Welcome to our dedicated page for Finance Of America Companies SEC filings (Ticker: FOA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Finance of America Companies Inc. filings document a public home-equity finance company with Class A common stock listed under FOA. Its earnings-related Form 8-K reports disclose funded volume, revenue, net income, adjusted measures, origination economics, fair value effects and capital markets activity tied to reverse mortgage and retirement-solution lending.
Other SEC materials cover annual meeting governance, shareholder voting matters, officer-transition reporting and material definitive agreements. Recent capital-structure filings describe the Series A Convertible Perpetual Preferred Stock, related registration rights and financing arrangements with funds managed by Blue Owl.
Finance of America Companies, Inc. stockholder Kristen Sieffert has filed a Form 144 notice to sell 750 shares of common stock through Wells Fargo Clearing Services on the NYSE, with an aggregate market value of $17,618.00. These shares relate to restricted stock units originally acquired from the issuer on September 29, 2021.
Over the past three months, Sieffert has already sold 750 shares of Finance of America Companies, Inc. stock on each of September 2, October 1, and November 3, 2025, with gross proceeds of $19,688.00, $16,568.00, and $16,388.00 respectively.
Bloom Retirement Holdings Inc. and Reza Jahangiri updated their ownership in Finance of America Companies Inc. (FOA), reporting beneficial ownership of 1,995,608 shares of Class A common stock as of November 20, 2025, equal to 9.49% of the class based on 7,891,348 shares outstanding as of November 7, 2025. Bloom is the record holder of 196,001 Class A shares and 1,799,607 FOAEC Units, each exchangeable into one Class A share. Issuance of FOAEC Units is limited by a 9.49% ownership cap until certain consents and approvals, defined as the Control Condition, are satisfied. Since their prior report, Bloom sold 126,173 Class A shares in open-market transactions under a 2025 10b5-1 trading plan and made a gift of 4,310 shares on November 12, 2025.
Finance of America Companies Inc. (FOA) filed a Form 4 reporting that its Chief Accounting Officer sold 1,100 shares of Class A common stock on 11/17/2025 at $22.63 per share. After this transaction, the officer beneficially owns 12,850 shares of FOA common stock.
The filing notes that the sale was carried out under a pre-arranged Rule 10b5-1 trading plan, which was adopted on December 4, 2024 and amended on December 13, 2024. Such plans are designed to allow insiders to sell shares pursuant to a preset schedule.
Finance of America Companies Inc. (FOA) reported insider equity activity by its Chief Financial Officer. On 11/17/2025, the CFO settled 12,452 restricted stock units (RSUs), receiving the same number of Class A common shares at an exercise price of $0. To cover taxes on this settlement, 4,456 Class A shares were withheld at a price of $22.99, leaving the officer with 22,836 Class A shares held directly.
The filing also notes outstanding RSU awards. One award covers 21,667 RSUs granted on April 1, 2024, vesting in one-third increments on the second and third anniversaries of that vesting reference date, subject to continued employment. Another award covers 42,246 RSUs granted on April 1, 2025, vesting in one-third increments on the first, second, and third anniversaries of that vesting reference date, also contingent on continued employment. Each RSU represents a right to receive one share of Class A common stock or cash, at the compensation committee’s discretion.
Finance of America Companies Inc. (FOA), through its indirect subsidiary Finance of America Reverse LLC (FAR), agreed to acquire certain assets and liabilities of PHH Mortgage Corporation’s residential reverse mortgage loan origination and servicing business. FAR will purchase a portfolio of residential reverse mortgage loans and related servicing rights, paying an amount at closing equal to the estimated book value of the purchased assets, subject to customary holdbacks and post-closing price adjustments. PHH will act as FAR’s subservicer for three years after closing under a new subservicing agreement, with rights to extend that term. Closing depends on conditions including consent from Government National Mortgage Association to transfer the servicing rights without adverse modifications, and either party may terminate if the transaction is not completed by May 1, 2026, subject to an extension right for FAR. The company also issued a press release announcing the transaction.
Finance of America Companies Inc. (FOA) received an updated Schedule 13D/A (Amendment No. 9) from Blackstone-affiliated investors outlining their ownership and a revised share repurchase agreement. Blackstone-related entities and Stephen A. Schwarzman report beneficial ownership of 8,029,817 shares of Class A common stock, representing 63.1% of the class, with part of this stake issuable upon conversion of FoA Units. Together with Brian Libman and his affiliates, the group may be deemed to beneficially own 17,331,176 shares, or 83.0% of the outstanding Class A stock. The amended and restated repurchase agreement provides for FOA to repurchase the “Sold Equity” in two closings at $10.00 per share, with a 15.00% per annum price increase for later closing amounts and a $10,037,271.20 premium if the first closing does not occur by December 4, 2025, and sets an outside date of February 27, 2026 for the second closing, subject to customary conditions and termination rights.
FOA shareholder Tai A. Thornock filed a Form 144 notice to sell 1,100 Class A shares through Fidelity Brokerage Services on the NYSE, with an aggregate market value of $24,893. The filing notes that 7,891,348 Class A shares were outstanding at the time.
The 1,100 shares to be sold were acquired on 04/01/2024 through restricted stock vesting from the issuer as compensation. Over the past three months, Thornock has already sold 1,100 Class A shares on each of 08/18/2025, 09/16/2025, and 10/16/2025, for gross proceeds of $29,931, $28,457, and $23,474, respectively.
Finance of America (FOA) reported a Form 4 for its Chief Executive Officer, detailing an award of 700,000 Class B Units of Finance of America Equity Capital LLC on 11/12/2025 (code A) at a price of $0.
These units vest only upon a Change in Control, subject to continued employment. Upon vesting, each Class B Unit converts into Class A Units with value equal to any “Spread Value,” defined as the amount by which the fair market value of FOA Class A Common Stock exceeds $23.01 on the vesting date. The board may settle the Spread Value in cash, Class A Units, or a combination. After conversion, each Class A Unit is exchangeable for one share of FOA Class A Common Stock at the holder’s election.
Finance of America Companies Inc. (FOA) reported an insider equity award. President Kristen N. Sieffert acquired 400,000 Class B Units of Finance of America Equity Capital LLC on 11/12/2025.
The derivative award carries a $0 exercise price and an expiration date of 11/12/2030. The units vest only upon the consummation of a Change in Control, subject to continued employment. Upon vesting, each Class B Unit converts into Class A Units with value equal to any spread above $23.01 per share and may be settled in cash, Class A Units, or a combination at the Board’s discretion. After conversion, each Class A Unit is exchangeable on the vesting date into one share of Class A Common Stock at the reporting person’s election.
Finance of America Companies (FOA) reported that Chief Legal Officer Lauren Richmond filed a Form 4 disclosing the acquisition of 150,000 Class B Units of Finance of America Equity Capital LLC on 11/12/2025 at a price of $0.
The units vest only upon the consummation of a Change in Control, subject to continued employment. Upon vesting, each Class B Unit converts into Class A Units based on any “Spread Value”, defined as the excess of the fair market value of FOA Class A Common Stock over $23.01. The Board may settle the Spread Value in cash, Class A Units, or both. Each resulting Class A Unit is exchangeable one-for-one into FOA Class A Common Stock on the vesting date at the reporting person’s election.