Funko: Josh Simon plans $1.18M Rule 144 stock sale

Funko, Inc. (FNKO) is the issuer of common stock for which Josh Simon has filed an amended Form 144 notice, indicating a proposed Rule 144 sale of 190,000 shares of Funko common stock through Morgan Stanley Smith Barney.

Rhea-AI Filing Summary

Funko, Inc. (FNKO) is the issuer of common stock for which Josh Simon has filed an amended Form 144 notice, indicating a proposed Rule 144 sale of 190,000 shares of Funko common stock through Morgan Stanley Smith Barney. The filing reports an aggregate market value of $1,178,000 for the shares to be sold and notes that 55,995,766 shares of the same class are outstanding. The amendment states it was made solely to update the number of shares to be sold and the aggregate market value in Table I.

Key Figures

Shares proposed to be sold: 190,000 shares Aggregate market value of shares to be sold: $1,178,000 Shares outstanding: 55,995,766 shares +2 more

5 metrics

Shares proposed to be sold 190,000 shares Common stock to be sold under Rule 144 through Morgan Stanley Smith Barney

Aggregate market value of shares to be sold $1,178,000 Value of 190,000 Funko common shares in the Form 144/A securities table

Shares outstanding 55,995,766 shares Number of Funko common shares outstanding for this class of securities

Shares acquired via RSU vesting 333,333 shares Common stock acquired on September 1, 2026 via vesting of RSUs granted September 1, 2025

Date of notice September 3, 2026 Date stated for this amended Form 144 notice

Key Terms

Rule 144, restricted stock units, Aggregate Market Value

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock units financial

"Vesting of restricted stock units granted 09/01/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Aggregate Market Value financial

"amended solely to update the number of shares to be sold and the Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the amended Form 144/A filing disclose for Funko, Inc. (FNKO)?

It discloses that Josh Simon plans a Rule 144 sale of 190,000 shares of Funko common stock through Morgan Stanley Smith Barney, with an aggregate market value of $1,178,000, and that this amendment only updates the share amount and aggregate market value.

How many Funko (FNKO) shares are covered by this amended Rule 144 notice?

The amended notice covers a proposed sale of 190,000 shares of Funko, Inc. common stock. The remarks state the amendment was made solely to update this number and the related aggregate market value in Table I.

What aggregate market value is reported for the Funko (FNKO) shares to be sold?

The filing reports an aggregate market value of $1,178,000 for the 190,000 shares of Funko common stock proposed to be sold under Rule 144. This value is shown in the securities information table.

How many Funko (FNKO) shares are outstanding according to the Form 144/A?

The Form 144/A states that there are 55,995,766 shares of Funko, Inc. common stock outstanding. This figure appears in the securities information table for the class of securities involved in the planned sale.

What is the source of the Funko (FNKO) shares that may be sold by Josh Simon?

A table in the filing states that 333,333 shares of common stock were acquired on September 1, 2026 through vesting of restricted stock units granted on September 1, 2025, described as consideration for services rendered.

What specifically was changed in this amended Form 144/A for Funko (FNKO)?

The remarks state that the notice filed on September 2, 2026 is amended solely to update the number of shares to be sold and the aggregate market value in Table I. It also notes that no other amendments have been made.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/03/2026 - 06:48 PM EDT Accepted by SEC EDGAR 09/03/2026 - 06:46 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK	0002084455
Filer CCC	XXXXXXXX
Previous Accession Number Of The Filing	0002084455-26-000002
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer	Funko, Inc.
SEC File Number	001-38274
Address of Issuer	2802 WETMORE AVENUE EVERETT WASHINGTON 98201
Phone	425-783-3616
Name of Person for Whose Account the Securities are To Be Sold	Simon Josh
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Morgan Stanley Smith Barney 1 New York Plaza, 8th Floor New York NY 10004	190000	1178000.00	55995766	09/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/01/2026	Vesting of restricted stock units granted 09/01/2025	Issuer			333333	09/01/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks	The Form 144 filed on September 2, 2026 is hereby amended solely to update the number of shares to be sold and the Aggregate Market Value in Table I. No other amendments have been made.
Date of Notice	09/03/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Tracy Daw, as Attorney-in-Fact for Josh Simon
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)