Scott T. Fleming (FPF) discloses initial insider shareholdings
Rhea-AI Filing Summary
Scott T. Fleming, identified as an Officer-Investment Sub-Advisor, filed an initial Form 3 for First Trust Intermediate Duration Preferred & Income Fund (FPF) as of 05/22/2013. He reported beneficial ownership of 47,712 common shares held directly and an additional 35,000 common shares held indirectly by his spouse. This filing establishes his baseline insider ownership in the fund's common shares.
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FAQ
What does this Form 3 filing for FPF show about Scott T. Fleming's holdings?
The Form 3 shows that Scott T. Fleming beneficially owns 47,712 FPF common shares directly and 35,000 common shares indirectly through his spouse as of 05/22/2013.
What is Scott T. Fleming's relationship to First Trust Intermediate Duration Preferred & Income Fund (FPF)?
He is reported as an Officer-Investment Sub-Advisor in connection with First Trust Intermediate Duration Preferred & Income Fund (FPF).
How many FPF shares does Scott T. Fleming hold directly versus indirectly?
He holds 47,712 common shares directly and 35,000 common shares indirectly, with the indirect holdings noted as being by spouse.
What is the significance of this Form 3 for FPF investors?
The Form 3 is an initial statement of beneficial ownership, providing transparency into the insider shareholdings of Scott T. Fleming in FPF common shares.
On what date are Scott T. Fleming's FPF holdings reported in this Form 3?
The holdings are reported as of the event date 05/22/2013, which triggers the requirement to file this Form 3.