Welcome to our dedicated page for ALPHA MODUS HOLDINGS SEC filings (Ticker: AMOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alpha Modus Holdings, Inc. filings document the company’s public-company capital structure, material agreements, securities issuances, Nasdaq compliance matters, and governance disclosures. Recent 8-K reports cover Class A common stock and redeemable warrant disclosures, preferred stock exchange agreements, unregistered equity issuances to directors and personnel, and consulting agreements connected to financial services kiosks, mobile applications, sales, marketing, and application development.
The filing record also includes convertible promissory notes, warrant issuances, related-party financing, Regulation FD presentation disclosures, and notices concerning Nasdaq continued-listing standards. These documents provide formal disclosure on financing terms, share issuance exemptions, contractual obligations, capital-structure changes, listing-rule compliance, and the company’s operating focus in AI-enabled retail technology and financial services infrastructure.
Alpha Modus Holdings, Inc. has filed a shelf registration to offer and sell up to $250,000,000 of Class A common stock, warrants and/or units, including up to $3,500,000 of common stock that may be sold through an at-the-market agreement with H.C. Wainwright & Co. The company’s common stock and public warrants trade on Nasdaq under “AMOD” and “AMODW.”
Alpha Modus recently completed a business combination with Insight Acquisition Corp. and now operates an AI-powered retail intelligence platform focused on in‑store sensing, analytics and engagement, supported by an extensive patent portfolio. The company is an emerging growth and smaller reporting company and qualifies as a controlled company because its CEO holds majority voting power.
The filing highlights substantial risks, including a going concern qualification, past operating losses and negative operating cash flows, thin trading in the stock, potential dilution from future equity issuances, complex and evolving patent and litigation exposure, increased costs and control challenges as a relatively new Nasdaq-listed public company, and an expectation that no common stock dividends will be paid for the foreseeable future.
Alpha Modus Holdings, Inc. is informing stockholders that holders of approximately 74.1% of its voting power have approved, by written consent, the issuance of new common shares tied to service agreements, debt conversions and warrants. The company plans to issue 400,000 shares to Maxim Group, 250,000 to Rucus, 4,000,000 to Leron and 1,628,664 time- and performance-based restricted shares to Black Marble for advisory and development work. It also authorized common stock issuable under a no‑interest Loeb & Loeb note, a $400,000 Haase‑Dubosc note with 363,636 related warrants, and a $250,000 AIFirst note with 1,000,000 related warrants. These issuances, which could exceed 20% of existing common stock, required approval under NASDAQ Listing Rule 5635(c) and (d). The action becomes effective 20 days after this information statement is first mailed to holders of the 41,959,958 common shares outstanding as of December 17, 2025.
Alpha Modus Holdings, Inc. (AMOD) has called a virtual 2025 annual meeting for December 30, 2025, at 1:00 p.m. Eastern time to vote on key corporate matters. Stockholders will elect five directors, consider a large increase in authorized Class A common stock from 200,000,000 to 2,000,000,000 shares, ratify MaloneBailey, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025, and cast a non-binding advisory vote on executive compensation.
Holders of 41,959,958 shares of common stock issued and outstanding as of November 17, 2025 may vote at the meeting. The board’s independent committees oversee audit, compensation, and governance, and the board recommends voting “FOR” all director nominees, the authorized share increase, auditor ratification, and the say‑on‑pay resolution.
Alpha Modus Holdings (AMOD) insider Chris P. Chumas, the Chief Sales Officer, filed a Form 4 for transactions on 10/30/2025 involving Series C Preferred Stock (transaction code G). Following the reported transfers, he beneficially owns 215,000 shares of Series C Preferred Stock directly and 430,000 indirectly via Mainstar Trust Cust FBO Chris P Chumas Roth IRA.
The footnote states the shares were sold to Mr. Chumas and his Roth IRA by the family trust of CEO William Alessi for nominal consideration (par value). The Series C Preferred is convertible at a “Conversion Price” defined to be the lesser of $10.00 or formula-based averages tied to closing bid prices, with different terms depending on whether a Trigger Event has occurred.
Alpha Modus Holdings (AMOD) filed a Form 4 for CEO William R. Alessi Jr., who is also a director and 10% owner, reporting a derivative transaction on 10/30/2025 involving Series C Preferred Stock (transaction code G).
Following the reported activity, 3,870,000 derivative securities were beneficially owned on an indirect basis by The Alessi 2023 Irrevocable Trust.
Per the footnotes, the Series C Preferred Stock is not convertible until 18 months following December 2024, subject to a Trigger Event. The Conversion Price generally equals the lesser of $10.00 or, if no Trigger Event, 100% of the average of the 5 lowest closing bid prices during the 10-day Measurement Period, capped at the lowest sales price on the last day; following any Trigger Event, it is 50.0% of that average, similarly capped. Another footnote notes shares were sold to Chris Chumas and his Roth IRA by the family trust for par value.
Alpha Modus Holdings (AMOD) filed a Form 3 disclosing the initial beneficial ownership of Chief Sales Officer Chris P. Chumas. He reports 75,000 shares of Class A Common Stock held directly and 6,000 shares held indirectly in the name of his spouse, Amanda Chumas. The filing lists the date of the event as 12/13/2024. No derivative securities are reported. The filing is made by one reporting person.
Alpha Modus Holdings (AMOD) entered a consulting agreement with Black Marble LP and agreed to issue 1,628,664 restricted shares of Class A common stock as consideration for sales and application development services. The shares are scheduled to vest in four equal installments of 407,166 shares on January 1, 2026, April 1, 2026, July 1, 2026, and October 1, 2026, but no shares will vest until the Company has generated at least $1,000,000 in earnings before interest, taxes, and depreciation or $5,000,000 in gross revenues attributable to Black Marble’s efforts in rolling out its financial services kiosks or web/mobile application.
The issuance was made as an unregistered sale under Section 4(a)(2) and Rule 506(b) of Regulation D. The consulting agreement is filed as Exhibit 10.1.
Alpha Modus Holdings, Inc. (AMOD) entered consulting agreements with Rucus Holdings LLC and Leron Group LLC on October 24, 2025 to support the rollout of the company’s financial services kiosks with a major US retailer. As consideration for marketing and sales services, the company agreed to issue 250,000 shares of Class A common stock to Rucus and 4,000,000 shares to Leron. The company states these services were crucial in securing kiosk placement.
The issuances were made as unregistered sales of equity securities under Section 4(a)(2) and Rule 506(b) of Regulation D, to accredited investors, without a public offering or general solicitation.
Alpha Modus Holdings (AMOD) reported new financing agreements. On October 19, 2025, the company issued a promissory note to The Alessi 2023 Irrevocable Trust with an original principal of $714,285.71, in consideration of $500,000 in funding received on or about September 15, 2025. The note bears 8% interest, matures on September 15, 2026, and is convertible at the holder’s election into Class A common stock at $5.00 per share.
On the same date, Alpha Modus entered a securities purchase agreement with the Nancy Helen Wallace and Gerard Haase-Dubosc Family Trust and issued a $400,000 convertible note and warrants to purchase 363,636 Class A shares at an exercise price of $1.10 per share for a total purchase price of $400,000. The note bears 7% interest, matures on October 15, 2026, and becomes convertible six months after issuance at a fixed, non-variable price equal to 80% of the 5-day volume-weighted average price on the first trading day following issuance.
Form 144 filed for ALPHA MODUS HOLDINGS, INC. (AMODW) reports a proposed sale of 75,000 shares of common stock through Raymond James & Associates with an aggregate market value of $1,190,000.00. The filing lists 41,959,958 shares outstanding and an approximate sale date of 09/16/2025. The securities were acquired on 01/02/2025 from the issuer and the stated payment date is 09/02/2025. No securities were reported sold in the past three months. The filer attests they are not aware of undisclosed material adverse information.