Welcome to our dedicated page for ALPHA MODUS HOLDINGS SEC filings (Ticker: AMOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alpha Modus Holdings, Inc. filings document the company’s public-company capital structure, material agreements, securities issuances, Nasdaq compliance matters, and governance disclosures. Recent 8-K reports cover Class A common stock and redeemable warrant disclosures, preferred stock exchange agreements, unregistered equity issuances to directors and personnel, and consulting agreements connected to financial services kiosks, mobile applications, sales, marketing, and application development.
The filing record also includes convertible promissory notes, warrant issuances, related-party financing, Regulation FD presentation disclosures, and notices concerning Nasdaq continued-listing standards. These documents provide formal disclosure on financing terms, share issuance exemptions, contractual obligations, capital-structure changes, listing-rule compliance, and the company’s operating focus in AI-enabled retail technology and financial services infrastructure.
Alpha Modus Holdings, Inc. appointed Alexander (Sasha) Asgary as Chief Strategy Officer on or about July 16, 2026, while former Chief Strategy Officer Chris Chumas became Executive Vice President of subsidiary Alpha Modus Financial Services, LLC. Asgary has served as Vice President of Corporate Communications since October 2025 and brings prior leadership experience at Giant MGMT, Giant Financial Labs, Beautysense Group, Weedsense and an earlier business development role at Alpha Modus.
In connection with the appointment, the company entered into a Consulting Agreement with Asgary’s entity, 9185-5759 Quebec Inc., effective July 1, 2026. The Consultant will provide strategy, investor relations, ARIA commercialization, FlowSync implementation, AlphaCash branding, digital marketing, B2B sales support and IP claim expansion services for $250,000 per year plus a $250,000 sign-on award of common stock warrants with a $0.0001 per share exercise price, to be granted on or before August 1, 2026 based on a specified five-day average closing price. The Agreement runs for an initial five-year term and includes eligibility for performance-based fees or awards, expense reimbursement and 30 days of paid vacation each year.
Alpha Modus Holdings, Inc. obtained written consent from holders of approximately 77.7% of its voting stock to approve a Securities Purchase Agreement with Streeterville Capital, LLC. The agreement permits one or more secured Pre-Paid Purchases of up to $10,000,000 of Class A common shares, plus 450,000 pre-delivery shares.
On June 30, 2026, Alpha Modus issued an initial Pre-Paid Purchase with original principal of $2,190,000 and the 450,000 pre-delivery shares for cash proceeds of $2,000,045. Each Pre-Paid Purchase carries an 8% original issue discount, 8% annual interest, 18‑month maturity and is prepayable at a 10% premium after notice.
The investor may acquire shares at 90% of the lowest 5‑day VWAP, subject to a $0.81 floor and a 9.99% beneficial ownership cap. The facility is secured by a first‑priority lien on all company and subsidiary assets, with subsidiary guarantees and extensive subordination of insider debt. Because potential issuances exceed 20% of the 4,426,593 shares outstanding at a price below the $4.04 Nasdaq Minimum Price, stockholder approval under Nasdaq Listing Rule 5635(d) was required and has been obtained.
Alpha Modus Holdings, Inc. is registering for resale up to 4,000,000 shares of Class A common stock by Streeterville Capital, LLC, its Selling Securityholder. The shares comprise up to 3,550,000 Pre‑Paid Purchase Shares tied to Secured Pre‑Paid Purchases with an aggregate purchase amount of up to $10,000,000, plus 450,000 Pre‑Delivery Shares already issued. Alpha Modus will not receive any proceeds from these sales but will bear registration costs, while Streeterville sells at market or negotiated prices.
The registered shares equal about 47.5% of common stock outstanding as of July 10, 2026 after giving effect to the Pre‑Paid Purchase Shares, with 4,876,593 shares outstanding before and 8,426,593 after full issuance. Pre‑Paid Purchase Shares are priced at 90% of the lowest five‑day VWAP, subject to a $0.81 floor, giving potential per‑share profit up to $0.42 based on a $4.16 share price. Alpha Modus, a data‑driven retail AI and patent‑licensing business formed through a December 13, 2024 business combination with Insight Acquisition Corp., reported a $8,021,235 net loss and negative operating cash flow in 2025, and its auditor issued a going concern qualification. CEO William Alessi controls about 72.2% of common stock, and additional overhang includes 2,200,000 Earnout Shares and roughly 20,700,000 warrant shares.
ALPHA MODUS HOLDINGS, INC. Schedule 13G discloses that Streeterville Capital LLC, with related reporting persons Streeterville Management LLC and John M. Fife, beneficially own 450,000 shares of Class A common stock, representing 9.2% of the Class A shares. The filing notes this percentage is based on 4,876,593 Class A Common Stock outstanding.
Alpha Modus Holdings, Inc. discloses that its majority stockholders approved a securities purchase agreement with Streeterville Capital, LLC to provide up to $10,000,000 of secured Pre-Paid Purchases and the issuance of 450,000 pre-delivery Common Shares. The SPA closed an initial tranche on June 30, 2026.
The initial closing included an Initial Pre-Paid Purchase of $2,190,000 and delivery of the Pre-Delivery Shares for a stated total purchase price of $2,000,045. As of June 30, 2026 there were 4,426,593 Common Shares outstanding and Majority Stockholders holding approximately 77.7% of voting stock. The financing arrangements include security interests, a subordination and voting agreement, conversion of certain Series C preferred shares into Common Shares, pricing tied to VWAP with a $0.81 floor, and a 9.99% beneficial ownership cap.
Alpha Modus Holdings entered a secured prepaid equity financing with Streeterville Capital for up to $10,000,000 of Secured Pre-Paid Purchases of Class A common stock. At the initial closing, the company issued an Initial Pre-Paid Purchase with original principal of $2,190,000 plus 450,000 pre-delivery shares for a cash purchase price of $2,000,045.
Each Pre-Paid Purchase matures in 18 months, carries an 8% original issue discount and 8% annual interest, and is prepayable at a 10% premium. Streeterville can apply the outstanding balance to buy shares at 90% of the lowest five-day volume-weighted average price, subject to a $0.81 floor and a 9.99% beneficial ownership cap. The financing is secured by first priority liens on all company and subsidiary assets, with insider debts subordinated, and requires shareholder-approved issuances above the Nasdaq Exchange Cap.
As part of the structure, Chris Chumas and his IRA converted 430,000 shares of Series C preferred stock into 304,412 common shares. After issuing the 450,000 pre-delivery shares and the 304,412 Chumas common shares, Alpha Modus had 4,876,593 Class A common shares outstanding.
Alpha Modus Holdings, Inc. reported that it has regained compliance with Nasdaq’s $1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market. Nasdaq notified the company on June 30, 2026, that the matter is closed, removing the prior delisting risk tied to bid price.
Alpha Modus Holdings, Inc. filed a prospectus supplement to its S-1 updating the registration with its Form 10-Q for the quarter ended March 31, 2026 and two Current Reports on Form 8-K regarding a reverse stock split and issuance of Class A common stock upon exchange of Series C preferred stock.
The Quarterly Report shows $35,508 cash at March 31, 2026, a net loss of $4,020,831 for the three months then ended and a working capital deficit of $5,541,592. The filing discloses substantial doubt about the Company’s ability to continue as a going concern and describes continued sales under an at‑the‑market facility after period end.
Alpha Modus Holdings, Inc. filed a current report stating that on or about June 11, 2026, it notified H.C. Wainwright & Co., LLC that it elected to terminate sales of its Class A common stock under their At The Market Offering Agreement dated January 7, 2026. The company’s Class A common stock and redeemable warrants continue to trade on The Nasdaq Stock Market.
Alpha Modus Holdings, Inc. completed a major equity restructuring with the family trust of its CEO, William Alessi. The trust exchanged 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A common stock under a previously signed Exchange Agreement.
The exchange is described as intended to increase the market value of the company’s listed securities to help regain compliance with Nasdaq’s $35 million minimum market value of listed securities standard and to materially reduce the company’s stockholders’ deficit. After issuing the new shares, Alpha Modus had 164,884,640 Class A common shares outstanding.