Alpha Modus Announces $7.25 Million Registered Direct Offering of Common Stock

The planned share issuance adds equity funding, with net proceeds intended partly to repay existing indebtedness.

Rhea-AI Summary

Alpha Modus (AMOD) entered into definitive agreements for a registered direct common stock offering expected to raise approximately $7.25 million. The offering comprises 6,304,348 shares at $1.15 per share. Gross proceeds are before placement agent fees and other offering expenses payable by the company.

Closing is expected on or about October 22, 2026, subject to customary closing conditions. Alpha Modus intends to use net proceeds to repay certain indebtedness and for general corporate purposes. H.C. Wainwright & Co. is the exclusive placement agent.

2 points · 1 major

MixediHow this balance works

How this balance works

Rhea-AI gives every point it takes from this document a weight. Minor counts 1, Moderate 3 and Major 9, so one Major point outweighs several Minor ones. The bar adds up the weights on each side, and when neither side holds more than 65% of the total the balance reads Mixed.

It reads the document as published, with the same rules for every company, and it does not look at what the market expected or at how the stock traded, so a point can be objectively good on a day the stock falls.

Rhea-AI Sentiment measures something else, the tone of the wording.

How the balance worksHow Sentiment works

1 major · 2 points

Hollow bars mark forward-looking points. How the balance works

Positive

• Major point. Forward-looking: it has not happened yet and may not happen.Registered direct offering is expected to raise approximately $7.25 million in gross proceeds. 1.1× market cap
• Minor point. Forward-looking: it has not happened yet and may not happen.Net proceeds are intended partly to repay certain indebtedness.

Negative

• Major point. Forward-looking: it has not happened yet and may not happen.6,304,348 new common shares at $1.15 per share will dilute existing holders upon issuance.
• Minor point. Forward-looking: it has not happened yet and may not happen.Placement agent fees and other offering expenses will reduce net proceeds.

News Explained

At the last reported operating-cash-use rate, expected gross proceeds equal 721.5 days, versus 199.1 days for cash at June 30, 2026.

Alpha Modus has definitive agreements to sell 6,304,348 common shares at $1.15 each, with closing expected on or about October 22, 2026, subject to customary conditions. If completed, issuing those shares would increase the total share count and reduce existing holders’ percentage ownership, absent offsetting changes; the company expects about $7.25 million in gross proceeds and currently intends to use net proceeds to repay certain debt and for general corporate purposes.

On the same historical operating-cash-use basis, expected gross proceeds equal 721.5 days of the last reported operating cash use, while cash and equivalents at June 30, 2026 equal 199.1 days.

The company says the offering prospectus supplement will be filed; that supplement states final offering terms, including fees, clarifying how much of the gross amount remains after placement-agent fees and offering expenses.

Sources and calculations

• Alpha Modus offering announcement (2026-10-21)
• Dilution definition (2026-07-17)
• Prospectus supplement purpose (2026-07-17)
• Alpha Modus 2026 second-quarter fundamentals (2026-06-30)

• Offering gross against the last reported quarterly operating outflow, in days at that rate $7,250,000 / ($914,396 / 91) = 721.5 days
• Available liquidity against the last reported quarterly operating outflow, in days at that rate $2,001,007 / ($914,396 / 91) = 199.1 days

Argus 15 min delay 132 alerts

-20.54% vs previous close $1.02 last price 264.8x rel. volume Open Argus

Details

Market move: AMOD -20.54% vs previous close. registered direct offering

-38.8% Trough in 13 min

$0.93 – $2.27 Day Range

$5.09M Mkt Cap at Last Price

On Oct 21, the day this news came out, the latest delayed price for AMOD is 20.54% below the previous close. Argus tracked a trough of -38.8% from its starting point during tracking. Our momentum scanner has recorded 132 alerts for this stock so far that day. The latest delayed price is $1.02. Relative volume is exceptionally heavy at 264.8x the average.

Data tracked by StockTitan Argus (15 min delayed). Upgrade to Gold for real-time data.

Key Figures

Shares offered: 6,304,348 shares Purchase price: $1.15 per share Gross proceeds: $7.25 million +1 more

Shares offered

6,304,348 shares

Common stock in the registered direct offering

Purchase price

$1.15 per share

Offering price

Gross proceeds

$7.25 million

Expected aggregate gross proceeds before placement agent fees and other offering expenses

Expected closing

On or about October 22, 2026

Subject to customary closing conditions

Key Terms

registered direct offering, shelf registration statement, prospectus supplement

3 terms

registered direct offering financial

"in a registered direct offering."

A registered direct offering is a way for a company to sell new shares of its stock directly to select investors with regulatory approval. This method allows the company to raise funds quickly and efficiently without needing a public auction, similar to offering exclusive access to a limited number of buyers. For investors, it often provides an opportunity to purchase shares at a favorable price, while giving the company immediate access to capital.

shelf registration statement regulatory

"being offered pursuant to a “shelf” registration statement"

A shelf registration statement is a document a company files with regulators that allows it to sell shares or bonds quickly when it’s a good time to raise money. It’s like having a pre-approved plan ready so the company can act fast without going through lengthy paperwork each time they want to sell, making fundraising more flexible.

prospectus supplement regulatory

"including a prospectus supplement, forming a part of the effective registration statement."

A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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CORNELIUS, N.C., Oct. 21, 2026 (GLOBE NEWSWIRE) -- Alpha Modus Holdings, Inc. (NASDAQ: AMOD) (“Alpha Modus” or the “Company”), today announced that it has entered into definitive agreements for the purchase of an aggregate of 6,304,348 shares of its common stock, at a purchase price of $1.15 per share in a registered direct offering. The closing of the offering is expected to occur on or about October 22, 2026, subject to the satisfaction of customary closing conditions.

H.C. Wainwright & Co. is acting as the exclusive placement agent for the offering.

The aggregate gross proceeds to the Company from the offering are expected to be approximately $7.25 million, before deducting the placement agent fees and other offering expenses payable by the Company. The Company currently intends to use the net proceeds from the offering to repay certain of its indebtedness and for general corporate purposes.

The securities described above are being offered pursuant to a “shelf” registration statement (File No. 333-292606) filed with the Securities and Exchange Commission (“SEC”) on January 7, 2026 and declared effective on January 16, 2026. The offering is being made only by means of a prospectus, including a prospectus supplement, forming a part of the effective registration statement. The prospectus supplement and the accompanying prospectus relating to the securities being offered will be filed with the SEC and be available at the SEC’s website at www.sec.gov. Electronic copies of the prospectus supplement and the accompanying prospectus relating to the securities being offered may also be obtained, when available, by contacting H.C. Wainwright & Co., LLC at 430 Park Avenue, 3^rd Floor, New York, NY 10022, by telephone at (212) 856-5711 or e-mail at placements@hcwco.com.
  
This press release shall not constitute an offer to sell or the solicitation of an offer to buy any of the securities described herein, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such state or jurisdiction.

About Alpha Modus Holdings, Inc.
Alpha Modus Holdings, Inc. (NASDAQ: AMOD) is a vertical AI company focused on real-time, in-store shopper engagement and attribution. Its patented "closed-loop" retail AI framework, Sense → Decide → Deliver → Attribute, enables brands and retailers to measure the full impact of digital content, physical interactions, and transaction outcomes. Through subsidiaries like Alpha Modus, Corp. and Alpha Modus Financial Services, LLC., the company is actively deploying technologies that merge artificial intelligence, retail media, and financial access across the physical retail landscape.

Forward-Looking Statements

This press release includes “forward-looking statements” within the meaning of the “safe harbor” provisions of the United States Private Securities Litigation Reform Act of 1995. Alpha Modus’s actual results may differ from their expectations, estimates, and projections, and, consequently, you should not rely on these forward-looking statements as predictions of future events. Words such as “expect,” “estimate,” “project,” “budget,” “forecast,” “anticipate,” “intend,” “plan,” “may,” “will,” “could,” “should,” “believes,” “predicts,” “potential,” “continue,” and similar expressions (or the negative versions of such words or expressions) are intended to identify such forward-looking statements, but are not the exclusive means of identifying these statements. These forward-looking statements include, without limitation, the completion of the offering, the satisfaction of customary closing conditions related to the offering and the intended use of net proceeds from the offering.

Alpha Modus cautions readers not to place undue reliance upon any forward-looking statements, which speak only as of the date made. Alpha Modus does not undertake or accept any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements to reflect any change in its expectations or any change in events, conditions, or circumstances on which any such statement is based.

Investor Relations Contact

Alpha Modus Holdings, Inc.
Email: ir@alphamodus.com
Website: www.alphamodus.com

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How much is Alpha Modus raising and what is the offering price?

Alpha Modus expects approximately $7.25 million in gross proceeds from an offering of 6,304,348 common shares at $1.15 per share. Placement agent fees and other offering expenses will be deducted from gross proceeds.

When is the Alpha Modus registered direct offering expected to close?

The offering is expected to close on or about October 22, 2026, subject to satisfaction of customary closing conditions.