Welcome to our dedicated page for Forward Inds N Y SEC filings (Ticker: FORD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Forward Industries, Inc. (NASDAQ: FORD) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. These filings give investors and analysts insight into Forward Industries’ evolution from a business with OEM and retail segments to a global design company serving medical and technology customers, as well as its more recent Solana-focused digital asset treasury strategy.
Through current reports on Form 8-K, Forward Industries discloses material events such as the sale of its OEM segment and the classification of both OEM and retail activities as discontinued operations, resulting in a single reportable segment. Other 8-K filings describe the company’s large private placement financing for its Solana treasury strategy, the entry into an asset management agreement with Galaxy Digital Capital Management LP, and a services agreement with Galaxy Digital LP to support the inception of its digital assets treasury business.
Additional 8-K filings outline the establishment of a controlled equity offering sales agreement for an at-the-market equity program, the authorization of a substantial share repurchase program, and governance matters including board appointments, director resignations and compensation arrangements. The company has also filed 8-Ks to recast portions of its Form 10-K and Form 10-Q to reflect discontinued operations and updated segment disclosures.
On Stock Titan, these SEC filings are updated in near real time as they are posted to the EDGAR system. AI-powered tools summarize key points from documents such as 8-Ks, 10-Ks and 10-Qs, helping users quickly understand topics like discontinued operations, capital structure changes, equity offerings, Solana treasury activities and governance updates. Users can also review filings related to registration statements and prospectus supplements that support Forward Industries’ capital raising efforts and resale registrations.
For those researching FORD’s regulatory history, this page offers a structured view of the company’s official disclosures, from strategic shifts in its operating segments to the agreements underpinning its Solana digital asset treasury strategy, along with board and compensation developments that shape its corporate governance.
Forward Industries, Inc. director Sangita Shah reported acquiring 50,000 shares of the company's common stock on 09/08/2025 at a reported price of $18.50 per share. The grant is described as restricted common stock issued under the Issuer's 2021 Equity Incentive Plan, fully vested and approved by the Board under Rule 16b-3, and thus exempt from Section 16(b) short-swing profit rules.
The filing also discloses that Ms. Shah beneficially controls an additional 11,113 shares held by Odyssean Enterprises Ltd., an entity she controls with her husband. The Form 4 is signed by Ms. Shah on 09/10/2025 and contains no derivative transactions or other disposals.
Sharon Hrynkow, a director of Forward Industries, Inc. (FORD), was granted 45,000 stock options on 09/08/2025. The options have an exercise price of $18.50, are exercisable immediately on 09/08/2025, and expire on 09/08/2030. The filing states the grant was approved by the issuer’s board and exempt from Section 16(b) under Rule 16b-3. Following the reported transaction, the filing shows beneficial ownership of 45,000 underlying shares via the option grant. The options are described as fully vested and were granted under the company’s 2021 Equity Incentive Plan.
Michael D. Pruitt, Chief Executive Officer and Director of Forward Industries, Inc. (FORD), reported a grant of stock options on 09/08/2025. The Form 4 discloses an award of 90,000 stock options with an exercise price of $18.50 per share. The filing states the options were granted under the Issuer's 2021 Equity Incentive Plan, were approved by the board and are fully vested. The transaction is exempt from Section 16(b) under Rule 16b-3 because of board approval. Following the reported transaction, the Form shows beneficial ownership of 90,000 underlying shares attributable to these options, held directly by Mr. Pruitt. The form is signed and dated 09/10/2025.
Forward Industries insider grant: Kathleen Weisberg, Chief Financial Officer of Forward Industries, Inc. (FORD), reported a grant of 45,000 stock options on 09/08/2025 with an exercise price of $18.50 and an expiration date of 09/08/2030. The options were granted under the Issuer's 2021 Equity Incentive Plan, were approved by the Board and are fully vested. The filing states the grant was exempt from Section 16(b) under Rule 16b-3 because of board approval. Following the reported transaction, Weisberg beneficially owns 45,000 underlying shares via these options, held directly.
Forward Industries, Inc. (FORD) filed a 424B5 prospectus supplement outlining an offering of
The supplement references incorporated filings spanning
Forward Industries closed a large private placement to fund its new digital assets treasury strategy and reshaped its capital structure and governance. The company sold 77,144,562 shares of common stock at
The company entered an asset management agreement with Galaxy Digital Capital Management to manage its cash, stablecoins, cryptocurrency and other investible assets, and a six‑month services agreement with Galaxy Digital LP to support the digital assets treasury business. It also terminated a prior
Governance changes include appointing Interim CEO Michael Pruitt to the board and naming Pyahm (Kyle) Samani, Managing Partner of Multicoin Capital, as director and Chairman, both tied to the private placement and lead investor arrangements.
Forward Industries, Inc. entered into a private placement with accredited investors to sell 89,189,189 common shares (or pre-funded warrants) at
The deal includes pre-funded warrants with a token exercise price of
Forward Industries, Inc. is asking shareholders to approve three proposals at a special meeting: an increase in authorized common stock from 40,000,000 to 300,000,000 shares; shareholder approval under Nasdaq Listing Rule 5635 to permit issuance of common shares on conversion of its Series A-1 Preferred Stock without applying the Series A-1 conversion caps; and authority to adjourn the meeting if more votes are needed. The proxy includes voting instructions (internet, phone, mail, or during the virtual meeting) and notes an initial conversion price of $7.50 per share for Series A-1, subject to adjustment. The document also lists beneficial ownership notes for officers, directors and related parties and discloses voting card/ballot options for each proposal.
Forward Industries, Inc. reported a nine-month net loss of $3.01 million for the period ended June 30, 2025, compared with a $1.31 million loss in the prior year period, driven by a large decline in design-segment revenue after its largest design customer discontinued a program that represented over 30% of consolidated 2024 revenue. Consolidated revenues for the nine months fell to $10.24 million from $15.25 million, and gross profit for continuing operations dropped to $333,301 from $4.08 million year-over-year.
At June 30, 2025 the company held total assets of $8.29 million and cash of $1.26 million, with shareholders' equity of $3.35 million. The company recorded a $225,000 goodwill impairment in December 2024 and recognized a $1.406 million gain on sale of its OEM segment, reported as discontinued operations. Management disclosed substantial doubt about the company’s ability to continue as a going concern and has raised capital via a $1.0 million Series B issuance and subsequent equity line and registered direct financings in July–August 2025.
Forward Industries announced several corporate actions affecting its capital structure, leadership at a subsidiary and executive compensation. The company converted 610 shares of Series A-1 Preferred Stock with a stated value of $610,000 into 81,333 shares of common stock at a conversion price of $7.50 per share, leaving 4,315 Series A-1 shares outstanding, all held by Forward Industries (Asia-Pacific) Corporation.
The company named Fred Sklenar as Chief Executive Officer and President of its wholly owned subsidiary Kablooe Inc., effective August 18, 2025, with an annual base salary of $175,000 and eligibility for a $50,000 performance bonus contingent on continued employment and performance milestones. Mr. Tom Kramer resigned from his Kablooe roles effective the same date. The Compensation Committee also approved an amendment increasing potential severance for CFO Kathleen Weisberg from six to eight months of base salary; the amendment is attached as Exhibit 10.1.
At the 2025 annual meeting there were 1,125,998 shares outstanding on the record date and 738,912 votes cast. All three director nominees were elected. Shareholders ratified the independent auditor and approved several Nasdaq-related equity issuance proposals and an increase of 300,000 shares to the 2021 Equity Incentive Plan, but did not approve the proposed change of state of incorporation to Nevada.