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Funko investor plans $241K sale of 35,907 shares

Funko, Inc. (FNKO) is the issuer for a planned sale of its common stock by shareholder Yves LePendeven under Rule 144.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Funko, Inc. (FNKO) is the issuer for a planned sale of its common stock by shareholder Yves LePendeven under Rule 144. The notice covers 35,907 shares of common stock, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $241,295.04 as of 09/01/2026 on NASDAQ. The securities were acquired upon the vesting of restricted stock units during the period from 02/04/2022 through 08/08/2026. The notice also lists several prior common stock sales by the same shareholder over the past three months.

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Shares to be sold 35,907 shares of common stock Planned Rule 144 sale as of 09/01/2026
Aggregate market value of shares to be sold $241,295.04 For 35,907 shares as of 09/01/2026
Past sale on 08/28/2026 6,862 shares; $48,139.67 Common stock sale during past three months
Past sale on 08/27/2026 4,000 shares; $28,009.20 Common stock sale during past three months
Past sale on 08/10/2026 1,117 shares; $6,703.56 Common stock sale during past three months
Past sale on 08/07/2026 13,138 shares; $91,969.41 Common stock sale during past three months
RSU vesting period 02/04/2022 through 08/08/2026 Period during which RSUs vested and shares were acquired
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
restricted stock units financial
"The securities to be sold were acquired upon the vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
10b5-1 Sales regulatory
"10b5-1 Sales for YVES LEPENDEVEN 2802 Wetmore Avenue Everett WA 98201"
10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.
Form 144 regulatory
"144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

How many FNKO shares are covered by the planned Rule 144 sale?
The planned Rule 144 sale covers 35,907 shares of Funko, Inc. common stock, with an aggregate market value of $241,295.04 as of 09/01/2026.

What securities did Yves LePendeven sell in the past three months for FNKO?
Yves LePendeven reported sales of Funko, Inc. common stock, including 6,862 shares on 08/28/2026 for $48,139.67, 4,000 shares on 08/27/2026 for $28,009.20, 1,117 shares on 08/10/2026 for $6,703.56, and 13,138 shares on 08/07/2026 for $91,969.41.

How were the FNKO shares to be sold originally acquired?
The shares to be sold were acquired upon the vesting of restricted stock units during the period from 02/04/2022 through 08/08/2026.

Is the FNKO Rule 144 sale associated with a 10b5-1 trading plan?
The notice identifies several past three-month transactions as "10b5-1 Sales" for Yves LePendeven, indicating those specific sales were executed under a Rule 10b5-1 trading plan.

On which market are the FNKO shares being sold according to the notice?
The common stock referenced in the notice is listed on NASDAQ.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR