Finance of America (NYSE: FOA) president sells 750 shares under 10b5-1 plan

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Form Type

Rhea-AI Filing Summary

Finance of America Companies Inc. president Kristen N. Sieffert sold 750 shares of Class A common stock in an open-market transaction at $19.6375 per share. The trade was executed pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2024. After this sale, she directly owned 127,012 shares.

Insider Trade Summary 10b5-1

Net Seller: 750 shares

Net Sell 1 txn

Insider Sieffert Kristen N

Role President

Sold 750 shs ($15K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	750	$19.6375	$15K

Holdings After Transaction: Class A Common Stock — 127,012 shares (Direct)

Footnotes (2)

F1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.
F2. These shares were sold in multiple transactions each at the price of $19.637469067. The price reported in Column 4 has been rounded to four decimal points.

Key Figures

Shares sold: 750 shares Sale price: $19.6375 per share Shares held after sale: 127,012 shares

3 metrics

Shares sold 750 shares Class A common stock sold on 2026-06-01

Sale price $19.6375 per share Reported price for the 750-share sale

Shares held after sale 127,012 shares Direct ownership following the transaction

Key Terms

Rule 10b5-1 trading plan, open-market sale, Class A Common Stock

3 terms

Rule 10b5-1 trading plan regulatory

"Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open-market sale financial

"transaction_action: open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Class A Common Stock financial

"security_title: Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 06/03/2026 - 04:06 PM

FAQ

What insider transaction did FOA president Kristen Sieffert report on Form 4?

Kristen Sieffert reported selling 750 shares of Finance of America Companies Inc. Class A common stock. The shares were sold in an open-market transaction at a reported price of $19.6375 per share, according to the Form 4 insider filing data.

At what price did FOA’s president sell her Class A common stock?

The reported sale price was $19.6375 per share for 750 FOA Class A common shares. A footnote explains the shares were sold in multiple transactions at $19.637469067, with the column price rounded to four decimal places for reporting.

How many Finance of America (FOA) shares does Kristen Sieffert hold after this sale?

Following the reported transaction, Kristen Sieffert directly held 127,012 shares of Finance of America Companies Inc. Class A common stock. This post-transaction ownership figure comes from the Form 4 and reflects her position after selling 750 shares.

Was the FOA insider sale by president Kristen Sieffert under a Rule 10b5-1 plan?

Yes. A footnote states the 750-share sale was effected under a Rule 10b5-1 trading plan adopted by Kristen Sieffert on December 13, 2024. Such plans pre-schedule trades, making the timing more routine and less discretionary.

What type of security did FOA’s president sell in this Form 4 transaction?

The transaction involved Finance of America Companies Inc. Class A common stock. The Form 4 lists one non-derivative transaction where 750 shares of this Class A common stock were sold in an open-market or private transaction at the reported price.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sieffert Kristen N

(Last)

(First)

(Middle)

C/O FINANCE OF AMERICA COMPANIES INC.,

5830 GRANITE PARKWAY, SUITE 400

(Street)

PLANO

TEXAS

75024

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Finance of America Companies Inc. [ FOA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/01/2026		S⁽¹⁾		750	D	$19.6375⁽²⁾	127,012	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

2. These shares were sold in multiple transactions each at the price of $19.637469067. The price reported in Column 4 has been rounded to four decimal points.

Remarks:

	/s/ Tracy Lowe, as power of attorney for Kristen N. Sieffert	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR