FOA President sells 750 shares at $21.86; holds 81,799 post-sale

Finance of America Companies (FOA) reported an insider transaction on Form 4.

Accepted by SEC EDGAR 11/05/2025 - 04:04 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Finance of America Companies (FOA) reported an insider transaction on Form 4. On November 3, 2025, President Kristen N. Sieffert sold 750 shares of Class A common stock at $21.86 per share, executed under a Rule 10b5-1 trading plan. Following the sale, she beneficially owned 81,799 shares, held directly.

The filing notes the sale was effected pursuant to a Rule 10b5-1 plan adopted on December 13, 2024.

Insider Trade Summary

Net Seller: 750 shares

Net Sell 1 txn

Insider Sieffert Kristen N

Role President

Sold 750 shs ($16K)

Share of Position Sold 0.91%

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	750	$21.86	$16K

Holdings After Transaction: Class A Common Stock — 81,799 shares (Direct)

Holdings Before and After: Class A Common Stock, 82,549 to 81,799 shares (Direct)

Other Insiders: 1 other insider reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (2)

1. F1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.
2. F2. These shares were sold in multiple transactions each at the price of $21.86.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did FOA (FOA) disclose in this Form 4?

President Kristen N. Sieffert sold 750 shares of Class A common stock at $21.86 on November 3, 2025 under a Rule 10b5-1 plan.

How many FOA shares does the insider hold after the transaction?

Following the sale, the reporting person beneficially owned 81,799 shares, held directly.

What was the transaction price for the FOA shares?

The shares were sold at $21.86 per share.

Was the FOA trade under a Rule 10b5-1 plan?

Yes. The sale was executed under a Rule 10b5-1 trading plan adopted on December 13, 2024.

Who is the reporting person in FOA’s Form 4?

The reporting person is Kristen N. Sieffert, FOA’s President.

What type of security was involved in the FOA transaction?

The transaction involved Class A Common Stock of Finance of America Companies Inc.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sieffert Kristen N

(Last) (First) (Middle)

C/O FINANCE OF AMERICA COMPANIES INC.,

5830 GRANITE PARKWAY, SUITE 400

(Street)

PLANO TX 75024

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Finance of America Companies Inc. [ FOA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/03/2025		S(1)		750	D	$21.86(2)	81,799	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

2. These shares were sold in multiple transactions each at the price of $21.86.

Remarks:

	/s/ Tracy Lowe, as power of attorney for Kristen N. Sieffert	11/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.