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Finance of America Companies Inc. announced that Chief Accounting Officer and principal accounting officer Tai A. Thornock has notified the company of his retirement, effective May 15, 2026. The filing states that his retirement is not due to any disagreement with the company, its management, or its Board of Directors.
Following his retirement, Chief Financial Officer Matthew A. Engel will also serve as the company’s principal accounting officer, combining the principal financial officer and principal accounting officer roles. Mr. Thornock may remain as a consultant for a transitional period, as mutually agreed.
Finance of America Companies Inc. Chief Accounting Officer Tai A. Thornock reported equity compensation activity involving Class A common stock and restricted stock units on April 1, 2026. Thornock exercised equity awards to acquire a total of 16,360 shares of Class A common stock, moving these from restricted stock units into direct share ownership.
To cover tax obligations tied to these settlements, 5,053 shares of Class A common stock were withheld at a price of $16.60 per share, a non-market, tax-withholding disposition. After these transactions, Thornock directly owned 21,957 shares of Class A common stock.
On the same date, Thornock also received a grant of 13,539 restricted stock units, each representing a contingent right to one share of Class A common stock. These new RSUs vest in one-third increments on the first, second, and third anniversaries of April 1, 2026, subject to continued employment and settlement in stock or cash at the compensation committee’s discretion.
Finance of America Companies Inc. Chief Legal Officer Lauren Richmond reported multiple equity compensation moves involving restricted stock units (RSUs) and Class A common stock on April 1, 2026. She exercised RSUs to acquire 16,360 shares of common stock and had 4,177 shares withheld to cover tax obligations at $16.60 per share, leaving her with 40,399 directly held common shares.
Richmond also received a new grant of 29,069 RSUs, each representing a contingent right to one share of Class A common stock, which will settle in stock or cash at the compensation committee’s discretion. According to the footnotes, various RSU awards vest in annual installments tied to anniversaries of April 1, 2024, April 1, 2025, and April 1, 2026, subject to her continued employment.
Finance of America Companies Inc. Chief Financial Officer Matthew A. Engel reported compensation-related equity activity on April 1, 2026
To cover tax obligations from the RSU settlements, 7,403 shares of Class A common stock were withheld at $16.60 per share. Following these transactions, Engel directly holds 50,948 shares of Class A common stock and 12,452 RSUs that remain outstanding, which will vest over future anniversaries if his employment continues.
Finance of America Companies Inc. Chief Investment Officer Jeremy Prahm reported multiple equity compensation transactions in Class A common stock. On April 1, 2026, he exercised restricted stock units into 139,947 shares of Class A common stock and had 63,817 shares withheld at $16.60 per share to cover tax obligations.
He also received a grant of 87,209 new restricted stock units, each representing a contingent right to one share of Class A common stock, vesting in one-third increments on the first, second, and third anniversaries of April 1, 2026, subject to continued employment. Following these transactions, he directly holds 243,424 shares of Class A common stock, and certain remaining restricted stock units are scheduled to vest on future anniversaries of April 1, 2024 and April 1, 2025.
Finance of America Companies Inc. President Kristen N. Sieffert reported a mix of equity award activity and a small share sale. On April 1, 2026, she exercised restricted stock units into a total of 84,469 shares of Class A common stock and received a new grant of 72,674 restricted stock units as compensation.
To cover taxes on these settlements, 34,006 shares of common stock were withheld at prices of $16.60 per share. She also sold 750 shares of common stock at $16.63 per share in an open-market transaction made under a pre-arranged Rule 10b5-1 trading plan. Following these transactions, she directly holds 128,512 shares of Class A common stock.
Finance of America Companies Inc. Chief Executive Officer Graham Fleming reported several stock-based compensation transactions dated April 1, 2026. He exercised restricted stock units into a total of 139,947 shares of Class A common stock, and 52,332 shares were withheld at $16.60 per share to cover tax obligations.
Following these exercises and withholdings, Fleming directly held 292,248 shares of Class A common stock, plus 2,000 shares held indirectly by a trust. He also received a new grant of 87,209 restricted stock units, which vest in one-third increments on the first, second, and third anniversaries of April 1, 2026, subject to continued employment.
The filing notifies a Section 144 sale involving Common shares of Finance of America Companies (FOA). It lists 750 shares tied to RSUs as the security to be sold and records three prior secondary sales of 750 shares each on 01/02/2026, 02/02/2026, and 03/02/2026 with proceeds shown.
Finance of America Companies Inc. Chief Investment Officer Jeremy Prahm reported an open-market sale of 6,000 shares of Class A common stock at a weighted average price of $17.5032 per share. After this transaction, he directly holds 167,294 shares. The sale was effected under a pre-arranged Rule 10b5-1 trading plan adopted by the reporting person.