Stonebridge Advisors discloses FPF share ownership in annual Form 5

Stonebridge Advisors, LLC, an investment sub-advisor and 10% owner of First Trust Intermediate Duration Preferred & Income Fund (FPF), filed an annual statement of changes in beneficial ownership for the fiscal year ended 12/31/2025.

Accepted by SEC EDGAR 01/06/2026 - 03:22 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Stonebridge Advisors, LLC, an investment sub-advisor and 10% owner of First Trust Intermediate Duration Preferred & Income Fund (FPF), filed an annual statement of changes in beneficial ownership for the fiscal year ended 12/31/2025. The filing shows beneficial ownership of 47,712 common shares held directly and an additional 35,000 common shares held indirectly through the reporting person's spouse. The report confirms Stonebridge’s role as a significant holder of the fund’s common shares and updates its status as a Section 16 reporting officer as of year-end.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider FLEMING SCOTT T

Role Insider

Type	Security	Shares	Price	Value
Holding	Common Shares	--	--	--
Holding	Common Shares	--	--	--

Holdings: Common Shares — 47,712 shares (Direct); Common Shares — 35,000 shares (Indirect, by Spouse)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 5 filing for FPF by Stonebridge Advisors, LLC report?

The Form 5 reports Stonebridge Advisors, LLC as a 10% owner and officer-investment sub-advisor of First Trust Intermediate Duration Preferred & Income Fund (FPF), disclosing its beneficial ownership of the fund’s common shares for the fiscal year ended 12/31/2025.

How many FPF shares does Stonebridge Advisors, LLC directly own?

The filing shows that Stonebridge Advisors, LLC directly owns 47,712 common shares of First Trust Intermediate Duration Preferred & Income Fund.

How many FPF shares are reported as indirectly owned by Stonebridge Advisors, LLC?

The Form 5 reports an additional 35,000 common shares of First Trust Intermediate Duration Preferred & Income Fund indirectly owned by Stonebridge Advisors, LLC through its spouse.

What is Stonebridge Advisors, LLC’s relationship to First Trust Intermediate Duration Preferred & Income Fund (FPF)?

Stonebridge Advisors, LLC is identified as a 10% owner and an officer – investment sub-advisor of First Trust Intermediate Duration Preferred & Income Fund.

What period does this Form 5 for FPF cover?

The Form 5 is an annual statement covering the issuer’s fiscal year ended 12/31/2025 for First Trust Intermediate Duration Preferred & Income Fund.

Did Stonebridge Advisors, LLC’s Section 16 status change in this Form 5 for FPF?

Yes. The remarks state that, effective December 31, 2025, the reporting person is no longer a Section 16 officer for First Trust Intermediate Duration Preferred & Income Fund.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 5

FORM 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0362
Estimated average burden
hours per response:			1.0

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Form 3 Holdings Reported.

Form 4 Transactions Reported.

1. Name and Address of Reporting Person^*

FLEMING SCOTT T

(Last) (First) (Middle)

STONEBRIDGE ADVISORS, LLC

10 WESTPORT ROAD SUITE C-101

(Street)

WILTON CT 06897

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
First Trust Intermediate Duration Preferred & Income Fund [ FPF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Officer-Investment Sub-Advisor

3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
				Amount	(A) or (D)	Price
Common Shares							47,712	D
Common Shares							35,000	I	by Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
					(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Effective December 31, 2025, the Reporting Person is no longer a Section 16 officer for the Fund.

	/s/ Scott T. Fleming, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney	01/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.