Welcome to our dedicated page for Finance Of America Companies SEC filings (Ticker: FOA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Finance of America Companies Inc. (NYSE: FOA) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Finance of America is a financial services holding company headquartered in Plano, Texas that focuses on home equity-based financing solutions for a modern retirement, with operations organized into Retirement Solutions and Portfolio Management segments.
Through its SEC filings, Finance of America reports information on its reverse mortgage and home-equity-based retirement businesses, capital markets activities, and portfolio management. Forms 10-K and 10-Q (when available) typically contain segment discussions describing how the Retirement Solutions segment generates revenue and earnings from net origination gains and origination fees on reverse mortgage loans, and how the Portfolio Management segment generates revenue and earnings from net interest income and fair value changes on portfolio assets monetized through securitization, sale, or other financing.
Recent Form 8-K filings for FOA include disclosures about material definitive agreements and capital transactions. Examples include an Investment Agreement with investment funds managed by Blue Owl Alternative Credit Advisors LLC for the issuance and sale of Series A Convertible Perpetual Preferred Stock, related registration rights, and amendments to organizational documents; supplemental indentures for senior secured notes that address restricted payments and treatment of proceeds from certain instruments; and an Asset Purchase Agreement and related agreements for Finance of America Reverse LLC to acquire reverse mortgage-related assets and servicing rights from PHH Mortgage Corporation.
On this page, users can review FOA’s current and historical SEC reports, including 8-Ks describing earnings releases, capital structure changes, and significant transactions. Stock Titan’s AI-powered tools can help summarize lengthy filings, highlight key terms such as preferred stock features, redemption and conversion provisions, and note indenture amendments, and make it easier to understand how these disclosures relate to Finance of America’s home-equity-based retirement platform and portfolio management activities.
FOA received a Rule 144 notice covering a proposed sale of 1,100 Class A shares through Fidelity Brokerage Services LLC on or about 01/16/2026 on the NYSE, with an aggregate market value of 27,038.00. The filing notes that 7,891,348 Class A shares are outstanding.
The 1,100 shares to be sold were acquired on 04/01/2024 via restricted stock vesting from the issuer as compensation. The seller is identified as Tai A. Thornock.
Over the past three months, the same seller reported three prior sales of 1,100 Class A shares each: on 10/16/2025 for gross proceeds of 23,474.00, on 11/17/2025 for 24,893.00, and on 12/16/2025 for 25,344.00.
Finance of America Companies Inc. reported an insider share sale by its President. On 01/02/2026, the reporting person sold 750 shares of Class A common stock at a price of $24.18 per share. The transaction is coded as a sale and was executed under a pre-established Rule 10b5-1 trading plan adopted on December 13, 2024. After this transaction, the insider beneficially owns 80,299 shares of Class A common stock, held directly.
Finance of America Companies, Inc. insider Kristen Sieffert filed a notice to sell 750 shares of common stock through broker Wells Fargo Clearing Services on or around 01/02/2026 on the NYSE, with an aggregate market value of $18,128.00. The filing notes that 7,891,348 shares of this class were outstanding.
The shares to be sold were acquired as RSUs from the issuer on 09/29/2021, in the amount of 750 shares. Over the past three months, Sieffert reported two prior sales of Finance of America Companies, Inc. securities: 750 shares on 11/03/2025 for gross proceeds of $16,388.00 and 750 shares on 12/01/2025 for gross proceeds of $17,618.00. The signer represents that they are not aware of undisclosed material adverse information about the issuer.
Finance of America Companies Inc. received an updated ownership filing from Bloom Retirement Holdings Inc. and its majority shareholder, Reza Jahangiri. As of December 23, 2025, they may be deemed to beneficially own 1,894,904 shares of Class A Common Stock, representing 9.49% of the outstanding Class A shares, based on 7,891,348 shares outstanding as of November 7, 2025.
The position includes 95,297 shares of Class A Common Stock held of record by Bloom Retirement Holdings Inc. and 1,799,607 FOAEC Units, each exchangeable on a one-for-one basis into Class A Common Stock. Issuance of FOAEC Units is limited so that Bloom’s ownership does not exceed 9.49% until certain consents, approvals, authorizations and waivers under the Asset Purchase Agreement are satisfied, referred to as the Control Condition.
Since the prior amendment, Bloom Retirement Holdings Inc. has sold 100,704 shares of Class A Common Stock in open-market transactions under a 2025 Rule 10b5-1 trading plan. Except for these plan transactions, the reporting persons state they have not effected other trades in the stock since Amendment No. 13.
Finance of America Companies Inc. reported a new equity award for its Chief Financial Officer, Matthew A. Engel. On December 19, 2025, he received 45,000 stock options to purchase Class A common stock at an exercise price of $25 per share, expiring on December 19, 2030.
The options vest in three equal installments on the first, second and third anniversaries of the vesting reference date, December 19, 2025, contingent on his continued employment. All 45,000 derivative securities are held as direct ownership, indicating a standard, time-based executive compensation grant rather than an immediate share purchase or sale.
Finance of America Companies Inc. reported an executive equity award for its president, Kristen N. Sieffert. On 12/19/2025, she received stock options to buy 150,000 shares of Class A common stock at an exercise price of $25 per share. These options expire on 12/19/2030 and are held as direct beneficial ownership.
The options vest in three equal one-third installments on the first, second and third anniversaries of the vesting reference date, 12/19/2025, and each vesting is conditioned on her continued employment with the company. This filing records the grant and vesting terms of this derivative equity award.
Finance of America Companies Inc. reported an equity award for its Chief Investment Officer, Jeremy Prahm. On December 19, 2025, Prahm received stock options giving him the right to buy 200,000 shares of Class A common stock at an exercise price of $25 per share. These options expire on December 19, 2030.
The options vest in three equal installments on the first, second and third anniversaries of the vesting reference date, December 19, 2025, as long as Prahm remains employed. Following this grant, he beneficially owns 200,000 derivative securities directly.
Finance of America Companies Inc. reported that its Chief Executive Officer, Graham Fleming, acquired stock options on December 19, 2025. The Form 4 shows an award of 200,000 stock options, each giving the right to buy one share of Class A common stock at an exercise price of $25 per share. Following this transaction, the CEO beneficially owns 200,000 derivative securities directly.
These stock options expire on December 19, 2030. According to the footnote, the options vest in one-third increments on the first, second, and third anniversaries of the vesting reference date of December 19, 2025, and the vesting is conditioned on the CEO’s continued employment. The filing is made by one reporting person, with the signature executed under power of attorney.
Finance of America Companies Inc. reported an equity award to a senior executive. Chief Legal Officer Lauren Richmond received stock options giving the right to purchase 75,000 shares of Class A common stock at an exercise price of $25 per share, with a transaction date of 12/19/2025. These options expire on 12/19/2030.
According to the filing, the 75,000 stock options vest in one-third increments on the first, second, and third anniversaries of the vesting reference date of December 19, 2025, subject to Ms. Richmond’s continued employment. After this grant, she beneficially owns 75,000 derivative securities directly, reflecting a standard long-term incentive structure for a key officer.
Finance of America Companies Inc. disclosed that its Chief Accounting Officer, Tai A. Thornock, received stock options on Class A common stock. On December 19, 2025, Thornock was granted 20,000 stock options with an exercise price of $25 per share, expiring on December 19, 2030. Following this grant, Thornock beneficially owns 20,000 derivative securities, held directly.
The options vest in three equal installments on the first, second, and third anniversaries of the vesting reference date of December 19, 2025, and are conditioned on Thornock’s continued employment. This filing reflects an equity-based compensation award to a senior officer rather than open-market trading.