Welcome to our dedicated page for Forward Inds N Y SEC filings (Ticker: FORD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Forward Industries, Inc. (NASDAQ: FORD) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. These filings give investors and analysts insight into Forward Industries’ evolution from a business with OEM and retail segments to a global design company serving medical and technology customers, as well as its more recent Solana-focused digital asset treasury strategy.
Through current reports on Form 8-K, Forward Industries discloses material events such as the sale of its OEM segment and the classification of both OEM and retail activities as discontinued operations, resulting in a single reportable segment. Other 8-K filings describe the company’s large private placement financing for its Solana treasury strategy, the entry into an asset management agreement with Galaxy Digital Capital Management LP, and a services agreement with Galaxy Digital LP to support the inception of its digital assets treasury business.
Additional 8-K filings outline the establishment of a controlled equity offering sales agreement for an at-the-market equity program, the authorization of a substantial share repurchase program, and governance matters including board appointments, director resignations and compensation arrangements. The company has also filed 8-Ks to recast portions of its Form 10-K and Form 10-Q to reflect discontinued operations and updated segment disclosures.
On Stock Titan, these SEC filings are updated in near real time as they are posted to the EDGAR system. AI-powered tools summarize key points from documents such as 8-Ks, 10-Ks and 10-Qs, helping users quickly understand topics like discontinued operations, capital structure changes, equity offerings, Solana treasury activities and governance updates. Users can also review filings related to registration statements and prospectus supplements that support Forward Industries’ capital raising efforts and resale registrations.
For those researching FORD’s regulatory history, this page offers a structured view of the company’s official disclosures, from strategic shifts in its operating segments to the agreements underpinning its Solana digital asset treasury strategy, along with board and compensation developments that shape its corporate governance.
Forward Industries, Inc. entered into a Controlled Equity Offering Sales Agreement with Cantor Fitzgerald & Co., allowing it to offer and sell shares of its common stock, from time to time, having an aggregate sales price of up to $4 billion. Cantor will act as principal and/or sales agent and use commercially reasonable efforts to sell shares based on the company’s instructions, earning a 3.0% commission on gross proceeds from each sale. The company is not obligated to sell any shares, and it may suspend offers or terminate the agreement at any time. Any shares sold under this arrangement will be issued pursuant to Forward Industries’ automatic shelf registration statement on Form S-3, which includes an at-the-market offering prospectus. The company also highlights its use of SEC filings, press releases, its website, and its X account as key channels for disclosing material information.
Forward Industries, Inc. (FORD) filed an S-3ASR registering multiple securities and describing recent transactions and its new digital-asset treasury strategy. The company completed a private placement that closed on September 10, 2025, issuing 77,144,562 shares at $18.50 and pre-funded warrants to purchase 12,031,364 shares, generating approximately $1.65 billion of gross proceeds. Forward also entered a Controlled Equity Offering Sales Agreement with Cantor Fitzgerald to sell up to $4 billion of common stock from time to time.
The filing outlines a treasury policy to allocate principal holdings to SOL (Solana), including staking, use of liquid staking tokens, DeFi participation, and strategic purchases or sales. It records strategic agreements with Galaxy and others for advisory, asset management and services, registration rights for resale with a filing deadline of October 10, 2025, and conversions that eliminated outstanding Series A-1 and Series B preferred shares.
Forward Industries, Inc. reported fiscal 2024 results showing a sharp operating loss and continued restructuring of its businesses. Revenue-related cost of sales fell to $5.18M from $7.14M, producing a gross profit decline of $1.95M (27.4%). The company recorded an operating loss of $2.15M in fiscal 2024 versus $61K the prior year and a basic loss per share of $1.97 versus $0.06. Several businesses (OEM and retail) are presented as discontinued operations. The balance sheet shows goodwill of $1.56M, intangible assets net of $680K, deferred tax assets and NOLs, and a related-party promissory note with a $600K balance that has been extended. The company amended sourcing terms with Forward China, including a reduced fixed fee of $35K/month and payment-term changes.
Forward Industries, Inc. reported that it has made substantial purchases of the Solana cryptocurrency. The company’s initial liquid Solana token (“SOL”) purchases totaled 6,822,000 tokens at an average price of $232 per SOL, for a total cost of approximately $1.58 billion. This information was disclosed as an other event, meaning the company is updating investors about this significant new asset position outside of its regular earnings cycle.
Forward Industries, Inc. director Sangita Shah reported acquiring 50,000 shares of the company's common stock on 09/08/2025 at a reported price of $18.50 per share. The grant is described as restricted common stock issued under the Issuer's 2021 Equity Incentive Plan, fully vested and approved by the Board under Rule 16b-3, and thus exempt from Section 16(b) short-swing profit rules.
The filing also discloses that Ms. Shah beneficially controls an additional 11,113 shares held by Odyssean Enterprises Ltd., an entity she controls with her husband. The Form 4 is signed by Ms. Shah on 09/10/2025 and contains no derivative transactions or other disposals.
Sharon Hrynkow, a director of Forward Industries, Inc. (FORD), was granted 45,000 stock options on 09/08/2025. The options have an exercise price of $18.50, are exercisable immediately on 09/08/2025, and expire on 09/08/2030. The filing states the grant was approved by the issuer’s board and exempt from Section 16(b) under Rule 16b-3. Following the reported transaction, the filing shows beneficial ownership of 45,000 underlying shares via the option grant. The options are described as fully vested and were granted under the company’s 2021 Equity Incentive Plan.
Michael D. Pruitt, Chief Executive Officer and Director of Forward Industries, Inc. (FORD), reported a grant of stock options on 09/08/2025. The Form 4 discloses an award of 90,000 stock options with an exercise price of $18.50 per share. The filing states the options were granted under the Issuer's 2021 Equity Incentive Plan, were approved by the board and are fully vested. The transaction is exempt from Section 16(b) under Rule 16b-3 because of board approval. Following the reported transaction, the Form shows beneficial ownership of 90,000 underlying shares attributable to these options, held directly by Mr. Pruitt. The form is signed and dated 09/10/2025.
Forward Industries insider grant: Kathleen Weisberg, Chief Financial Officer of Forward Industries, Inc. (FORD), reported a grant of 45,000 stock options on 09/08/2025 with an exercise price of $18.50 and an expiration date of 09/08/2030. The options were granted under the Issuer's 2021 Equity Incentive Plan, were approved by the Board and are fully vested. The filing states the grant was exempt from Section 16(b) under Rule 16b-3 because of board approval. Following the reported transaction, Weisberg beneficially owns 45,000 underlying shares via these options, held directly.
Forward Industries, Inc. (FORD) filed a 424B5 prospectus supplement outlining an offering of $18.50 per share for a total of 1,783,783 shares of common stock. The company reports 82,743,337 shares currently outstanding and expects 84,527,120 shares outstanding immediately after this offering, indicating the issuance of the offered shares will increase the share count by the offered amount. Net proceeds are earmarked for working capital, general corporate purposes, and specifically for the purchase of Solana. The prospectus highlights existing convertible instruments and equity run rates, including warrants for 118,611 shares (weighted average exercise price $7.20), pre-funded warrants exercisable into 12,031,364 shares, 348,554 stock options (weighted average exercise price $13.45), and 52,668 shares available under the 2021 Equity Incentive Plan.
The supplement references incorporated filings spanning October 4, 2024 through September 11, 2025 for risk disclosures. Corporate charter and governance provisions permit the board to issue up to 4,000,000 preferred shares without further stockholder approval and contain voting and special-meeting limitations that may affect shareholder control dynamics.
Forward Industries closed a large private placement to fund its new digital assets treasury strategy and reshaped its capital structure and governance. The company sold 77,144,562 shares of common stock at $18.50 per share and issued pre-funded warrants for up to 12,031,364 additional shares, receiving approximately $1.65 billion in gross proceeds. After these transactions and preferred stock conversions, it reports 83,233,878 common shares outstanding.
The company entered an asset management agreement with Galaxy Digital Capital Management to manage its cash, stablecoins, cryptocurrency and other investible assets, and a six‑month services agreement with Galaxy Digital LP to support the digital assets treasury business. It also terminated a prior $35 million equity line with C/M Capital and eliminated all Series A‑1 and Series B preferred stock through conversions into common shares.
Governance changes include appointing Interim CEO Michael Pruitt to the board and naming Pyahm (Kyle) Samani, Managing Partner of Multicoin Capital, as director and Chairman, both tied to the private placement and lead investor arrangements.