Welcome to our dedicated page for Forward Inds N Y SEC filings (Ticker: FORD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Forward Industries, Inc. (NASDAQ: FORD) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. These filings give investors and analysts insight into Forward Industries’ evolution from a business with OEM and retail segments to a global design company serving medical and technology customers, as well as its more recent Solana-focused digital asset treasury strategy.
Through current reports on Form 8-K, Forward Industries discloses material events such as the sale of its OEM segment and the classification of both OEM and retail activities as discontinued operations, resulting in a single reportable segment. Other 8-K filings describe the company’s large private placement financing for its Solana treasury strategy, the entry into an asset management agreement with Galaxy Digital Capital Management LP, and a services agreement with Galaxy Digital LP to support the inception of its digital assets treasury business.
Additional 8-K filings outline the establishment of a controlled equity offering sales agreement for an at-the-market equity program, the authorization of a substantial share repurchase program, and governance matters including board appointments, director resignations and compensation arrangements. The company has also filed 8-Ks to recast portions of its Form 10-K and Form 10-Q to reflect discontinued operations and updated segment disclosures.
On Stock Titan, these SEC filings are updated in near real time as they are posted to the EDGAR system. AI-powered tools summarize key points from documents such as 8-Ks, 10-Ks and 10-Qs, helping users quickly understand topics like discontinued operations, capital structure changes, equity offerings, Solana treasury activities and governance updates. Users can also review filings related to registration statements and prospectus supplements that support Forward Industries’ capital raising efforts and resale registrations.
For those researching FORD’s regulatory history, this page offers a structured view of the company’s official disclosures, from strategic shifts in its operating segments to the agreements underpinning its Solana digital asset treasury strategy, along with board and compensation developments that shape its corporate governance.
Forward Industries, Inc. reported new director equity awards and an extension of its interim CEO’s contract. On March 10, 2026, the Board granted Sangita Shah, Keith Johnson, and Michael Pruitt each 100,000 five-year non-qualified stock options at an exercise price of $5.02 per share for Board service. Ms. Shah and Mr. Johnson also received 50,000 additional options each for Audit and Risk and Compensation Committee service. These options vest in four equal quarterly installments of 25%, beginning three months after grant, contingent on continued service. On March 13, 2026, the Company amended interim CEO Michael Pruitt’s Employment Agreement, extending its term to June 30, 2026, with automatic three-month renewals thereafter unless either party gives at least 30 days’ written notice of non-renewal.
Forward Industries, Inc. reported that Chief Executive Officer Michael D. Pruitt was granted stock options for 100,000 shares of common stock. The options have an exercise price of $5.0200 per share and expire on March 10, 2031.
According to the filing, these options vest in four equal quarterly installments, beginning on June 11, 2026, subject to his continued service as a director on each vesting date. Following this grant, he holds 100,000 stock options directly.
Forward Industries, Inc. director Keith J. Johnson received a grant of stock options covering 150,000 shares of common stock. The options have an exercise price of $5.0200 per share and expire on March 10, 2031, serving as equity-based compensation rather than a cash transaction.
These options vest in four equal quarterly installments, starting on June 11, 2026, and each vesting is conditioned on Johnson’s continued service as a director on the applicable vesting date. Following this grant, Johnson holds 150,000 stock options directly.
Forward Industries, Inc. director Sangita Shah reported receiving a grant of stock options on March 10, 2026. The award covers 150,000 stock options for common stock with an exercise price of $5.02 per share and an expiration date of March 10, 2031. These options were granted as compensation, not purchased on the open market, and are held directly. According to the filing, the options vest in four equal quarterly installments, beginning on June 11, 2026, provided Shah continues serving as a director on each vesting date. After this grant, Shah holds 150,000 stock options of this series.
Forward Industries, Inc. reported that Chief Financial Officer Kathleen Weisberg received a grant of stock options covering 50,000 shares of common stock at an exercise price of $4.83 per share. The options expire on March 8, 2036. They vest 25% on June 8, 2026, with the remaining 75% vesting in three equal quarterly installments through March 8, 2027, subject to continued employment. This is a compensation-related award and does not involve any open-market buying or selling of shares.
Navi Ryan David reported acquisition or exercise transactions in this Form 4 filing.
Forward Industries, Inc. reported that Chief Investment Officer Navi Ryan David received new equity compensation. He was granted stock options covering 352,694 shares of common stock expiring on March 8, 2036, with half exercisable at $9.66 per share and half at $14.49.
He also received 382,085 restricted stock units, each representing one share of common stock upon vesting. These RSUs vest 25% on November 17, 2026, with the remaining 75% vesting in 12 equal quarterly installments through November 17, 2029, subject to continued service. Following the grant, he directly owns 392,085 common shares.
Quinn Georgia P reported acquisition or exercise transactions in this Form 4 filing.
Forward Industries General Counsel Georgia P. Quinn received new equity awards as part of her compensation. She was granted stock options covering 293,912 shares of common stock, with half exercisable at $9.66 per share and half at $14.49 per share, expiring in 2036. She also received 293,911 restricted stock units, each representing a contingent right to one share of common stock that vests 25% on November 17, 2026, with the remaining 75% vesting in 12 equal quarterly installments through November 17, 2029, subject to continued service.
Forward Industries, Inc. has completed a legal move of its incorporation from New York to Texas by merger, effective March 5, 2026. Each share of New York common stock automatically became one share of Texas common stock, and Nasdaq trading continues under the “FWDI” symbol.
The company states the reincorporation does not change its business, management, assets, liabilities, or contracts. Shareholders also approved an increase in the 2021 Equity Incentive Plan to 8,724,667 shares of common stock and elected five directors.
Subsequently, the board’s compensation committee granted stock options, restricted stock units, and performance stock units to senior executives, including sizable multi-year awards to the Chief Investment Officer and General Counsel, and options to the Chief Financial Officer, all subject to continued service and, for performance units, specified performance thresholds.
Forward Industries shareholder group filed an amended Schedule 13D reporting beneficial ownership of between 7,947,843 and 7,947,943 common shares, representing 9.6% of the company’s stock, based on 83,139,037 shares outstanding as of January 31, 2026.
The filing also notes that on March 3, 2026, Saurabh Sharma, Chief Investment Officer of Jump Crypto, was elected as a director of Forward Industries after previously serving as a non-voting board observer.
Forward Industries shifted to a Solana-focused digital asset strategy and reported extremely volatile first-quarter results. For the three months ended December 31, 2025, revenue rose to $21.4 million from $4.6 million, driven mainly by $17.4 million of Solana staking and related income. Gross margin expanded to 78.6% as the new digital asset segment generated very high-margin rewards, while the design services business saw modest revenue decline and lower margins.
The pivot came at a steep cost. A sharp drop in Solana valuations produced a $560.2 million loss on digital assets and $33.0 million of fwdSOL impairment, leading to a net loss of $585.7 million, or $5.91 per share. Digital assets on the balance sheet fell to a $826.8 million carrying value from $1.43 billion. Despite this, the company ended the quarter with $25.4 million of cash, working capital of about $52.9 million, and expects existing resources to cover liquidity needs through at least February 2027, assuming it can sell digital assets as needed.
Forward also began aggressively reshaping its capital structure, launching a $4 billion at-the-market equity program and a $1 billion share repurchase authorization. In the quarter it sold 312,000 new shares for $7.6 million and repurchased 1.54 million shares for $10.9 million, with additional buybacks in January 2026. Management highlights significant risks tied to Solana price swings, DeFi exposure, custody and smart-contract vulnerabilities, and potential regulatory changes that could reclassify Solana as a security and impact the company’s regulatory status.