Broadridge plans sale of 5,200 common shares

Broadridge is registering a proposed sale of 5,200 shares of its common stock, with an aggregate market value of $181,896.00, to be sold on or after 07/27/2026 on the Nasdaq.

Rhea-AI Filing Summary

Broadridge is registering a proposed sale of 5,200 shares of its common stock, with an aggregate market value of $181,896.00, to be sold on or after 07/27/2026 on the Nasdaq. The shares derive from previously granted restricted stock that vested between 01/26/2022 and 01/26/2026 in multiple installments.

Key Figures

Shares to be sold: 5,200 shares Aggregate market value: $181,896.00 Shares outstanding: 20,895 shares +3 more

6 metrics

Shares to be sold 5,200 shares Common stock proposed for sale under Form 144

Aggregate market value $181,896.00 Estimated value of 5,200 shares to be sold

Shares outstanding 20,895 shares Shares outstanding figure reported alongside the sale details

Approximate sale date 07/27/2026 Approximate date of sale for the Form 144 transaction

Earliest vesting date 01/26/2022 First restricted stock vesting event listed as share source

Latest vesting date 01/26/2026 Most recent restricted stock vesting event listed

Key Terms

Form 144, aggregate market value, restricted stock vesting, vesting shares

4 terms

Form 144 regulatory

"144: Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

aggregate market value financial

"Common Stock | Broadridge... | 5200 | 181896.00 | 20895"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

restricted stock vesting financial

"Restricted stock vesting, no payment"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

vesting shares financial

"Common Stock | 01/26/2022 | Vesting Shares | Company"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 144 mean for Broadridge (FNLC) shareholders?

The Form 144 records an intention to sell 5,200 shares of Broadridge common stock, with an aggregate market value of $181,896.00. It discloses a potential resale of already-issued shares, not a new share issuance.

How many Broadridge (FNLC) shares are proposed to be sold and at what value?

The notice covers a proposed sale of 5,200 shares of Broadridge common stock with an aggregate market value of $181,896.00. These figures reflect the seller’s estimate at the time of the Form 144 filing.

When is the planned sale date for the Broadridge (FNLC) shares under this Form 144?

The planned sale date for the 5,200 shares of Broadridge common stock is on or about 07/27/2026. This date is stated as the approximate date of sale on the Form 144 notice.

On which exchange will the Broadridge (FNLC) shares be sold according to the Form 144?

The Form 144 states that the 5,200 shares of Broadridge common stock are expected to be sold on the Nasdaq. This indicates the exchange where the planned resale transactions may occur.

How were the Broadridge (FNLC) shares in this Form 144 originally acquired?

The shares were acquired through restricted stock vesting from 01/26/2022 to 01/26/2026, with no cash payment. Multiple tranches of restricted stock vested as compensation over this period.

What vesting events are detailed for the Broadridge (FNLC) shares in this notice?

The notice lists restricted stock vesting events on 01/26/2022, 02/01/2022, 01/04/2023, 01/29/2023, 01/28/2024, 01/27/2025, and 01/26/2026, with each entry described as vesting or vested shares requiring no payment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/27/2026 - 10:19 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001635155
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	First Bancorp, Inc /ME/
SEC File Number	000-26589
Address of Issuer	P.O. BOX 940 MAIN STREET DAMARISCOTTA MAINE 04543
Phone	2075633195
Name of Person for Whose Account the Securities are To Be Sold	Tolman Sarah
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Broadridge 51 Mercedes Way Edgewood NY 11717	5200	181896.00	20895	07/27/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	01/26/2022	Vesting Shares	Company			548	07/27/2022	Restricted stock vesting, no payment
Common Stock	02/01/2022	Vested Shares	Company			709	02/01/2022	Restricted stock vesting, no payment
Common Stock	01/04/2023	Vested Shares	Company			603	01/04/2023	Restricted stock vesting, no payment
Common Stock	01/29/2023	Vested Shares	Company			697	01/29/2023	Restricted stock vesting, no payment
Common Stock	01/28/2024	Vested Shares	Company			1195	01/28/2024	Restricted stock vesting, no payment
Common Stock	01/27/2025	Vested Shares	Company			953	01/27/2025	Restricted stock vesting, no payment
Common Stock	01/26/2026	Vested Shares	Company			1137	01/26/2026	Restricted stock vesting, no payment

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	No payment was made upon obtaining the shares as they were vested from a restricted stock grant.
Date of Notice	07/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Sarah Tolman
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)