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  4. [Form 4] Funko, Inc. Insider Trading Activity

Funko CFO sells 42,769 shares in plan trades

Funko’s CFO reported planned open‑market sales totaling 42,769 Class A shares under Rule 10b5‑1 trading plans.

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Funko, Inc. (FNKO) reported that its Chief Financial Officer, Yves Le Pendeven, sold a total of 42,769 shares of Class A common stock in three open-market transactions on August 28 and September 1, 2026. All reported sales were made pursuant to pre-arranged Rule 10b5-1 trading plans adopted on May 13, 2025 and May 13, 2026.

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Insider Le Pendeven Yves
Role CFO
Sold 42,769 shs ($282K)
Type Security Shares Price Value
Sale CLASS A COMMON STOCK F3 1,833 $6.60 $12K
Sale CLASS A COMMON STOCK F3, F4 34,074 $6.5067 $222K
Sale CLASS A COMMON STOCK F1, F2 6,862 $7.0154 $48K
Holdings After Transaction: CLASS A COMMON STOCK — 0 shares (Direct)
Footnotes (4)
  1. F1. Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. F3. Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  4. F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.18 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Total shares sold 42,769 shares Aggregate net shares sold by the CFO across all reported transactions
August 28, 2026 sale 6,862 shares at $7.0154 (weighted average) Open‑market sale with trades between $7.00 and $7.05 per share
September 1, 2026 sale 1 1,833 shares at $6.6000 per share Open‑market sale of Class A common stock
September 1, 2026 sale 2 34,074 shares at $6.5067 (weighted average) Open‑market sale with trades between $6.18 and $6.76 per share
10b5-1 plan adoption date (first plan) May 13, 2025 Plan governing the August 28, 2026 sale
10b5-1 plan adoption date (second plan) May 13, 2026 Plan governing the September 1, 2026 sales
Rule 10b5-1 trading plan regulatory
"Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Securities Exchange Act of 1934 regulatory
"in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934"

FAQ

What insider transactions did Funko (FNKO) disclose in this Form 4?
Funko disclosed that CFO Yves Le Pendeven sold an aggregate of 42,769 shares of Class A common stock in three open‑market transactions on August 28, 2026 and September 1, 2026.

At what prices did the Funko (FNKO) CFO sell shares?
On August 28, 2026, 6,862 shares were sold at a weighted average price of $7.0154 within a $7.00–$7.05 range. On September 1, 2026, 1,833 shares were sold at $6.6000 per share and 34,074 shares at a weighted average of $6.5067 within a $6.18–$6.76 range.

Were the FNKO CFO’s stock sales made under a Rule 10b5-1 trading plan?
Yes. The filing states that the reported sales were made pursuant to Rule 10b5‑1 trading plans. The August 28, 2026 sale used a plan adopted on May 13, 2025, and the September 1, 2026 sales used a plan adopted on May 13, 2026.

How many Funko (FNKO) shares did the CFO sell on August 28, 2026?
On August 28, 2026, the CFO sold 6,862 shares of Funko Class A common stock at a weighted average price of $7.0154, with individual trades executed between $7.00 and $7.05 per share.

How many Funko (FNKO) shares did the CFO sell on September 1, 2026?
On September 1, 2026, the CFO reported two sales: 1,833 shares at $6.6000 per share and 34,074 shares at a weighted average price of $6.5067, with individual trades between $6.18 and $6.76 per share.

Does the Form 4 state how many FNKO shares the CFO holds after these sales?
No. For each reported transaction, the field for shares owned following the transaction is left blank, so the filing does not state the CFO’s remaining holdings.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Le Pendeven Yves
(Last)(First)(Middle)
C/O FUNKO, INC.
2802 WETMORE AVENUE
(Street)
EVERETT WASHINGTON 98201
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
CLASS A COMMON STOCK08/28/2026S6,862(1)D$7.0154(2)35,907D
CLASS A COMMON STOCK09/01/2026S1,833(3)D$6.634,074D
CLASS A COMMON STOCK09/01/2026S34,074(3)D$6.5067(4)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
3. Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.18 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Remarks:
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR