Affiliate sale notice: Finance of America (NYSE: FOA) files Form 144 for 750 shares

Rhea-AI Filing Summary

The filing notifies a Section 144 sale involving Common shares of Finance of America Companies (FOA). It lists 750 shares tied to RSUs as the security to be sold and records three prior secondary sales of 750 shares each on 01/02/2026, 02/02/2026, and 03/02/2026 with proceeds shown.

Insights

Securities Compliance Attorney

Form 144 notice of intended resale by an affiliate; routine compliance filing.

The filing lists a proposed sale of 750 shares of common stock linked to RSUs and records three prior sales of 750 shares each on 01/02/2026, 02/02/2026, and 03/02/2026.

Section 144 notices are procedural disclosures required for affiliate resale under applicable exemption conditions; timing and final execution depend on market conditions and compliance with Rule 144 requirements.

Key Figures

Proposed shares to sell: 750 shares Sale on 01/02/2026: 750 shares Proceeds on 01/02/2026: $18,128.00 +5 more

8 metrics

Proposed shares to sell 750 shares listed under Securities To Be Sold tied to RSU's

Sale on 01/02/2026 750 shares Securities sold during the past 3 months

Proceeds on 01/02/2026 $18,128.00 amount shown for 750-share sale on 01/02/2026

Sale on 02/02/2026 750 shares Securities sold during the past 3 months

Proceeds on 02/02/2026 $17,483.00 amount shown for 750-share sale on 02/02/2026

Sale on 03/02/2026 750 shares Securities sold during the past 3 months

Proceeds on 03/02/2026 $14,108.21 amount shown for 750-share sale on 03/02/2026

Exchange listed NYSE market listing noted in the excerpt

Key Terms

RSU's, Securities To Be Sold, Wells Fargo Clearing Services

3 terms

RSU's financial

"Common | 04/01/2022 | RSU's | Issuer"

Securities To Be Sold regulatory

"144: Securities To Be Sold"

Wells Fargo Clearing Services other

"Wells Fargo Clearing Services One North Jefferson Avenue St. Louis"

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Accepted by SEC EDGAR 04/01/2026 - 02:36 PM Learn about SEC filing dates

FAQ

What does FOA's Form 144 report?

The Form 144 reports an affiliate intends to sell 750 shares of common stock tied to RSUs. It also lists three prior sales of 750 shares each in January, February, and March 2026 with amounts shown.

Who is the broker or agent listed on the FOA filing?

The broker/agent named is Wells Fargo Clearing Services located in St. Louis. The excerpt shows Wells Fargo as the handling broker for the securities transaction filing.

What sale amounts are recorded for recent FOA transactions?

The filing shows proceeds of 18128.00, 17483.00, and 14108.21 for sales on 01/02/2026, 02/02/2026, and 03/02/2026, respectively, alongside the listed 750-share sales.

Are the securities in FOA's filing restricted or unrestricted?

The filing references RSU's, indicating restricted stock units as the source of the shares. The document ties the listed 750 shares to RSUs as the securities to be sold.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services One North Jefferson Avenue St. Louis MO 63103	750	12465.50	8551931	04/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2022	RSU's	Issuer			750	04/01/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kristen Sieffert 5830 Granite Parkway, Suite 400 Plano TX 75024	Finance of America Companies, Inc.	01/02/2026	750	18128.00
Kristen Sieffert 5830 Granite Parkway, Suite 400 Plano TX 75024	Finance of America Companies, Inc.	02/02/2026	750	17483.00
Kristen Sieffert 5830 Granite Parkway, Suite 400 Plano TX 75024	Finance of America Companies, Inc.	03/02/2026	750	14108.21

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)