STOCK TITAN

Broadridge (FNLC) insider files Form 144 to sell 5,200 shares on Nasdaq

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Broadridge is registering a proposed sale of 5,200 shares of its common stock, with an aggregate market value of $181,896.00, to be sold on or after 07/27/2026 on the Nasdaq. The shares derive from previously granted restricted stock that vested between 01/26/2022 and 01/26/2026 in multiple installments.

Positive

  • None.

Negative

  • None.
Shares to be sold 5,200 shares Common stock proposed for sale under Form 144
Aggregate market value $181,896.00 Estimated value of 5,200 shares to be sold
Shares outstanding 20,895 shares Shares outstanding figure reported alongside the sale details
Approximate sale date 07/27/2026 Approximate date of sale for the Form 144 transaction
Earliest vesting date 01/26/2022 First restricted stock vesting event listed as share source
Latest vesting date 01/26/2026 Most recent restricted stock vesting event listed
Form 144 regulatory
"144: Filer Information | | | 144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
aggregate market value financial
"Common Stock | Broadridge... | 5200 | 181896.00 | 20895"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.
restricted stock vesting financial
"Restricted stock vesting, no payment"
Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.
vesting shares financial
"Common Stock | 01/26/2022 | Vesting Shares | Company"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What does this Form 144 mean for Broadridge (FNLC) shareholders?

The Form 144 records an intention to sell 5,200 shares of Broadridge common stock, with an aggregate market value of $181,896.00. It discloses a potential resale of already-issued shares, not a new share issuance.

How many Broadridge (FNLC) shares are proposed to be sold and at what value?

The notice covers a proposed sale of 5,200 shares of Broadridge common stock with an aggregate market value of $181,896.00. These figures reflect the seller’s estimate at the time of the Form 144 filing.

When is the planned sale date for the Broadridge (FNLC) shares under this Form 144?

The planned sale date for the 5,200 shares of Broadridge common stock is on or about 07/27/2026. This date is stated as the approximate date of sale on the Form 144 notice.

On which exchange will the Broadridge (FNLC) shares be sold according to the Form 144?

The Form 144 states that the 5,200 shares of Broadridge common stock are expected to be sold on the Nasdaq. This indicates the exchange where the planned resale transactions may occur.

How were the Broadridge (FNLC) shares in this Form 144 originally acquired?

The shares were acquired through restricted stock vesting from 01/26/2022 to 01/26/2026, with no cash payment. Multiple tranches of restricted stock vested as compensation over this period.

What vesting events are detailed for the Broadridge (FNLC) shares in this notice?

The notice lists restricted stock vesting events on 01/26/2022, 02/01/2022, 01/04/2023, 01/29/2023, 01/28/2024, 01/27/2025, and 01/26/2026, with each entry described as vesting or vested shares requiring no payment.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature