[144] Finance of America Companies Inc. SEC Filing

Rhea-AI Filing Summary

Finance of America Companies (FOACW) filed a Form 144 notifying a proposed sale of 1,100 Class A shares through Fidelity Brokerage Services on the NYSE with an approximate sale date of 09/16/2025 and an aggregate market value listed as $28,457.00. The shares were acquired on 04/03/2023 via restricted stock vesting and were paid as compensation. The filer reported three prior Class A sales in the past three months: 1,100 shares on 06/16/2025 for $23,485.00, 1,100 shares on 07/16/2025 for $25,575.00, and 1,100 shares on 08/18/2025 for $29,931.00. Remarks and signature fields are present but contain no additional substantive disclosures.

Positive

• Securities were acquired by restricted stock vesting, indicating the shares originated from compensation rather than an open-market purchase
• Broker and exchange details provided (Fidelity Brokerage Services LLC; NYSE), enabling clear tracking of the proposed sale
• Prior sales disclosed for the past three months with dates and gross proceeds, increasing transparency

Negative

• Insider has executed multiple sales in the past three months (three sales of 1,100 shares each), which may indicate notable insider liquidity
• Remarks section lacks a stated plan adoption date or 10b5-1 plan reference, so it is unclear whether sales are pursuant to a pre-established trading plan

Insights

Securities Analyst

TL;DR: Routine insider notice showing sale of vested compensation shares and recent serial dispositions totaling 3,300 shares.

The Form 144 documents a proposed sale of 1,100 Class A shares acquired through restricted stock vesting and designated as compensation. The filing confirms recent activity with three prior disposals of 1,100 shares each in June, July, and August 2025, generating aggregate gross proceeds of $78,991.00. For investors, this is a disclosure of insider liquidity rather than an operational update; the filing contains no financial performance data or new material facts about the issuer.

Compliance/Risk Analyst

TL;DR: Compliance form appears complete for the transaction but lacks supplemental remarks or 10b5-1 plan disclosure.

The submission supplies required transaction details: broker, share count, acquisition date, nature of acquisition (restricted stock vesting), and payment nature (compensation). The remarks section does not include a date of plan adoption or explicit 10b5-1 reliance, which is notable because such information is often provided when applicable. The filing contains the standard attestation regarding lack of undisclosed material adverse information and the criminal-statement notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1100	28457.00	11079270	09/16/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	04/03/2023	Restricted Stock Vesting	Issuer			1100	04/03/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Tai A. Thornock 5830 Granite Parkway Suite 400 Plano TX 75024	Class A	06/16/2025	1100	23485.00
Tai A. Thornock 5830 Granite Parkway Suite 400 Plano TX 75024	Class A	07/16/2025	1100	25575.00
Tai A. Thornock 5830 Granite Parkway Suite 400 Plano TX 75024	Class A	08/18/2025	1100	29931.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares does the FOACW Form 144 propose to sell?

The filing proposes to sell 1,100 Class A shares via Fidelity on the NYSE with an approximate sale date of 09/16/2025 and an aggregate market value of $28,457.00.

How were the shares acquired according to the Form 144 for FOACW?

The shares were acquired on 04/03/2023 through restricted stock vesting and the payment nature is listed as compensation.

Has the filer sold any FOACW shares recently?

Yes. The filer reported three sales in the past three months: 1,100 shares on 06/16/2025 for $23,485.00, 1,100 shares on 07/16/2025 for $25,575.00, and 1,100 shares on 08/18/2025 for $29,931.00.

Does the Form 144 indicate reliance on a Rule 10b5-1 trading plan?

The filing does not provide a date of plan adoption or explicit indication of reliance on a Rule 10b5-1 trading plan in the remarks section.

What is the nature of the attestation included in the filing?

The filer represents by signing that they do not know any material adverse information about the issuer that has not been publicly disclosed and is warned that intentional misstatements are federal crimes.