Finance of America (FOA) Form 4: President disposes 750 shares via 10b5-1 plan

Rhea-AI Filing Summary

Kristen N. Sieffert, President of Finance of America Companies Inc. (FOA), reported a sale of 750 shares of Class A common stock on 09/02/2025. The shares were sold at $26.26 per share under a Rule 10b5-1 trading plan adopted December 13, 2024, and Sieffert’s beneficial ownership after the sale is 83,299 shares. The Form 4 was filed on 09/04/2025 and signed by a power of attorney on behalf of Sieffert.

Insights

Financial Analyst

TL;DR: Insider sale under a pre-established 10b5-1 plan; small share count relative to typical issuer float suggests limited market impact.

The filing documents a routine, pre-planned disposition of 750 Class A shares at $26.26 each under a 10b5-1 plan dated December 13, 2024. The remaining reported beneficial ownership is 83,299 shares. From a financial perspective, the transaction is transparent and adheres to an affirmative defense plan, reducing informational asymmetry. The absolute size of the sale is modest and unlikely to affect company valuation or signal material change in management position.

Corporate Governance Expert

TL;DR: Proper procedural compliance is shown; the use of a 10b5-1 plan and POA signature indicate governance controls in place.

The disclosure identifies Sieffert as President and shows the sale was effected pursuant to a pre-established Rule 10b5-1 trading plan, which is a standard governance mechanism to mitigate insider trading concerns. The Form 4 was executed by a power of attorney, and the filing includes clear quantity, price, and post-transaction ownership. No deviations, amendments, or related-party issues are disclosed in this submission.

Insider Trade Summary

Net Seller: 750 shares

Net Sell 1 txn

Insider Sieffert Kristen N

Role President

Sold 750 shs ($20K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	750	$26.26	$20K

Holdings After Transaction: Class A Common Stock — 83,299 shares (Direct)

Footnotes (2)

1. F1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.
2. F2. These shares were sold in multiple transactions each at the price of $26.26.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 09/04/2025 - 04:42 PM Learn about SEC filing dates

FAQ

What did FOA insider Kristen Sieffert report on Form 4?

The report shows a sale of 750 Class A shares on 09/02/2025, executed at $26.26 per share under a 10b5-1 plan.

How many FOA shares does Kristen Sieffert own after the sale?

Following the reported transaction, Sieffert beneficially owns 83,299 shares of Class A common stock.

Was the sale covered by an insider trading plan?

Yes. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2024.

Who signed the Form 4 for Kristen Sieffert?

The Form 4 was signed on behalf of Kristen Sieffert by Tracy Lowe, as power of attorney, dated 09/04/2025.

At what price were the FOA shares sold?

The filing states the shares were sold in multiple transactions each at $26.26 per share.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sieffert Kristen N

(Last) (First) (Middle)

C/O FINANCE OF AMERICA COMPANIES INC.,

5830 GRANITE PARKWAY, SUITE 400

(Street)

PLANO TX 75024

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Finance of America Companies Inc. [ FOA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/02/2025		S(1)		750	D	$26.26(2)	83,299	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

2. These shares were sold in multiple transactions each at the price of $26.26.

Remarks:

	/s/ Tracy Lowe, as power of attorney for Kristen N. Sieffert	09/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.