[144] Finance of America Companies Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Finance of America Companies, Inc. (FOA) shows an insider intends to sell 750 common shares through Wells Fargo Clearing Services on the NYSE, with an aggregate market value reported as $16,568 and approximately 11,079,270 shares outstanding. The shares were acquired on 09/29/2021 as employee stock grants and payment for those grants is listed as N/A. The filer also reported three prior sales in the past three months by the same person, each for 750 shares with gross proceeds of $19,688.00, $15,707.26 and $17,333.00 respectively. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.

Positive

• None.

Negative

• Insider sales pattern: The same individual sold 750 shares in each of the past three months and filed to sell another 750 shares, indicating ongoing disposals.
• Lack of 10b5‑1 plan date: The filing does not disclose a Rule 10b5‑1 plan adoption date, so the sales are not documented here as preplanned in this notice.

Insights

Securities Analyst

TL;DR: Insider plans to sell 750 shares; recent repeated small sales were reported, indicating routine disposition rather than a one‑time large exit.

The filing documents a planned sale of 750 common shares through a broker with an aggregate market value of $16,568 against roughly 11.08 million shares outstanding, indicating the proposed sale is a small fraction of total equity. The securities were acquired as employee stock grants on 09/29/2021. The same individual reported three prior monthly sales of 750 shares each over the past three months, suggesting a pattern of scheduled or opportunistic sales. This filing provides no operational or financial performance data and includes the required certification regarding non‑public material information.

Compliance/Risk Analyst

TL;DR: Filing appears procedurally complete for Rule 144 notice; repeated monthly sales warrant monitoring but show no explicit compliance issues.

The notice contains the key Rule 144 elements: broker name, number of shares, aggregate market value, acquisition date and nature (employee stock grants), and recent sales history. The signer asserts no undisclosed material adverse information and no Rule 10b5‑1 plan date is provided. From a compliance perspective, the form records routine dispositions; absence of a disclosed trading plan date means reliance on other exemptions or standard Rule 144 timing requirements may apply. No allegations or regulatory flags are present in the document text itself.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services 1 North Jefferson Avenue St. Louis MO 63103	750	16568.00	11079270	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
common	09/29/2021	Employee Stock Grants	Issuer			750	09/29/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kristen Sieffert 5830 Granite Parkway Suite 400 Plano TX 75024	Finance of America Companies, Inc.	09/02/2025	750	19688.00
Kristen Sieffert 5830 Granite Parkway Suite 400 Plano TX 75024	Finance of America Companies, Inc.	08/01/2025	750	15707.26
Kristen Sieffert 5830 Granite Parkway Suite 400 Plano TX 75024	Finance of America Companies, Inc.	07/01/2025	750	17333.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the FOA Form 144 filing report?

The filing reports a proposed sale of 750 common shares through Wells Fargo with an aggregate market value of $16,568 and lists prior monthly sales by the same person.

When were the shares to be sold acquired according to the filing?

The shares were acquired on 09/29/2021 and the acquisition is described as employee stock grants.

How many shares outstanding does FOA report on this notice?

The filing lists approximately 11,079,270 shares outstanding.

Were there recent sales by the same person before this filing?

Yes. The filer reported three prior sales of 750 shares each on 07/01/2025, 08/01/2025, and 09/02/2025 with gross proceeds of $17,333.00, $15,707.26, and $19,688.00 respectively.

Does the filing state the seller knows undisclosed material information?

No. The signer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.