Funko, Inc. filings document the company’s operating results, governance and capital structure as a Nasdaq-listed issuer of Class A common stock. Form 8-K reports furnish quarterly and annual financial results, Regulation FD presentation materials, material credit-agreement amendments, executive employment arrangements, board changes and stockholder-agreement amendments.
Proxy materials cover director elections, executive compensation, equity awards and shareholder voting matters. The filings also identify Funko Acquisition Holdings, L.L.C. and domestic subsidiaries in financing arrangements, and record debt covenants, consent rights and governance provisions tied to the company’s pop culture consumer-products business.
Funko, Inc. reported an equity compensation grant to director Reed Duchscher. On January 12, 2026, he received 9,580 restricted stock units, each representing a right to one share of Class A common stock or, at the company’s election, an equivalent cash payment. These RSUs vest on January 12, 2027, if he continues serving the company through that date.
He was also granted a stock option covering 14,300 shares of Class A common stock at an exercise price of $3.52 per share. This option will vest and become exercisable on January 12, 2027, subject to his continued service with Funko.
Funko, Inc. filed an initial ownership report (Form 3) for director Reed Duchscher with an event date of 01/12/2026. The filing states that no non-derivative or derivative securities of Funko are beneficially owned, meaning the director reports zero share ownership at this time.
Funko, Inc. reported changes to its Board of Directors. On January 11, 2026, Michael Lunsford resigned from the Board, effective January 12, 2026. The company expressed appreciation for his service and contributions.
On the same date, the Board elected Reed Duchscher as a Class II director, effective January 12, 2026. Mr. Duchscher, age 36, is the Chief Executive Officer of Night Inc., a next-generation talent management and venture platform focused on influential creators, artists and brands. The Board cites his leadership experience and knowledge of the content creation industry as reasons for his appointment. He will be compensated under Funko’s Non-Employee Director Compensation Policy and is expected to enter into the company’s standard indemnification agreement.
Funko, Inc. director Jason Harinstein reported the vesting and conversion of restricted stock units into Class A common stock. On December 13, 2025, 3,108 restricted stock units converted into 3,108 shares of Class A common stock at an exercise price of $0, shown as an acquisition of non-derivative shares with transaction code M.
Following this transaction, Harinstein directly beneficially owned 18,108 shares of Funko Class A common stock. The original grant of 3,108 restricted stock units vested in full on December 13, 2025, with each unit representing a contingent right to receive one share of Class A common stock or, at the issuer’s election, an equivalent cash payment.
Funko, Inc. filed its Q3 2025 10‑Q reporting weaker sales and heightened liquidity risk. Net sales were $250.9 million, down 14.3% year over year, and quarterly net income was $0.9 million versus $4.6 million a year ago. Gross margin was 40.2% compared with 40.9%.
For the nine months, the company posted a net loss of $68.1 million as operating cash flow swung to a use of $33.2 million. Management disclosed “substantial doubt” about continuing as a going concern, citing forecast covenant shortfalls and working capital pressure. The Fourth Amendment to its credit agreement waived leverage and coverage tests for Q2 and Q3, but the company anticipates noncompliance at December 31, 2025. Revolver borrowings rose to $135.0 million from $60.0 million, and the current portion of long‑term debt increased to $104.6 million.
As of November 4, 2025, shares outstanding were 54,742,995 Class A and 647,833 Class B.
Funko, Inc. (FNKO) filed an 8-K announcing results for the three and nine months ended September 30, 2025. The company furnished a press release as Exhibit 99.1 and presentation materials for upcoming investor meetings as Exhibit 99.2.
Items 2.02 and 7.01, including Exhibit 99.1, are furnished and not deemed “filed” under Section 18 of the Exchange Act, nor incorporated by reference except as specifically stated. The report was signed by Chief Financial Officer Yves Le Pendeven.
Funko, Inc. (FNKO) director Michael C. Lunsford reported a stock sale. On 05/28/2021, he sold 5,208 shares of Class A common stock at a weighted average price of $26.03, with trades executed between $25.94 and $26.19.
Following the transaction, he beneficially owned 14,036 shares directly. The filing also updates his holdings to remove 6,300 shares that were previously inadvertently included beginning in a filing on June 7, 2024.
Funko, Inc. filed an amended Form 3 for its CFO. The filing reports derivative holdings consisting of a stock option for 83,900 shares of Class A common stock at an exercise price of $6.37, expiring on 03/13/2034, and 33,600 restricted stock units.
The option vested 25% on the first anniversary of March 13, 2024, with the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued employment. The 33,600 RSUs vest in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to continued employment.
Josh Simon, identified as Chief Executive Officer and a director of Funko, Inc. (FNKO), reported grants of restricted stock units on 09/01/2025. The filing shows two awards: 1,000,000 RSUs that vest in four equal annual installments beginning on the first anniversary of September 1, 2025 (with full vesting on a change in control), and 750,000 RSUs with mixed time- and performance-based vesting. The 750,000 RSUs vest one-third over three years and two-thirds only if stock-price hurdles of $8.00 and $20.00 (measured by a 45-trading-day trailing average or change-in-control price) are achieved before the seventh anniversary, subject to continued service. Each RSU converts to one share of Class A common stock or cash at the issuer’s election. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Simon on 09/03/2025.
Josh Simon, identified as Chief Executive Officer and a Director of Funko, Inc. (FNKO), filed an initial Form 3 reporting the event date 09/01/2025. The filing states that the reporting person does not beneficially own any securities of the issuer. The form includes an Exhibit 24 power of attorney and is signed by Tracy Daw as attorney-in-fact on 09/03/2025.