Finance of America director granted 5,094 RSUs

Finance of America Companies Inc. director Essex Andrew reported equity compensation activity involving restricted stock units (RSUs) and common shares.

Rhea-AI Filing Summary

Finance of America Companies Inc. director Essex Andrew reported equity compensation activity involving restricted stock units (RSUs) and common shares. On May 15, 2026, 4,570 RSUs vested and were exercised into 4,570 shares of Class A Common Stock, leaving that RSU award fully settled.

On May 18, 2026, Andrew received a new grant of 5,094 RSUs, each representing a contingent right to one share of Class A Common Stock. These 5,094 RSUs will vest on the earlier of May 18, 2027 or the company’s next regularly scheduled annual stockholders’ meeting after the grant date, and may be settled in stock, cash, or a combination at the compensation committee’s discretion.

Insider Trade Summary

4,570 shares exercised/converted

Exercise 3 txns

Insider Essex Andrew

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	5,094	$0.00	$0.00
Exercise	Restricted Stock Units	4,570	$0.00	$0.00
Exercise	Class A Common Stock	4,570	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 5,094 contracts (Direct); Class A Common Stock — 4,570 shares (Direct)

Footnotes (4)

1. F1. Reflects restricted stock units ("RSUs") that, upon vesting, converted into shares of Class A Common Stock of the Issuer ("Common Stock") on a one-for-one basis.
2. F2. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
3. F3. Reflects RSUs that vested on May 15, 2026, the date of the Issuer's annual stockholders' meeting following the date of grant.
4. F4. These RSUs shall vest on the earlier of (i) May 18, 2027 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

Key Figures

New RSU grant: 5,094 RSUs RSUs vested: 4,570 RSUs Shares after exercise: 4,570 shares +1 more

4 metrics

New RSU grant 5,094 RSUs Granted on May 18, 2026 to director Essex Andrew

RSUs vested 4,570 RSUs Vested and converted on May 15, 2026

Shares after exercise 4,570 shares Class A Common Stock following RSU conversion

Derivative exercises 1 transaction, 4,570 units Exercise or conversion of derivative security in this filing

Key Terms

Restricted Stock Units, Class A Common Stock, derivative security, annual stockholders' meeting

4 terms

Restricted Stock Units financial

"Reflects restricted stock units ("RSUs") that, upon vesting, converted into shares of Class A Common Stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A Common Stock financial

"converted into shares of Class A Common Stock of the Issuer ("Common Stock") on a one-for-one basis"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

annual stockholders' meeting financial

"vested on May 15, 2026, the date of the Issuer's annual stockholders' meeting following the date of grant"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did FOA director Essex Andrew report?

Essex Andrew reported equity awards rather than open-market trades. 4,570 restricted stock units vested into 4,570 Class A shares, and he received a new grant of 5,094 RSUs as director compensation.

How many FOA restricted stock units did Essex Andrew receive in the latest grant?

He received a grant of 5,094 restricted stock units. Each RSU represents a contingent right to one share of Class A Common Stock, with settlement in stock, cash, or both at the compensation committee’s discretion.

When do Essex Andrew’s new FOA RSUs vest?

The 5,094 RSUs vest on the earlier of May 18, 2027 or the next regularly scheduled annual stockholders’ meeting. Vesting timing is tied to director service and the company’s annual meeting schedule.

What happened to the 4,570 FOA RSUs mentioned in the Form 4?

The 4,570 RSUs vested on May 15, 2026 and converted into 4,570 shares of Class A Common Stock. After this conversion, that specific RSU award was fully settled with no remaining RSUs from that grant.

Does the FOA Form 4 show any insider buying or selling in the market?

The filing shows RSU grants and vesting, not open-market buying or selling. Transactions are labeled as grants and derivative exercises, reflecting routine director equity compensation rather than discretionary stock trades.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 05/19/2026 - 04:24 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Essex Andrew

(Last) (First) (Middle)

C/O FINANCE OF AMERICA COMPANIES INC.

5830 GRANITE PARKWAY, SUITE 400

(Street)

PLANO TEXAS 75024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Finance of America Companies Inc. [ FOA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	05/15/2026		M		4,570	A	(1)	4,570	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	05/15/2026		M			4,570	(3)	(3)	Class A Common Stock	4,570	$0	0	D
Restricted Stock Units	(2)	05/18/2026		A		5,094		(4)	(4)	Class A Common Stock	5,094	$0	5,094	D

Explanation of Responses:

1. Reflects restricted stock units ("RSUs") that, upon vesting, converted into shares of Class A Common Stock of the Issuer ("Common Stock") on a one-for-one basis.

2. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

3. Reflects RSUs that vested on May 15, 2026, the date of the Issuer's annual stockholders' meeting following the date of grant.

4. These RSUs shall vest on the earlier of (i) May 18, 2027 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

Remarks:

	/s/ Tracy Lowe, as power of attorney for Andrew Essex	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)