Welcome to our dedicated page for Finance of America Companies SEC filings (Ticker: FOA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Finance of America Companies Inc. filings document a public home-equity finance company with Class A common stock listed under FOA. Its earnings-related Form 8-K reports disclose funded volume, revenue, net income, adjusted measures, origination economics, fair value effects and capital markets activity tied to reverse mortgage and retirement-solution lending.
Other SEC materials cover annual meeting governance, shareholder voting matters, officer-transition reporting and material definitive agreements. Recent capital-structure filings describe the Series A Convertible Perpetual Preferred Stock, related registration rights and financing arrangements with funds managed by Blue Owl.
Finance of America Companies Inc. agreed to issue 50,000 shares of Series A Convertible Perpetual Preferred Stock to investment funds managed by Blue Owl for an aggregate purchase price of $50.0 million. Closing is subject to customary conditions and will not occur before December 15, 2025 without consent. The new preferred stock ranks senior to all classes of common stock and carries a $1,000 per-share liquidation preference, with a minimum 1.5x return in specified liquidation, change of control or default situations.
The Series A Preferred Stock pays a 9.0% annual cash dividend that can step up over time to a maximum 16.0% and is convertible into Class A Common Stock at an initial conversion price of $35.00 per share, subject to adjustments. Holders vote with common stock on an as-converted basis but are capped at 4.9% of total voting power, and may obtain a board seat or observer if any shares remain outstanding seven years after closing. The securities are being sold in a private placement exempt from registration under Section 4(a)(2) of the Securities Act, with agreed resale registration rights.
Finance of America Companies Inc. reported insider transactions by Blackstone-affiliated entities in connection with an issuer share repurchase. On 12/04/2025, Urban Holdings LLC, BFTO LP and Urban Holdings II LP reported sales of the company’s Class A common stock at $10 per share pursuant to an Amended and Restated Repurchase Agreement dated November 13, 2025.
The filing also shows sales of LLC Units of Finance of America Equity Capital LLC, which are exchangeable on a one-for-one basis into Class A common stock, with underlying amounts including 2,404,961 and 13,806 shares at $10. The reporting persons are identified as a director and 10% owner, and several Blackstone-controlled entities disclose complex ownership and control relationships while broadly disclaiming beneficial ownership beyond their pecuniary interests.
Finance of America Companies Inc. entered into issuer repurchase transactions with Blackstone-affiliated holders on December 4, 2025 at $10 per share or unit. According to the filing, the company repurchased Class A common stock from entities including Urban Holdings LLC, BFTO LP and Urban Holdings II LP, with individual transactions such as 385,855 shares and 1,208,126 shares reported as sold at $10 per share. The report also shows sales of LLC units of Finance of America Equity Capital LLC, each exchangeable one-for-one into Class A common stock under an existing exchange agreement whose rights do not expire. The transactions were carried out under an Amended and Restated Repurchase Agreement dated November 13, 2025, and are reported as indirect beneficial ownership changes by various Blackstone Tactical Opportunities funds and related entities.
Finance of America Companies Inc. (FOA) reported insider transactions involving Blackstone-affiliated entities on a Form 4. On 12/04/2025, the issuer repurchased Class A common stock and related LLC units from entities including Urban Holdings LLC, BFTO LP and Urban Holdings II LP at $10 per share under an Amended and Restated Repurchase Agreement dated November 13, 2025.
The transactions included sales of Class A common stock and exchanges of LLC units of Finance of America Equity Capital LLC that are convertible into Class A common stock on a one-for-one basis, with exchange rights that do not expire. The reporting persons are described as directors and 10% owners, and several Blackstone funds and related entities are listed as indirect holders and controlling parties.
Finance of America Companies Inc. is the subject of an Amendment No. 10 to a Schedule 13D from Blackstone-affiliated investors updating their ownership after a major repurchase. On December 4, 2025, the company repurchased from the reporting persons an aggregate of 1,596,142 shares of Class A common stock and 2,418,767 Class A LLC Units for $10.00 per share or unit under an amended and restated repurchase agreement. Following this, several Blackstone entities report beneficial ownership positions, including Blackstone Holdings II L.P. with 4,014,908 shares of Class A common stock, representing 38.9% of the class. Together with Brian Libman and his affiliates, the reporting persons state they may be deemed to beneficially own 13,316,267 shares, or 72.1% of the outstanding Class A common stock, based on 7,891,348 shares outstanding as of November 7, 2025, adjusted for shares issuable upon conversion of FoA Units.
Finance of America Companies Inc. (FOA) reported an insider stock transaction by its President, Kristen N. Sieffert. On 12/01/2025, she sold 750 shares of Class A common stock in an open market sale coded as "S". The shares were sold at a price of $23.50 per share under a pre-arranged Rule 10b5-1 trading plan adopted on December 13, 2024. After this transaction, she beneficially owns 81,049 shares of Class A common stock in direct ownership.
Finance of America Companies, Inc. stockholder Kristen Sieffert has filed a Form 144 notice to sell 750 shares of common stock through Wells Fargo Clearing Services on the NYSE, with an aggregate market value of $17,618.00. These shares relate to restricted stock units originally acquired from the issuer on September 29, 2021.
Over the past three months, Sieffert has already sold 750 shares of Finance of America Companies, Inc. stock on each of September 2, October 1, and November 3, 2025, with gross proceeds of $19,688.00, $16,568.00, and $16,388.00 respectively.
Bloom Retirement Holdings Inc. and Reza Jahangiri updated their ownership in Finance of America Companies Inc. (FOA), reporting beneficial ownership of 1,995,608 shares of Class A common stock as of November 20, 2025, equal to 9.49% of the class based on 7,891,348 shares outstanding as of November 7, 2025. Bloom is the record holder of 196,001 Class A shares and 1,799,607 FOAEC Units, each exchangeable into one Class A share. Issuance of FOAEC Units is limited by a 9.49% ownership cap until certain consents and approvals, defined as the Control Condition, are satisfied. Since their prior report, Bloom sold 126,173 Class A shares in open-market transactions under a 2025 10b5-1 trading plan and made a gift of 4,310 shares on November 12, 2025.
Finance of America Companies Inc. (FOA) filed a Form 4 reporting that its Chief Accounting Officer sold 1,100 shares of Class A common stock on 11/17/2025 at $22.63 per share. After this transaction, the officer beneficially owns 12,850 shares of FOA common stock.
The filing notes that the sale was carried out under a pre-arranged Rule 10b5-1 trading plan, which was adopted on December 4, 2024 and amended on December 13, 2024. Such plans are designed to allow insiders to sell shares pursuant to a preset schedule.
Finance of America Companies Inc. (FOA) reported insider equity activity by its Chief Financial Officer. On 11/17/2025, the CFO settled 12,452 restricted stock units (RSUs), receiving the same number of Class A common shares at an exercise price of $0. To cover taxes on this settlement, 4,456 Class A shares were withheld at a price of $22.99, leaving the officer with 22,836 Class A shares held directly.
The filing also notes outstanding RSU awards. One award covers 21,667 RSUs granted on April 1, 2024, vesting in one-third increments on the second and third anniversaries of that vesting reference date, subject to continued employment. Another award covers 42,246 RSUs granted on April 1, 2025, vesting in one-third increments on the first, second, and third anniversaries of that vesting reference date, also contingent on continued employment. Each RSU represents a right to receive one share of Class A common stock or cash, at the compensation committee’s discretion.