Finance of America CIO sells 6,000 shares

Finance of America’s Chief Investment Officer reported a small Rule 10b5-1 plan sale of Class A shares, retaining a substantial direct stake after the transaction.

Rhea-AI Filing Summary

Finance of America Companies Inc. (FOA) reported that Chief Investment Officer Jeremy Prahm sold 6,000 shares of Class A common stock on September 8, 2026 at a weighted average price of $16.8194 per share. The sale was made under a Rule 10b5-1 trading plan adopted on December 22, 2025, and he now holds 167,856 shares directly.

Insider Trade Summary 10b5-1

Net Seller: 6,000 shares

Net Sell 1 txn

Insider Prahm Jeremy

Role Chief Investment Officer

Sold 6,000 shs ($101K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock F1, F2	6,000	$16.8194	$101K

Holdings After Transaction: Class A Common Stock — 167,856 shares (Direct)

Footnotes (2)

1. F1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2025.
2. F2. The price reported in Column 4 is a weighted average price which has been rounded to four decimal points. These shares were sold in multiple transactions at prices ranging from $16.65 to $16.9750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Key Figures

Shares sold: 6,000 shares Weighted average sale price: $16.8194 per share Post-transaction holdings: 167,856 shares +2 more

5 metrics

Shares sold 6,000 shares Class A common stock sold by the Chief Investment Officer on September 8, 2026

Weighted average sale price $16.8194 per share Average price for the September 8, 2026 sale, across multiple trade executions

Post-transaction holdings 167,856 shares Class A common stock directly held by the Chief Investment Officer after the sale

Rule 10b5-1 plan adoption date December 22, 2025 Date the trading plan governing the September 8, 2026 sale was adopted

Execution price range $16.65 to $16.9750 per share Price range of multiple trade executions included in the weighted average

Key Terms

Rule 10b5-1 trading plan, weighted average price, multiple transactions

3 terms

Rule 10b5-1 trading plan regulatory

"Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2025."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported in Column 4 is a weighted average price which has been rounded to four decimal points."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

multiple transactions financial

"These shares were sold in multiple transactions at prices ranging from $16.65 to $16.9750, inclusive."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did FOA’s Chief Investment Officer report?

Jeremy Prahm, Chief Investment Officer of Finance of America Companies Inc. (FOA), reported selling 6,000 shares of Class A common stock on September 8, 2026 at a weighted average price of $16.8194 per share in a single reported transaction.

How many FOA shares does the insider hold after this Form 4 sale?

After the reported sale, Chief Investment Officer Jeremy Prahm directly holds 167,856 shares of Finance of America Companies Inc. Class A common stock, as disclosed in the Form 4 filing for the September 8, 2026 transaction.

Was the FOA insider sale made under a Rule 10b5-1 plan?

Yes. The Form 4 states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Jeremy Prahm on December 22, 2025, indicating the trades were pre-arranged under that plan.

What price range did the FOA shares sell for in this insider transaction?

The filing reports a weighted average price of $16.8194 per share, with shares sold in multiple transactions at prices ranging from $16.65 to $16.9750, inclusive, on September 8, 2026.

How many FOA shares were sold by the insider on September 8, 2026?

On September 8, 2026, Chief Investment Officer Jeremy Prahm sold 6,000 shares of Finance of America Companies Inc. Class A common stock in open market or private transactions, according to the Form 4 disclosure.

Does the FOA Form 4 mention multiple trade executions for the reported sale?

Yes. The Form 4 explains the weighted average price reflects shares sold in multiple transactions at prices between $16.65 and $16.9750, and offers to provide full trade detail upon request.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/10/2026 - 04:18 PM EDT Accepted by SEC EDGAR 09/10/2026 - 04:18 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Prahm Jeremy

(Last) (First) (Middle)

C/O FINANCE OF AMERICA COMPANIES INC.,

5830 GRANITE PARKWAY, SUITE 400

(Street)

PLANO TEXAS 75024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Finance of America Companies Inc. [ FOA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Investment Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/08/2026		S(1)		6,000	D	$16.8194(2)	167,856	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2025.

2. The price reported in Column 4 is a weighted average price which has been rounded to four decimal points. These shares were sold in multiple transactions at prices ranging from $16.65 to $16.9750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Remarks:

	/s/ Tracy Lowe, as power of attorney for Jeremy Prahm	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)