BlackRock Floating Rate Fund reappoints compliance head

BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. reports the status of officer Park Charles on an initial insider ownership statement.

Accepted by SEC EDGAR 08/05/2026 - 05:50 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. reports the status of officer Park Charles on an initial insider ownership statement. He is identified as Chief Compliance Officer. The filing does not list any securities holdings or transactions for him.

Charles previously served as Chief Compliance Officer from June 6, 2014 to June 30, 2023, and is stated to be reappointed to the same role effective August 1, 2026.

Key Figures

Prior CCO term start: June 6, 2014 Prior CCO term end: June 30, 2023 Reappointment effective date: August 1, 2026

3 metrics

Prior CCO term start June 6, 2014 Start of Park Charles' earlier service as Chief Compliance Officer

Prior CCO term end June 30, 2023 End of Park Charles' earlier service as Chief Compliance Officer

Reappointment effective date August 1, 2026 Effective date of Park Charles' reappointment as Chief Compliance Officer

Key Terms

Chief Compliance Officer, Reporting Person, Form 3

3 terms

Chief Compliance Officer regulatory

"The Reporting Person was reappointed as Chief Compliance Officer of the Issuer"

The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.

Reporting Person regulatory

"The Reporting Person previously served as Chief Compliance Officer of the Issuer"

Form 3 regulatory

"initial insider ownership statement on Form 3 for the issuer"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does BlackRock Floating Rate Income Strategies Fund's (FRA) Form 3 report?

It reports that Park Charles is a corporate officer and lists no insider holdings or transactions for him. The statement focuses on his role as Chief Compliance Officer, his earlier service period, and his future effective reappointment date.

Who is Park Charles in relation to FRA?

Park Charles is identified as the Chief Compliance Officer of BlackRock Floating Rate Income Strategies Fund, Inc. He previously held this role for several years and, according to the filing, is scheduled to resume the same position effective August 1, 2026.

When is Park Charles reappointed as Chief Compliance Officer of FRA effective?

His reappointment as Chief Compliance Officer is effective August 1, 2026. This follows a prior term in the same role, with the filing clarifying continuity of his compliance leadership position at BlackRock Floating Rate Income Strategies Fund, Inc.

What was Park Charles' previous service period as CCO of FRA?

He previously served as Chief Compliance Officer from June 6, 2014 to June 30, 2023. The remarks specify these start and end dates, giving investors context on his past tenure overseeing compliance for the fund.

Does the FRA Form 3 show any insider transactions or derivative positions for Park Charles?

No. The Form 3 shows no reported transactions and no derivative holdings for Park Charles. Transaction counts, buy and sell shares, and derivative summaries are all zero, indicating no reported trading activity or option positions in the issuer's securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Park Charles

(Last) (First) (Middle)

50 HUDSON YARDS

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2026

3. Issuer Name and Ticker or Trading Symbol
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. [ FRA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Compliance Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

The Reporting Person previously served as Chief Compliance Officer of the Issuer from June 6, 2014 to June 30, 2023. The Reporting Person was reappointed as Chief Compliance Officer of the Issuer effective August 1, 2026.

No securities are beneficially owned.

	/s/ Gladys Chang as Attorney-in-Fact	08/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)