BlackRock Floating Rate Fund reports director Mahoney

Director Francis C. Mahoney filed an initial Form 3 for FRA with no reported transactions or derivative holdings.

Available on EDGAR 09/17/2026 - 05:44 PM EDT Accepted by SEC EDGAR 09/17/2026 - 05:44 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. (FRA) reported that Francis C. Mahoney is a director on an initial Form 3. The filing lists no ownership transactions or derivative positions, serving solely as Mr. Mahoney’s opening beneficial ownership report as a director of the fund.

Key Figures

Reported purchase transactions: 0 transactions Reported sale transactions: 0 transactions Derivative positions reported: 0 positions

3 metrics

Reported purchase transactions 0 transactions Transaction summary on the Form 3 for director Francis C. Mahoney

Reported sale transactions 0 transactions Transaction summary on the Form 3 for director Francis C. Mahoney

Derivative positions reported 0 positions Derivative summary in the Form 3

Key Terms

Form 3, reporting person, ten percent owner

3 terms

Form 3 regulatory

"An initial Form 3 serves as the opening beneficial ownership report"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"Francis C. Mahoney is listed as a reporting person and director"

ten percent owner regulatory

"The filing indicates he is not a ten percent owner of FRA"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for FRA disclose about Francis C. Mahoney?

The Form 3 identifies Francis C. Mahoney as a director of BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. It functions as his initial beneficial ownership report and shows no reported ownership transactions or derivative positions.

Are there any buy or sell transactions reported in this FRA Form 3?

No. The Form 3’s transaction summary shows 0 buy and 0 sell transactions, indicating that the filing is purely an initial ownership report with no concurrent trading activity disclosed.

Does the FRA Form 3 report any derivative securities for Francis C. Mahoney?

No. The derivative summary shows no derivative positions reported for Francis C. Mahoney in this Form 3, so only his status as a director is disclosed without option or warrant holdings.

Is Francis C. Mahoney reported as a ten percent owner of FRA?

No. The Form 3 indicates he is a director but not a ten percent owner, so his reporting status is based on board service rather than large share ownership.

Does the FRA Form 3 mention a Rule 10b5-1 trading plan?

No. The Form 3 contains no indication that any transactions were made under a Rule 10b5-1 trading plan, and it reports no trading activity in any case.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Mahoney Francis C.

(Last) (First) (Middle)

50 HUDSON YARDS

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2026

3. Issuer Name and Ticker or Trading Symbol
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. [ FRA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Gladys Chang as Attorney-in-Fact	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)