Family Office of America files NT 10-K notification

Family Office of America, Inc. submitted a Form 12b-25 (NT 10-K) notifying the SEC that its Form 10-K for the period ended December 31, 2025 could not be filed on time because compilation, dissemination and review imposed time constraints.

Rhea-AI Filing Summary

Family Office of America, Inc. submitted a Form 12b-25 (NT 10-K) notifying the SEC that its Form 10-K for the period ended December 31, 2025 could not be filed on time because compilation, dissemination and review imposed time constraints. The company states it will file the quarterly report no later than five days after the original due date. The notification is signed by Patrick Adams as Acting CEO and Chairman on March 31, 2026. The form lists the registrant's principal executive office at 6898 S. University Blvd., Suite 100, Centennial, Colorado 80122.

Insights

Corporate SEC Counsel

NT 12b-25 filed to obtain the five-day extension for a late 10-K/10-Q filing.

The filing invokes Rule 12b-25 and states the delay is due to time constraints in compiling and reviewing required information. It expressly undertakes to file the report within the prescribed five-day cure period for a quarterly report.

Investors should note this is an administrative compliance step; timing and completeness of the eventual filing will determine materiality. Subsequent filings will show whether the delay revealed any substantive operational or accounting issues.

Financial Reporting Specialist

The company cites review and compilation burdens rather than auditor refusal or unresolved audit issues.

The narrative references internal time constraints in preparing the Form 10-Q/10-K information and promises filing within five days of the original due date. No accounting adjustments, restatements, or auditor statements are attached in the provided excerpt.

Material impact depends on the forthcoming filing's content; absent further disclosures, this notice itself is procedural and not a direct indicator of financial deterioration.

Key Figures

Period Ended: December 31, 2025 Notification Date: March 31, 2026 Cure Period Undertaking: Five days +3 more

6 metrics

Period Ended December 31, 2025 subject report period

Notification Date March 31, 2026 date signed by Acting CEO and Chairman Patrick Adams

Cure Period Undertaking Five days company undertakes to file the quarterly report within five days after original due date

Principal Office 6898 S. University Blvd., Suite 100 Centennial, Colorado 80122

Form Type Form 12b-25 (NT 10-K) notification of late filing for an annual/quarterly report

Form Expiration September 30, 2028 expires field shown on the form

Key Terms

Rule 12b-25, Form 12b-25 (NT 10-K), five days

3 terms

Rule 12b-25 regulatory

"The reason described in reasonable detail in Part III of this Form could not be eliminated"

Rule 12b-25 is an SEC filing provision that lets a company notify regulators and the public that it cannot file a required periodic report (like a quarterly or annual report) on time and explains the reason for the delay. For investors, the notice is a formal heads-up that financial information will arrive late—similar to a company calling to say it will be late turning in homework—so it signals increased uncertainty and may affect trading and risk assessments until the filing is available.

Form 12b-25 (NT 10-K) regulatory

"Notification of Late Filing"

five days regulatory

"will be filed on or before the fifth calendar day following the prescribed due date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does FOFA's Form 12b-25 (NT 10-K) mean for shareholders?

It notifies shareholders that the company could not file its periodic report on time and seeks relief under Rule 12b-25. The company states it will file the report within five days following the original due date, per the notice.

Which reporting period is affected by FOFA's late filing?

The notification concerns the period ended December 31, 2025. The form specifically references the subject annual/quarterly report for that period in Part III of the notice.

Who signed the Form 12b-25 for FOFA and when?

The Form 12b-25 is signed by Patrick Adams, Acting CEO and Chairman, on March 31, 2026, indicating the date the registrant certified the late-filing notice.

Does the filing disclose why FOFA could not file on time?

Yes. The company states that the compilation, dissemination and review of required information imposed time constraints that made timely filing impracticable without undue hardship and expense.

Will FOFA face automatic penalties for filing Form 12b-25?

A Form 12b-25 is a procedural notification and does not itself state penalties. Any regulatory consequences depend on the content and timeliness of the subsequent required filing and Commission actions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/31/2026 - 09:08 PM Learn about SEC filing dates

		OMB APPROVAL
	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549	OMB Number:	3235-0058
		Expires:	September 30, 2028
		Estimated average burden hours per response 2.50
	FORM 12b-25	SEC FILE NUMBER
			CUSIP NUMBER
	NOTIFICATION OF LATE FILING

(Check one):	☒ Form 10-K	☐ Form 20-F	☐ Form 11-K
	☐ Form 10-Q	☐ Form 10-D	☐ Form N-CEN	☐ Form N-CSR

For Period Ended: December 31, 2025

	☐	Transition Report on Form 10-K
	☐	Transition Report on Form 20-F
	☐	Transition Report on Form 11-K
	☐	Transition Report on Form 10-Q

For the Transition Period Ended:____________________________________________

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

PART I — REGISTRANT INFORMATION

Family Office of America, Inc.

Full Name of Registrant

Former Name if Applicable

6898 S. University Blvd., Suite 100

Address of Principal Executive Office (Street and Number)

Centennial, Colorado 80122

City, State and Zip Code

PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

	(a)	The reason described in reasonable detail in Part III of this Form could not be eliminated without unreasonable effort or expense;
☒	(b)	The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
	(c)	The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

The compilation, dissemination and review of the information required to be presented in the Form 10-Q has imposed time constraints that have rendered timely filing of the Form 10-Q impracticable without undue hardship and expense to the registrant. The registrant undertakes the responsibility to file such quarterly report no later than five days after its original due date.

PART IV — OTHER INFORMATION

(1) Name and telephone number of person to contact in regard to this notification

Pat Adams		484		483-2134
(Name)		(Area Code)		(Telephone Number)

	(2)	Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
		☒ Yes ☐ No

	(3)	Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
		☐ Yes ☒ No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

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FAMILY OFFICE OF AMERICA, INC.

(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date:	March 31, 2026		By:	/s/ Patrick Adams
			Name:	Patrick Adams
			Title:	Acting CEO and Chairman

INSTRUCTION: The Form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the Form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the Form.

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

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