Finance Of America Companies Inc SEC Filings

Finance of America Companies Inc. disclosed that its Chief Accounting Officer, Tai A. Thornock, received stock options on Class A common stock. On December 19, 2025, Thornock was granted 20,000 stock options with an exercise price of $25 per share, expiring on December 19, 2030. Following this grant, Thornock beneficially owns 20,000 derivative securities, held directly.

The options vest in three equal installments on the first, second, and third anniversaries of the vesting reference date of December 19, 2025, and are conditioned on Thornock’s continued employment. This filing reflects an equity-based compensation award to a senior officer rather than open-market trading.

Finance of America Companies Inc. reported an insider stock sale by its Chief Accounting Officer. On 12/16/2025, the officer sold 1,100 shares of Class A common stock at $23.04 per share in a transaction coded as a sale.

The trade was made under a pre-arranged Rule 10b5-1 trading plan that was adopted on December 4, 2024 and amended on December 13, 2024. After this transaction, the officer beneficially owned 11,750 shares of Finance of America Companies Inc. common stock.

Finance of America Companies Inc. completed a $50 million capital raise by issuing and selling 50,000 shares of its Series A Convertible Perpetual Preferred Stock to investment funds managed by Blue Owl Alternative Credit Advisors LLC under a previously announced investment agreement.

On the closing date, the company also entered into a Registration Rights Agreement with Blue Owl related to this investment. In connection with the issuance, a controlled subsidiary in the company’s UP‑C structure amended and restated its limited liability company agreement to create Series A Convertible Perpetual Preferred Units that mirror the terms of the new preferred stock. The certificate of designations for the Series A preferred shares was filed on December 12, 2025 with an effective time of 8:00 a.m. ET on December 15, 2025.

FOA insider Tai A. Thornock plans to sell 1,100 Class A shares on the NYSE through Fidelity Brokerage Services LLC, with aggregate market value 25344.00 and 7891348 Class A shares outstanding.

The securities to be sold were acquired as Class A restricted stock that vested on 04/01/2024 as compensation from the issuer, with 1100 securities acquired and payment dated 04/01/2024. During the past 3 months, Thornock reported sales of 1100 Class A shares on 09/16/2025 for gross proceeds of 28457.00, on 10/16/2025 for 23474.00, and on 11/17/2025 for 24893.00.

Finance of America Companies Inc. agreed to issue 50,000 shares of Series A Convertible Perpetual Preferred Stock to investment funds managed by Blue Owl for an aggregate purchase price of $50.0 million. Closing is subject to customary conditions and will not occur before December 15, 2025 without consent. The new preferred stock ranks senior to all classes of common stock and carries a $1,000 per-share liquidation preference, with a minimum 1.5x return in specified liquidation, change of control or default situations.

The Series A Preferred Stock pays a 9.0% annual cash dividend that can step up over time to a maximum 16.0% and is convertible into Class A Common Stock at an initial conversion price of $35.00 per share, subject to adjustments. Holders vote with common stock on an as-converted basis but are capped at 4.9% of total voting power, and may obtain a board seat or observer if any shares remain outstanding seven years after closing. The securities are being sold in a private placement exempt from registration under Section 4(a)(2) of the Securities Act, with agreed resale registration rights.

Finance of America Companies Inc. reported insider transactions by Blackstone-affiliated entities in connection with an issuer share repurchase. On 12/04/2025, Urban Holdings LLC, BFTO LP and Urban Holdings II LP reported sales of the company’s Class A common stock at $10 per share pursuant to an Amended and Restated Repurchase Agreement dated November 13, 2025.

The filing also shows sales of LLC Units of Finance of America Equity Capital LLC, which are exchangeable on a one-for-one basis into Class A common stock, with underlying amounts including 2,404,961 and 13,806 shares at $10. The reporting persons are identified as a director and 10% owner, and several Blackstone-controlled entities disclose complex ownership and control relationships while broadly disclaiming beneficial ownership beyond their pecuniary interests.

Finance of America Companies Inc. entered into issuer repurchase transactions with Blackstone-affiliated holders on December 4, 2025 at $10 per share or unit. According to the filing, the company repurchased Class A common stock from entities including Urban Holdings LLC, BFTO LP and Urban Holdings II LP, with individual transactions such as 385,855 shares and 1,208,126 shares reported as sold at $10 per share. The report also shows sales of LLC units of Finance of America Equity Capital LLC, each exchangeable one-for-one into Class A common stock under an existing exchange agreement whose rights do not expire. The transactions were carried out under an Amended and Restated Repurchase Agreement dated November 13, 2025, and are reported as indirect beneficial ownership changes by various Blackstone Tactical Opportunities funds and related entities.

Finance of America Companies Inc. (FOA) reported insider transactions involving Blackstone-affiliated entities on a Form 4. On 12/04/2025, the issuer repurchased Class A common stock and related LLC units from entities including Urban Holdings LLC, BFTO LP and Urban Holdings II LP at $10 per share under an Amended and Restated Repurchase Agreement dated November 13, 2025.

The transactions included sales of Class A common stock and exchanges of LLC units of Finance of America Equity Capital LLC that are convertible into Class A common stock on a one-for-one basis, with exchange rights that do not expire. The reporting persons are described as directors and 10% owners, and several Blackstone funds and related entities are listed as indirect holders and controlling parties.

Finance of America Companies Inc. is the subject of an Amendment No. 10 to a Schedule 13D from Blackstone-affiliated investors updating their ownership after a major repurchase. On December 4, 2025, the company repurchased from the reporting persons an aggregate of 1,596,142 shares of Class A common stock and 2,418,767 Class A LLC Units for $10.00 per share or unit under an amended and restated repurchase agreement. Following this, several Blackstone entities report beneficial ownership positions, including Blackstone Holdings II L.P. with 4,014,908 shares of Class A common stock, representing 38.9% of the class. Together with Brian Libman and his affiliates, the reporting persons state they may be deemed to beneficially own 13,316,267 shares, or 72.1% of the outstanding Class A common stock, based on 7,891,348 shares outstanding as of November 7, 2025, adjusted for shares issuable upon conversion of FoA Units.