Welcome to our dedicated page for Alpha Modus SEC filings (Ticker: AMOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alpha Modus Holdings, Inc. (NASDAQ: AMOD) files periodic and current reports with the U.S. Securities and Exchange Commission that provide insight into its AI-for-retail and embedded-finance business. This SEC filings page brings together those disclosures, including Forms 8-K that describe material agreements, financing arrangements, and equity issuances related to the company’s technology and AlphaCash kiosk initiatives.
Recent Form 8-K filings detail consulting agreements under which Alpha Modus agreed to issue Class A common stock to entities providing sales, marketing, and application development services tied to the rollout of financial services kiosks and web or mobile applications. These filings also describe vesting conditions linked to earnings or revenue attributable to kiosk and application deployments, as well as unregistered sales of equity securities relying on exemptions under the Securities Act.
Other 8-K disclosures outline direct financial obligations, such as promissory notes issued to family trusts and related investors. These notes include specified interest rates, maturity dates, and conversion features into Class A common stock, along with associated warrants. Together, these filings help investors understand how Alpha Modus finances its operations and aligns compensation and funding with the expansion of its financial services kiosks and AI-driven platforms.
On Stock Titan, each new AMOD filing is captured as it becomes available from the SEC’s EDGAR system. AI-powered summaries highlight key terms, such as the nature of consulting agreements, the structure of promissory notes, and the details of warrant issuances, so readers can quickly grasp the implications without reading every exhibit. Users can review annual reports on Form 10-K and quarterly reports on Form 10-Q when filed, along with current reports on Form 8-K and any registration or proxy statements, while AI explanations help clarify complex capital structure and financing provisions.
For those monitoring insider and ownership dynamics, this page also surfaces relevant ownership-related filings when available, such as Forms 3, 4, and 5, enabling a clearer view of equity grants, conversions, and other changes in beneficial ownership associated with Alpha Modus Holdings, Inc.
Alpha Modus Holdings, Inc. approved by written consent the exchange of 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A Common Stock. The action was approved by holders controlling approximately 62.1% of voting capital stock and will become effective 20 calendar days after mailing.
The Preferred Shares have a $10.00 face value (aggregate $38,700,000) and, based on the five‑lowest‑price average of $0.353, would have converted into the same 109,588,265 Common Shares. The issuance will exceed 20% of Common Stock outstanding before the issuance, and stockholder approval was obtained under NASDAQ Listing Rule 5635(d). Outstanding Common Stock was 50,895,307 shares as of the Record Date.
Alpha Modus Holdings, Inc. disclosed that holders of approximately 62.1% of its voting capital approved by written consent the issuance of securities to related and key parties. The approved issuances include 3,200,000 shares of Series C Preferred Stock and 5,789,417 warrants to Janbella Group, LLC, and bonus shares/warrants to executives (including warrants for 2,199,010 shares to CEO William Alessi). The action becomes effective 20 calendar days after mailing to holders of record as of April 2, 2026. The Company states these issuances relate to prior note amendments, exchanges to preserve Nasdaq listing, and waiver of default claims.
Alpha Modus Holdings, Inc. reports that holders controlling approximately 62.1% of voting stock approved by written consent an exchange of 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A Common Stock.
The exchange fixes the conversion outcome tied to a $10.00 face value and a conversion reference price of $0.353 (five‑lowest average), eliminates the Preferred liquidation preference and redemption rights, and will become effective twenty calendar days after mailing to stockholders as of the April 8, 2026 record date.
Alpha Modus Holdings, Inc. files a prospectus supplement to its Form S-1 that updates the offering materials with its Annual Report on Form 10-K for the year ended December 31, 2025, which is attached to this supplement. The 10-K describes Alpha Modus as an IP-centric technology company focused on patented systems for real-time retail consumer analytics and commercialization via licensing, strategic partnerships, and its Alpha Cash financial-services platform.
The report discloses an operating loss of $5,244,188 and net cash used in operations of $3,210,182 in 2025, a going-concern qualification by the auditors, and 50,522,967 shares outstanding as of March 30, 2026. The filing details numerous patent licensing arrangements and an extensive program of patent enforcement litigation across multiple retailers and technology providers.
Alpha Modus Holdings, Inc. reported that on April 8, 2026 it entered into an Exchange Agreement with the family trust of its CEO, William Alessi. The trust will exchange 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A common stock, which represent the shares that would have been issuable upon conversion under the company’s charter. The common shares cannot be sold or transferred (other than to affiliates) before June 13, 2026 and will only be issued, with the preferred cancelled, after the company complies with Nasdaq Rule 5635 shareholder approval requirements. The company is pursuing this exchange to increase the market value of its listed securities and materially reduce stockholders’ deficit.
Alpha Modus also disclosed that on April 6, 2026 it received a Nasdaq notice stating it no longer meets the $500,000 minimum net income standard, the alternative $35 million market value of listed securities standard, or the alternative $2.5 million stockholders’ equity requirement. The notice does not immediately affect trading, but the company has 45 days to submit a compliance plan and may receive up to 180 days from the notice date to regain compliance before potential delisting.
Alpha Modus Holdings, Inc. is providing an Information Statement notifying holders that Majority Stockholders holding approximately 62.1% approved, by written consent, issuances of securities including 3,200,000 shares of Series C Preferred Stock and 5,789,417 warrants exercisable at $0.4940. The actions become effective 20 days after mailing to holders of the Common Stock as of the April 2, 2026 record date. The Board also approved bonus securities: warrants to purchase 2,199,010 and 1,099,505 shares for two executives and specified grants of common shares to other personnel. The Information Statement states the Janbella securities could convert or be exercised in amounts that implicate NASDAQ Listing Rule 5635(d).
Alpha Modus Holdings, Inc. files a prospectus supplement to its Form S-1 that incorporates its Annual Report on Form 10-K for the fiscal year ended December 31, 2025. The supplement updates and supersedes inconsistent sections of the Prospectus and attaches the 2025 Annual Report for investors' review.
The 10-K describes Alpha Modus’ patent‑centric business model, a portfolio of issued patents (eleven U.S. patents disclosed), an active licensing and litigation program asserting the '571 family, commercialization efforts via Alpha Modus Financial Services (Alpha Cash), recent pilot and partner agreements, financing activity around convertible notes and equity exchanges, and material going concern disclosures tied to historical losses and cash needs.
Alpha Modus Holdings, Inc. files its annual report describing a SPAC-originated IP and fintech platform focused on AI-driven retail analytics and in-store financial services. The company completed a business combination with Insight Acquisition Corp. in December 2024 and now trades on Nasdaq as a smaller reporting and emerging growth company.
Alpha Modus centers its strategy on an extensive patent portfolio for real-time monitoring of shopper behavior, personalized marketing, smart planograms and kiosk-based engagement, including the Alpha Cash financial services platform targeting underbanked consumers. It reports an operating loss of $5,244,188 and net cash used in operating activities of $3,210,182 in 2025, and auditors raised substantial doubt about its ability to continue as a going concern.
The company has financed operations through structured notes, equity-linked funding and insider loans, while pursuing licensing and enforcement of eleven issued U.S. patents and additional applications. Multiple patent suits against major retailers and technology providers have been filed, with several matters settled and others in early litigation stages, underscoring its monetization-through-litigation model.
Polar Asset Management Partners Inc., a Canadian investment adviser, reported its beneficial ownership of Alpha Modus Holdings Inc. Class A ordinary shares on an amended Schedule 13G. Polar reports beneficial ownership of 1,003,590 shares, which is stated to represent 2.1% of the class.
This total includes 869,226 shares issuable upon exercise of warrants, meaning part of the position is potential, not yet issued stock. Polar has sole voting and dispositive power over the full 1,003,590 shares and no shared power. The firm certifies the holdings are in the ordinary course of business and not for the purpose of changing or influencing control of Alpha Modus.
Alpha Modus Holdings, Inc. reported several equity issuances around January 20–22, 2026. The company issued 45,817 shares of Class A common stock to each of four non-employee directors, 114,543 shares to its Chief Revenue Officer, 54,249 shares to its Chief Financial Officer, and 119,752 shares to its VP of Technology as quarterly equity fees under existing agreements. These shares were issued in private transactions relying on Section 4(a)(2) and Rule 506(b), with per-share values based on recent closing or 10-day average prices.
The company also issued 4,000,000 shares to Leron Group LLC, 250,000 shares to Rucus Holdings LLC, and 400,000 shares to Maxim Group LLC under a previously effective Form S-1 registration statement. In addition, it issued an aggregate 360,381 shares to H.C. Wainwright & Co., LLC under an at-the-market offering program registered on Form S-3. After all of these issuances, Alpha Modus had 47,442,151 Class A common shares outstanding.