Welcome to our dedicated page for Finance of America Companies SEC filings (Ticker: FOA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Finance of America Companies Inc. filings document a public home-equity finance company with Class A common stock listed under FOA. Its earnings-related Form 8-K reports disclose funded volume, revenue, net income, adjusted measures, origination economics, fair value effects and capital markets activity tied to reverse mortgage and retirement-solution lending.
Other SEC materials cover annual meeting governance, shareholder voting matters, officer-transition reporting and material definitive agreements. Recent capital-structure filings describe the Series A Convertible Perpetual Preferred Stock, related registration rights and financing arrangements with funds managed by Blue Owl.
Finance of America Companies reported Q2 2026 results with funded home-equity volume of $730 million, up 21% year over year. Consolidated total revenues were $62 million and pre-tax loss from continuing operations was $71 million, leading to a net loss from continuing operations of $29 million.
Net income attributable to Class A common stockholders was $1 million, or $0.10 basic earnings per share, while diluted loss per share was $(1.28). On a non-GAAP basis, adjusted net income was $19 million, adjusted earnings per share were $0.84 (53% higher than Q2 2025), and adjusted EBITDA was $35 million. Year to date, adjusted earnings per share were $1.94, 81% above the first half of 2025.
As of June 30, 2026, cash and equivalents were $85 million and total equity was $407 million, including $297 million attributable to common stock, or $33.20 book value per common share. Tangible equity was $246 million, or $13.31 per share, and the company completed acquisition of the Onity HECM servicing portfolio, increasing securitized loan balances and assets under management.
Finance of America Companies Inc. implemented significant governance updates effective July 31, 2026. A Third Amended and Restated Limited Liability Company Agreement for Finance of America Equity Capital LLC, the UP-C subsidiary, now clarifies transfer restrictions on FOAEC Class A Units tied to Class B Common Stock and permits FOAEC’s Board of Managers to act by written consent with majority approval, along with other conforming and technical changes.
A Second Amended and Restated Certificate of Incorporation became effective the same day after written consent from stockholders holding a majority in voting power. The charter reclassifies Class B Common Stock held by FOAEC Class A unitholders so each such holder owns a number of Class B shares equal to its FOAEC Class A Units, grants each Class B share one vote where entitled to vote, incorporates recent Delaware law changes including potential officer exculpation, and reflects prior equity repurchases from Blackstone affiliates. Concurrent Second Amended and Restated Bylaws update advance notice and disclosure requirements for stockholder nominations and proposals, incorporate universal proxy card rules, refine stockholder meeting procedures and lists, and clarify the ability to purchase and maintain D&O-type insurance, together with other ministerial revisions.
Finance of America Companies, Inc. reports that Kristen Sieffert intends to sell 750 shares of common stock through Wells Fargo Clearing Services on the NYSE on August 3, 2026. These shares relate to RSUs granted on April 1, 2022.
The filing also lists prior transactions of 750 shares each month over the past three months: on May 1, 2026 for $14,647.70, on June 1, 2026 for $14,720.80, and on July 1, 2026 for $20,510.08.
Finance of America Companies Inc. reported that Chief Investment Officer Jeremy Prahm executed an open-market sale of 6,000 shares of Class A Common Stock on July 13, 2026, at a weighted average price of $25.5987 per share, in trades between $25.22 and $26.11. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 22, 2025. Following this sale, Prahm directly holds 191,856 shares of Class A Common Stock.
Finance of America Companies Inc. obtained written consent from stockholders holding approximately 53.9% of total voting power and 97.2% of Class B voting power as of June 26, 2026 to adopt a Second Amended and Restated Certificate of Incorporation. No stockholder meeting or further vote is required, and the changes may take effect after a 20‑day mailing period once the charter is filed in Delaware.
The revised charter will reclassify Class B Common Stock so that each LLC Unit corresponds to one non‑economic Class B share with one vote per share, aligning the number of Class B shares with the 8,088,934 LLC Units outstanding and increasing authorized Class B shares to 50,000,000 while reducing authorized Class A shares to 5,951,000,000, leaving total authorized capital unchanged at 6,601,000,000. It also extends Delaware duty‑of‑care exculpation to specified officers and makes additional technical and conforming changes without altering existing stockholders’ aggregate voting power or economic rights.
Finance of America Companies Inc. president Kristen N. Sieffert reported an open-market sale of 750 shares of Class A Common Stock. The transaction took place on July 1, 2026 at a weighted average price of $27.3567 per share.
The sale was effected under a pre-arranged Rule 10b5-1 trading plan adopted on December 13, 2024. Following this transaction, Sieffert directly holds 126,262 shares of Finance of America Companies Inc. Class A Common Stock.
Finance of America Companies Inc., through its subsidiary Finance of America Reverse LLC, has completed an all-cash acquisition of reverse mortgage servicing assets from Onity Mortgage Corporation. The purchase closed on June 30, 2026 and includes mortgage servicing rights on about 20,000 home equity conversion mortgage loans with an unpaid principal balance of $5.2 billion, which have been pooled into Government National Mortgage Association HECM-backed securities.
The deal also transfers Onity Mortgage’s pipeline of reverse mortgage loans as of closing and is paired with a three-year subservicing arrangement under which Onity Mortgage will act as subservicer. The company states that this significantly expands its HECM servicing portfolio and customer base and is described by its CEO as an important milestone in its growth strategy.
Finance of America Companies Inc. Chief Investment Officer Jeremy Prahm reported an open-market sale of 6,000 shares of Class A Common Stock at a weighted average price of $25.3368 per share. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan.
Following this sale, Prahm directly holds 197,856 shares of Class A Common Stock, indicating he retains a substantial equity stake in the company.
Finance of America Companies insider Kristen Sieffert reported multiple dispositions of 750 shares of Common Stock on each of 04/01/2026, 05/01/2026, and 06/01/2026. The filings list sale proceeds of $12,465.50, $14,647.70, and $14,720.80 respectively. The securities are described as RSUs granted 04/01/2022, and brokerage routing is shown to Wells Fargo Clearing Services.
Finance of America Companies Inc. obtained stockholder approval by written consent to adopt a Second Amended and Restated Charter that changes its capital and governance structure. Holders representing about 53.9% of total voting power and 97.2% of Class B voting power, as of June 26, 2026, approved the amendments.
The new charter will reclassify Class B Common Stock so each holder of LLC Units will own a matching number of Class B shares, and each Class B share will carry one vote on matters where Class B can vote. It also updates the charter for recent Delaware law changes, including allowing exculpation of executive officers, and makes technical updates tied to prior equity repurchases from Blackstone affiliates.
The company used written consent instead of a meeting to save costs and time. The charter will become effective when filed with the Delaware Secretary of State, no earlier than 20 days after mailing the definitive Schedule 14C information statement. Until filing, the board may choose which approved changes to include or abandon if it believes any amendment is no longer in the company’s best interests.