Finance of America president sells 750 shares

Finance of America Companies Inc. (FOA) reports that President Kristen N. Sieffert sold 750 shares of Class A Common Stock on September 1, 2026 in an open-market transaction under a Rule 10b5-1 trading plan.

Rhea-AI Filing Summary

Finance of America Companies Inc. (FOA) reports that President Kristen N. Sieffert sold 750 shares of Class A Common Stock on September 1, 2026 in an open-market transaction under a Rule 10b5-1 trading plan. The weighted average sale price was about $17.5507 per share, with prices ranging from $17.5501 to $17.56. Following this sale, she directly holds 124,762 shares of FOA common stock.

Insider Trade Summary 10b5-1

Net Seller: 750 shares

Net Sell 1 txn

Insider Sieffert Kristen N

Role President

Sold 750 shs ($13K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock F1, F2	750	$17.5507	$13K

Holdings After Transaction: Class A Common Stock — 124,762 shares (Direct)

Footnotes (2)

1. F1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.
2. F2. The price reported in Column 4 is a weighted average price which has been rounded to four decimal points. These shares were sold in multiple transactions at prices ranging from $17.5501 to $17.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Key Figures

Shares sold: 750 shares Weighted average sale price: $17.5507 per share Sale price range: $17.5501–$17.56 per share +2 more

5 metrics

Shares sold 750 shares Open-market sale on September 1, 2026 by FOA’s president

Weighted average sale price $17.5507 per share Average across multiple trades reported for the September 1, 2026 sale

Sale price range $17.5501–$17.56 per share Price range of individual trades included in the reported weighted average

Shares held after transaction 124,762 shares Directly owned FOA Class A Common Stock following the reported sale

Rule 10b5-1 plan adoption date December 13, 2024 Date Kristen N. Sieffert adopted the trading plan used for this sale

Key Terms

Rule 10b5-1 trading plan, weighted average price, Class A Common Stock

3 terms

Rule 10b5-1 trading plan regulatory

"Represents a sale effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported in Column 4 is a weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Class A Common Stock financial

"750 shares of Class A Common Stock on September 1, 2026"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

What insider transaction did FOA’s president report on this Form 4?

The filing reports that President Kristen N. Sieffert sold 750 shares of Finance of America Companies Inc. Class A Common Stock on September 1, 2026 in an open-market transaction pursuant to a Rule 10b5-1 trading plan.

At what price were the FOA shares sold in this Form 4 transaction?

The reported price is a weighted average of $17.5507 per share, based on multiple trades executed at prices ranging from $17.5501 to $17.56 per share, inclusive, as disclosed in the footnote.

How many FOA shares does the reporting person hold after this sale?

After the September 1, 2026 sale, President Kristen N. Sieffert directly holds 124,762 shares of Finance of America Companies Inc. Class A Common Stock, according to the Form 4 disclosure.

Was the FOA insider sale made under a Rule 10b5-1 trading plan?

Yes. The sale is disclosed as having been effected pursuant to a Rule 10b5-1 trading plan that Kristen N. Sieffert adopted on December 13, 2024, reducing the significance of trade timing as an informational signal.

How many FOA shares were sold in total in this Form 4 filing?

The Form 4 shows a single open-market transaction in which 750 shares of Finance of America Companies Inc. Class A Common Stock were sold, resulting in a net disposition of 750 shares.

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Available on EDGAR 09/03/2026 - 04:55 PM Accepted by SEC EDGAR 09/03/2026 - 04:36 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sieffert Kristen N

(Last) (First) (Middle)

C/O FINANCE OF AMERICA COMPANIES INC.,

5830 GRANITE PARKWAY, SUITE 400

(Street)

PLANO TEXAS 75024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Finance of America Companies Inc. [ FOA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/01/2026		S(1)		750	D	$17.5507(2)	124,762	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

2. The price reported in Column 4 is a weighted average price which has been rounded to four decimal points. These shares were sold in multiple transactions at prices ranging from $17.5501 to $17.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Remarks:

	/s/ Tracy Lowe, as power of attorney for Kristen N. Sieffert	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)