Funko officer plans up to $1.21M stock resale

Officer Josh Simon files a Rule 144 notice to potentially sell up to 180,000 shares of Funko common stock, alongside upcoming vesting of 333,333 restricted stock units.

Rhea-AI Filing Summary

Funko, Inc. (FNKO) received a notice that officer Josh Simon plans a resale of Funko common stock under Rule 144. The filing contemplates the sale of up to 180,000 shares of common stock through Morgan Stanley Smith Barney on or about September 2, 2026, on NASDAQ, with an indicated aggregate market value of $1,209,600. As context, 55,995,766 shares of common stock were reported outstanding. The notice also reports the scheduled vesting on September 1, 2026 of 333,333 restricted stock units granted on September 1, 2025 as compensation for services rendered.

Key Figures

Shares proposed for Rule 144 resale: 180,000 shares Aggregate market value of proposed sale: $1,209,600 Shares outstanding: 55,995,766 shares +3 more

6 metrics

Shares proposed for Rule 144 resale 180,000 shares Common stock to be sold through Morgan Stanley Smith Barney

Aggregate market value of proposed sale $1,209,600 Indicated value for 180,000 shares of Funko common stock

Shares outstanding 55,995,766 shares Funko common stock reported outstanding for context

Restricted stock units vesting 333,333 units RSUs vesting on September 1, 2026, granted September 1, 2025

Planned sale date September 2, 2026 Date of proposed Rule 144 sale of common stock

RSU vesting date September 1, 2026 Date when 333,333 restricted stock units are scheduled to vest

Key Terms

Rule 144, restricted stock units, Attorney-in-Fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock units financial

"Vesting of restricted stock units granted 09/01/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Attorney-in-Fact regulatory

"Signature | Tracy Daw, as Attorney-in-Fact for Josh Simon"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

What does the Form 144 filing for Funko, Inc. (FNKO) disclose?

The filing states that officer Josh Simon plans a potential Rule 144 resale of up to 180,000 shares of Funko common stock through Morgan Stanley Smith Barney on or about September 2, 2026 on NASDAQ, with an indicated aggregate market value of $1,209,600.

How many Funko (FNKO) shares are reported outstanding in this Form 144?

The notice reports that 55,995,766 shares of Funko common stock were outstanding, providing context for the size of the proposed 180,000-share resale under Rule 144.

What restricted stock unit vesting is disclosed for Funko (FNKO) in this notice?

The filing reports that 333,333 restricted stock units of Funko common stock, granted on September 1, 2025, are scheduled to vest on September 1, 2026 as compensation for services rendered.

Who is the broker handling the potential Funko (FNKO) Rule 144 sale?

The proposed Rule 144 resale of up to 180,000 shares of Funko common stock is listed as being through Morgan Stanley Smith Barney, located at 1 New York Plaza, New York, with sales expected on NASDAQ.

Who signed the Form 144 related to Funko, Inc. (FNKO)?

The notice is signed by Tracy Daw, acting as Attorney-in-Fact for Josh Simon, on September 2, 2026, in connection with the planned Rule 144 resale of Funko common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/02/2026 - 08:52 PM Accepted by SEC EDGAR 09/02/2026 - 08:52 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002084455
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Funko, Inc.
SEC File Number	001-38274
Address of Issuer	2802 WETMORE AVENUE EVERETT WASHINGTON 98201
Phone	425-783-3616
Name of Person for Whose Account the Securities are To Be Sold	Simon Josh
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Morgan Stanley Smith Barney 1 New York Plaza, 8th Floor New York NY 10004	180000	1209600.00	55995766	09/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/01/2026	Vesting of restricted stock units granted 09/01/2025	Issuer			333333	09/01/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Tracy Daw, as Attorney-in-Fact for Josh Simon
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)