 09/01/2026

Past sale on 08/28/2026 6,862 shares; $48,139.67 Common stock sale during past three months

Past sale on 08/27/2026 4,000 shares; $28,009.20 Common stock sale during past three months

Past sale on 08/10/2026 1,117 shares; $6,703.56 Common stock sale during past three months

Past sale on 08/07/2026 13,138 shares; $91,969.41 Common stock sale during past three months

RSU vesting period 02/04/2022 through 08/08/2026 Period during which RSUs vested and shares were acquired

Key Terms

Rule 144, restricted stock units, 10b5-1 Sales, Form 144

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock units financial

"The securities to be sold were acquired upon the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 Sales regulatory

"10b5-1 Sales for YVES LEPENDEVEN 2802 Wetmore Avenue Everett WA 98201"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 notice related to FNKO disclose?

It discloses that shareholder Yves LePendeven intends to sell 35,907 shares of Funko, Inc. common stock under Rule 144, with an aggregate market value of $241,295.04 as of 09/01/2026, through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ.

How many FNKO shares are covered by the planned Rule 144 sale?

The planned Rule 144 sale covers 35,907 shares of Funko, Inc. common stock, with an aggregate market value of $241,295.04 as of 09/01/2026.

What securities did Yves LePendeven sell in the past three months for FNKO?

Yves LePendeven reported sales of Funko, Inc. common stock, including 6,862 shares on 08/28/2026 for $48,139.67, 4,000 shares on 08/27/2026 for $28,009.20, 1,117 shares on 08/10/2026 for $6,703.56, and 13,138 shares on 08/07/2026 for $91,969.41.

How were the FNKO shares to be sold originally acquired?

The shares to be sold were acquired upon the vesting of restricted stock units during the period from 02/04/2022 through 08/08/2026.

Is the FNKO Rule 144 sale associated with a 10b5-1 trading plan?

The notice identifies several past three-month transactions as "10b5-1 Sales" for Yves LePendeven, indicating those specific sales were executed under a Rule 10b5-1 trading plan.

On which market are the FNKO shares being sold according to the notice?

The common stock referenced in the notice is listed on NASDAQ.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 04:35 PM EDT Accepted by SEC EDGAR 09/01/2026 - 04:35 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002014560
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	FUNKO, INC
SEC File Number	001-38274
Address of Issuer	2802 Wetmore Avenue Everett WASHINGTON 98201
Phone	4257833616
Name of Person for Whose Account the Securities are To Be Sold	YVES LEPENDEVEN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	35907	241295.04	55995766	09/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/04/2022	Restricted Stock Units	Issuer			35907	02/04/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for YVES LEPENDEVEN 2802 Wetmore Avenue Everett WA 98201	Common	08/28/2026	6862	48139.67
10b5-1 Sales for YVES LEPENDEVEN 2802 Wetmore Avenue Everett WA 98201	Common	08/27/2026	4000	28009.20
YVES LEPENDEVEN 2802 Wetmore Avenue Everett WA 98201	Common	08/10/2026	1117	6703.56
10b5-1 Sales for YVES LEPENDEVEN 2802 Wetmore Avenue Everett WA 98201	Common	08/07/2026	13138	91969.41

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 02/04/2022 through 08/08/2026.
Date of Notice	09/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Yves LePendeven
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)