Kristen Sieffert sells 750 shares monthly at FOA (FOA)

Rhea-AI Filing Summary

Finance of America Companies insider Kristen Sieffert reported multiple dispositions of 750 shares of Common Stock on each of 04/01/2026, 05/01/2026, and 06/01/2026. The filings list sale proceeds of $12,465.50, $14,647.70, and $14,720.80 respectively. The securities are described as RSUs granted 04/01/2022, and brokerage routing is shown to Wells Fargo Clearing Services.

Insights

Securities Compliance Analyst

Reported routine insider RSU dispositions spread over three months.

The filings list three separate dispositions of 750 shares each by Kristen Sieffert on 04/01/2026, 05/01/2026, and 06/01/2026, with respective gross amounts recorded. These entries align with standard resale disclosures for restricted stock units that vested earlier (grant date shown as 04/01/2022).

Cash‑flow treatment to or from the issuer is not stated in the excerpt. Subsequent public filings will show whether these were open‑market sales or other disposition methods; timing and method details are not provided in the excerpt.

Key Figures

Shares per disposition: 750 shares Proceeds 04/01/2026: $12,465.50 Proceeds 05/01/2026: $14,647.70 +3 more

6 metrics

Shares per disposition 750 shares reported on 04/01/2026, 05/01/2026, 06/01/2026

Proceeds 04/01/2026 $12,465.50 gross amount listed for 04/01/2026 disposition

Proceeds 05/01/2026 $14,647.70 gross amount listed for 05/01/2026 disposition

Proceeds 06/01/2026 $14,720.80 gross amount listed for 06/01/2026 disposition

Grant date 04/01/2022 RSU grant date shown in the filing

Broker Wells Fargo Clearing Services routing broker listed on the Form 144 excerpt

Key Terms

Form 144, RSU, Wells Fargo Clearing Services

3 terms

Form 144 regulatory

"Securities Sold During The Past 3 Months section showing dispositions"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU financial

"Line: "RSU's | Issuer | 750 | 04/01/2022""

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Wells Fargo Clearing Services market

"Broker routing: One North Jefferson Avenue St. Louis MO 63103"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/01/2026 - 12:22 PM Accepted by SEC EDGAR 07/01/2026 - 12:22 PM Learn about SEC filing dates

FAQ

What did the FOA Form 144 filing disclose about Kristen Sieffert's transactions?

It discloses three separate dispositions of 750 shares each by Kristen Sieffert. The filings list proceeds of $12,465.50, $14,647.70, and $14,720.80 on 04/01/2026, 05/01/2026, and 06/01/2026 respectively.

Were the securities sold by Kristen Sieffert granted as RSUs for FOA?

Yes. The filing lists the securities as RSU's with a grant date of 04/01/2022. The disposition rows reference those RSUs and the same 750‑share quantity per sale.

Which broker is named for these FOA transactions in the Form 144 excerpt?

The excerpt shows Wells Fargo Clearing Services at One North Jefferson Avenue, St. Louis, MO, as the broker routing location. No further execution details are provided in the excerpt.

Does the Form 144 excerpt state whether the company received proceeds from the sales?

The excerpt does not state the company's receipt of proceeds. The rows list gross amounts per disposition; cash‑flow treatment to the issuer is not described in the provided text.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services One North Jefferson Avenue St. Louis MO 63103	750	20510.08	8891776	07/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2022	RSU's	Issuer			750	04/01/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kristen Sieffert 5830 Granite Parkway, Suite 400 Plano TX 75024	Finance of America Companies, Inc.	04/01/2026	750	12465.50
Kristen Sieffert 5830 Granite Parkway, suite 400 Plano TX 75024	Finance of America Companies, Inc.	05/01/2026	750	14647.70
Kristen Sieffert 5830 Granite Parkway, Suite 400 Plano TX 75024	Finance of America Companies, Inc.	06/01/2026	750	14720.80

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)