FOA president sells 750 shares under trading plan

Finance of America Companies Inc. President Kristen N. Sieffert reported a sale of Class A common stock.

Accepted by SEC EDGAR 02/04/2026 - 04:04 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Finance of America Companies Inc. President Kristen N. Sieffert reported a sale of Class A common stock. On 02/02/2026, she sold 750 shares at a price of $23.32 per share under transaction code "S" (sale).

After this transaction, Sieffert beneficially owned 79,549 shares of Class A common stock in direct form. The sale was effected pursuant to a Rule 10b5-1 trading plan that she adopted on December 13, 2024, and the shares were sold in multiple transactions, each at $23.32.

Insider Trade Summary

Net Seller: 750 shares

Net Sell 1 txn

Insider Sieffert Kristen N

Role President

Sold 750 shs ($17K)

Share of Position Sold 0.93%

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	750	$23.32	$17K

Holdings After Transaction: Class A Common Stock — 79,549 shares (Direct)

Holdings Before and After: Class A Common Stock, 80,299 to 79,549 shares (Direct)

Footnotes (2)

1. F1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.
2. F2. These shares were sold in multiple transactions each at the price of $23.32.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did FOA President Kristen N. Sieffert report?

Kristen N. Sieffert reported selling 750 shares of Finance of America Class A common stock on February 2, 2026. The transaction was coded as a sale and was executed at a price of $23.32 per share under a pre-arranged trading plan.

How many FOA shares did Kristen N. Sieffert sell and at what price?

She sold 750 shares of Finance of America Companies Inc. Class A common stock at $23.32 per share. The filing notes these were multiple transactions, each executed at that same $23.32 price, under a Rule 10b5-1 trading plan.

How many FOA shares does Kristen N. Sieffert own after this transaction?

After the reported sale, Kristen N. Sieffert beneficially owned 79,549 shares of Finance of America Class A common stock. The filing shows these shares as directly held, reflecting her remaining stake following the 750-share sale on February 2, 2026.

Was the FOA insider sale by Kristen N. Sieffert under a Rule 10b5-1 plan?

Yes. The filing states the 750-share sale was effected under a Rule 10b5-1 trading plan adopted by Kristen N. Sieffert on December 13, 2024. Such plans pre-schedule trades, helping separate them from day-to-day market decisions.

What position does Kristen N. Sieffert hold at Finance of America (FOA)?

Kristen N. Sieffert serves as President of Finance of America Companies Inc. The Form 4 identifies her as an officer with the title of President and reports her direct ownership and the recent sale of 750 shares of Class A common stock.

What does transaction code "S" mean in Kristen N. Sieffert’s FOA Form 4?

Transaction code "S" on the Form 4 indicates an open market or private sale of securities. In this case, it reflects Kristen N. Sieffert’s sale of 750 Finance of America Class A shares at $23.32 per share on February 2, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sieffert Kristen N

(Last) (First) (Middle)

C/O FINANCE OF AMERICA COMPANIES INC.,

5830 GRANITE PARKWAY, SUITE 400

(Street)

PLANO TX 75024

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Finance of America Companies Inc. [ FOA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	02/02/2026		S(1)		750	D	$23.32(2)	79,549	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

2. These shares were sold in multiple transactions each at the price of $23.32.

Remarks:

	/s/ Tracy Lowe, as power of attorney for Kristen N. Sieffert	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.