Finance of America Companies Inc. filings document a public home-equity finance company with Class A common stock listed under FOA. Its earnings-related Form 8-K reports disclose funded volume, revenue, net income, adjusted measures, origination economics, fair value effects and capital markets activity tied to reverse mortgage and retirement-solution lending.
Other SEC materials cover annual meeting governance, shareholder voting matters, officer-transition reporting and material definitive agreements. Recent capital-structure filings describe the Series A Convertible Perpetual Preferred Stock, related registration rights and financing arrangements with funds managed by Blue Owl.
Finance of America Companies Inc. reported an executive equity award for its president, Kristen N. Sieffert. On 12/19/2025, she received stock options to buy 150,000 shares of Class A common stock at an exercise price of $25 per share. These options expire on 12/19/2030 and are held as direct beneficial ownership.
The options vest in three equal one-third installments on the first, second and third anniversaries of the vesting reference date, 12/19/2025, and each vesting is conditioned on her continued employment with the company. This filing records the grant and vesting terms of this derivative equity award.
Finance of America Companies Inc. reported an equity award for its Chief Investment Officer, Jeremy Prahm. On December 19, 2025, Prahm received stock options giving him the right to buy 200,000 shares of Class A common stock at an exercise price of $25 per share. These options expire on December 19, 2030.
The options vest in three equal installments on the first, second and third anniversaries of the vesting reference date, December 19, 2025, as long as Prahm remains employed. Following this grant, he beneficially owns 200,000 derivative securities directly.
Finance of America Companies Inc. reported that its Chief Executive Officer, Graham Fleming, acquired stock options on December 19, 2025. The Form 4 shows an award of 200,000 stock options, each giving the right to buy one share of Class A common stock at an exercise price of $25 per share. Following this transaction, the CEO beneficially owns 200,000 derivative securities directly.
These stock options expire on December 19, 2030. According to the footnote, the options vest in one-third increments on the first, second, and third anniversaries of the vesting reference date of December 19, 2025, and the vesting is conditioned on the CEO’s continued employment. The filing is made by one reporting person, with the signature executed under power of attorney.
Finance of America Companies Inc. reported an equity award to a senior executive. Chief Legal Officer Lauren Richmond received stock options giving the right to purchase 75,000 shares of Class A common stock at an exercise price of $25 per share, with a transaction date of 12/19/2025. These options expire on 12/19/2030.
According to the filing, the 75,000 stock options vest in one-third increments on the first, second, and third anniversaries of the vesting reference date of December 19, 2025, subject to Ms. Richmond’s continued employment. After this grant, she beneficially owns 75,000 derivative securities directly, reflecting a standard long-term incentive structure for a key officer.
Finance of America Companies Inc. disclosed that its Chief Accounting Officer, Tai A. Thornock, received stock options on Class A common stock. On December 19, 2025, Thornock was granted 20,000 stock options with an exercise price of $25 per share, expiring on December 19, 2030. Following this grant, Thornock beneficially owns 20,000 derivative securities, held directly.
The options vest in three equal installments on the first, second, and third anniversaries of the vesting reference date of December 19, 2025, and are conditioned on Thornock’s continued employment. This filing reflects an equity-based compensation award to a senior officer rather than open-market trading.
Finance of America Companies Inc. reported an insider stock sale by its Chief Accounting Officer. On 12/16/2025, the officer sold 1,100 shares of Class A common stock at $23.04 per share in a transaction coded as a sale.
The trade was made under a pre-arranged Rule 10b5-1 trading plan that was adopted on December 4, 2024 and amended on December 13, 2024. After this transaction, the officer beneficially owned 11,750 shares of Finance of America Companies Inc. common stock.
Finance of America Companies Inc. completed a $50 million capital raise by issuing and selling 50,000 shares of its Series A Convertible Perpetual Preferred Stock to investment funds managed by Blue Owl Alternative Credit Advisors LLC under a previously announced investment agreement.
On the closing date, the company also entered into a Registration Rights Agreement with Blue Owl related to this investment. In connection with the issuance, a controlled subsidiary in the company’s UP‑C structure amended and restated its limited liability company agreement to create Series A Convertible Perpetual Preferred Units that mirror the terms of the new preferred stock. The certificate of designations for the Series A preferred shares was filed on December 12, 2025 with an effective time of 8:00 a.m. ET on December 15, 2025.
FOA insider Tai A. Thornock plans to sell 1,100 Class A shares on the NYSE through Fidelity Brokerage Services LLC, with aggregate market value 25344.00 and 7891348 Class A shares outstanding.
The securities to be sold were acquired as Class A restricted stock that vested on 04/01/2024 as compensation from the issuer, with 1100 securities acquired and payment dated 04/01/2024. During the past 3 months, Thornock reported sales of 1100 Class A shares on 09/16/2025 for gross proceeds of 28457.00, on 10/16/2025 for 23474.00, and on 11/17/2025 for 24893.00.
Finance of America Companies Inc. agreed to issue 50,000 shares of Series A Convertible Perpetual Preferred Stock to investment funds managed by Blue Owl for an aggregate purchase price of $50.0 million. Closing is subject to customary conditions and will not occur before December 15, 2025 without consent. The new preferred stock ranks senior to all classes of common stock and carries a $1,000 per-share liquidation preference, with a minimum 1.5x return in specified liquidation, change of control or default situations.
The Series A Preferred Stock pays a 9.0% annual cash dividend that can step up over time to a maximum 16.0% and is convertible into Class A Common Stock at an initial conversion price of $35.00 per share, subject to adjustments. Holders vote with common stock on an as-converted basis but are capped at 4.9% of total voting power, and may obtain a board seat or observer if any shares remain outstanding seven years after closing. The securities are being sold in a private placement exempt from registration under Section 4(a)(2) of the Securities Act, with agreed resale registration rights.
Finance of America Companies Inc. reported insider transactions by Blackstone-affiliated entities in connection with an issuer share repurchase. On 12/04/2025, Urban Holdings LLC, BFTO LP and Urban Holdings II LP reported sales of the company’s Class A common stock at $10 per share pursuant to an Amended and Restated Repurchase Agreement dated November 13, 2025.
The filing also shows sales of LLC Units of Finance of America Equity Capital LLC, which are exchangeable on a one-for-one basis into Class A common stock, with underlying amounts including 2,404,961 and 13,806 shares at $10. The reporting persons are identified as a director and 10% owner, and several Blackstone-controlled entities disclose complex ownership and control relationships while broadly disclaiming beneficial ownership beyond their pecuniary interests.