Funko (FNKO) CFO sells 4,000 shares in $7 planned trade

Rhea-AI Filing Summary

Funko, Inc. (FNKO) reported that its CFO, Yves Le Pendeven, sold 4,000 shares of Class A common stock on August 27, 2026 at a weighted average price of $7.0023 per share in open-market or private transactions. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on May 13, 2025. After this transaction, the CFO directly holds 42,769 shares of Funko Class A common stock.

Insider Trade Summary 10b5-1

Net Seller: 4,000 shares

Net Sell 1 txn

Insider Le Pendeven Yves

Role CFO

Sold 4,000 shs ($28K)

Type	Security	Shares	Price	Value
Sale	CLASS A COMMON STOCK F1, F2	4,000	$7.0023	$28K

Holdings After Transaction: CLASS A COMMON STOCK — 42,769 shares (Direct)

Footnotes (2)

1. F1. Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.000 to $7.030, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Key Figures

Shares sold: 4,000 shares of Class A common stock Weighted average sale price: $7.0023 per share Sale price range: $7.000 to $7.030 per share +3 more

6 metrics

Shares sold 4,000 shares of Class A common stock Sale reported for August 27, 2026 by Funko CFO Yves Le Pendeven

Weighted average sale price $7.0023 per share Weighted average price for the 4,000 shares sold on August 27, 2026

Sale price range $7.000 to $7.030 per share Range of individual transaction prices for the 4,000 shares sold

Shares owned after transaction 42,769 shares Direct holdings of Funko Class A common stock by the CFO after the sale

10b5-1 plan adoption date May 13, 2025 Date the CFO adopted the Rule 10b5-1 trading plan used for this sale

Transaction date August 27, 2026 Date of the reported sale transaction

Key Terms

Rule 10b5-1 trading plan, weighted average price, Securities Exchange Act of 1934, open market or private transaction

4 terms

Rule 10b5-1 trading plan regulatory

"Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Securities Exchange Act of 1934 regulatory

"in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934"

open market or private transaction financial

"Sale in open market or private transaction"

FAQ

What insider transaction did Funko (FNKO) report for its CFO?

Funko (FNKO) reported that CFO Yves Le Pendeven sold 4,000 shares of Class A common stock on August 27, 2026 at a weighted average price of $7.0023 per share in an open-market or private sale.

How many FNKO shares does the CFO hold after this reported sale?

After the reported transaction, Funko CFO Yves Le Pendeven directly holds 42,769 shares of Funko Class A common stock, as disclosed in the Form 4 filing.

Was the FNKO CFO’s August 27, 2026 sale made under a Rule 10b5-1 plan?

Yes. The filing states the 4,000-share sale by Funko (FNKO) CFO was made pursuant to a Rule 10b5-1 trading plan adopted on May 13, 2025 under the Securities Exchange Act of 1934.

What price range did the FNKO CFO’s shares sell for on August 27, 2026?

The filing explains the reported $7.0023 is a weighted average price. Individual trades on August 27, 2026 occurred at prices ranging from $7.000 to $7.030 per share, inclusive.

How many FNKO shares did the CFO sell in this Form 4 filing?

The Form 4 shows that Funko (FNKO) CFO Yves Le Pendeven sold 4,000 shares of Class A common stock in a single reported transaction on August 27, 2026.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/28/2026 - 04:04 PM Accepted by SEC EDGAR 08/28/2026 - 04:04 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Le Pendeven Yves

(Last) (First) (Middle)

C/O FUNKO, INC.

2802 WETMORE AVENUE

(Street)

EVERETT WASHINGTON 98201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
CLASS A COMMON STOCK	08/27/2026		S		4,000(1)	D	$7.0023(2)	42,769	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.000 to $7.030, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Remarks:

	/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven	08/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)