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Forgent Power awards CLO RSUs and 25,721 options

Forgent Power Solutions granted its Chief Legal Officer new RSU and stock option awards with three-year vesting beginning one year after grant.

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Form Type
4

Rhea-AI Filing Summary

Forgent Power Solutions, Inc. (FPS) reported that Chief Legal Officer Tyson Hottinger received equity awards on September 1, 2026. He was granted 10,564 shares of Class A Common Stock in the form of restricted stock units and 25,721 non-qualified stock options with an exercise price of $29.27 per share, expiring September 1, 2036. Both the RSUs and options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service, and all holdings reported are direct.

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Insider Hottinger Tyson
Role Chief Legal Officer
Type Security Shares Price Value
Grant/Award Non-qualified stock options (right-to-buy) F2 25,721 $0.00 $0.00
Grant/Award Class A Common Stock F1 10,564 $0.00 $0.00
Holdings After Transaction: Non-qualified stock options (right-to-buy) — 25,721 contracts (Direct); Class A Common Stock — 10,564 shares (Direct)
Footnotes (2)
  1. F1. Consists of restricted stock units (RSU). RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date.
  2. F2. Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date.
RSUs granted 10,564 shares Restricted stock units of Class A Common Stock granted September 1, 2026
Stock options granted 25,721 options Non-qualified stock options granted September 1, 2026
Option exercise price $29.27 per share Exercise price for 25,721 non-qualified stock options
Option expiration date September 1, 2036 Expiration of non-qualified stock options granted to Chief Legal Officer
Shares underlying options 25,721 shares Class A Common Stock underlying the non-qualified stock options
RSU vesting schedule Three equal annual installments Beginning on the first anniversary of the September 1, 2026 grant date
Option vesting schedule Three equal annual installments Beginning on the first anniversary of the September 1, 2026 grant date
Restricted stock units (RSU) financial
"Consists of restricted stock units (RSU). RSUs will vest in three equal"
Non-qualified stock options financial
"Non-qualified stock options vest in three equal annual installments"
Non-qualified stock options are a type of employee benefit that gives individuals the right to buy company shares at a set price, usually lower than the market value, within a certain period. Unlike other options that may have special tax advantages, these options are taxed as income when exercised, which can affect how much money the employee or investor ultimately gains. They are important because they can influence company compensation strategies and impact the financial outcomes for employees and investors.
Exercise price financial
"conversion_or_exercise_price": "29.2700""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Class A Common Stock financial
"underlying_security_title": "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

How do the new RSUs granted by FPS (ticker FPS) vest?

The 10,564 RSUs granted to the Chief Legal Officer vest in three equal annual installments, beginning on the first anniversary of the September 1, 2026 grant date, subject to the officer’s continued service through each vesting date.

What are the key terms of the new stock options reported for FPS?

The Chief Legal Officer received 25,721 non-qualified stock options with an exercise price of $29.27 per share. These options vest in three equal annual installments starting on the first anniversary of grant and have an expiration date of September 1, 2036.

Were the September 1, 2026 FPS transactions made under a Rule 10b5-1 plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating that the September 1, 2026 equity awards were made pursuant to a Rule 10b5-1 trading plan.

What is the post-transaction position of the FPS Chief Legal Officer from these awards?

After the September 1, 2026 grants, the Chief Legal Officer directly holds 10,564 shares of Class A Common Stock in RSUs and 25,721 non-qualified stock options for an equal number of underlying Class A shares, subject to the stated vesting schedules.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hottinger Tyson

(Last)(First)(Middle)
C/O FORGENT POWER SOLUTIONS, INC.
11500 DAYTON PARKWAY

(Street)
DAYTON MINNESOTA 55369

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Forgent Power Solutions, Inc. [ FPS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/01/2026A10,564(1)A$010,564D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-qualified stock options (right-to-buy)$29.2709/01/2026A25,721 (2)09/01/2036Class A Common Stock25,721$025,721D
Explanation of Responses:
1. Consists of restricted stock units (RSU). RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date.
2. Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date.
/s/ Samantha Holzberg, attorney-in-fact for Mr. Hottinger09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)