Forge Global CRO Sells 810 Shares in Planned Transaction at $16.43

Jennifer Phillips, Chief Revenue & Growth Officer of Forge Global Holdings, has reported a sale of 810 shares of common stock at $16.43 per share on June 17, 2025.

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Rhea-AI Filing Summary

Jennifer Phillips, Chief Revenue & Growth Officer of Forge Global Holdings, has reported a sale of 810 shares of common stock at $16.43 per share on June 17, 2025. The transaction was executed under a pre-established Rule 10b5-1 trading plan.

Following the transaction, Phillips retains direct ownership of 17,281 shares of the company's common stock. The sale was conducted in compliance with SEC regulations governing insider trading.

Key details:

Transaction was executed pursuant to a Rule 10b5-1 trading plan, demonstrating pre-planned nature of the sale
Total value of the transaction approximately $13,308
Transaction reported within required filing deadline
No derivative securities were involved in this transaction

Insider Trade Summary

Net Seller: 810 shares

Net Sell 1 txn

Insider Phillips Jennifer

Role Chief Revenue & Growth Officer

Sold 810 shs ($13K)

Type	Security	Shares	Price	Value
Sale	Common Stock, $0.0001 par value per share	810	$16.43	$13K

Holdings After Transaction: Common Stock, $0.0001 par value per share — 17,281 shares (Direct)

Footnotes (1)

F1. Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares of FRGE stock did Jennifer Phillips sell on June 17, 2025?

Jennifer Phillips, Chief Revenue & Growth Officer of Forge Global Holdings, sold 810 shares of FRGE common stock on June 17, 2025 at a price of $16.43 per share.

What is Jennifer Phillips' position at FRGE?

Jennifer Phillips serves as the Chief Revenue & Growth Officer at Forge Global Holdings, Inc. (FRGE).

How many FRGE shares does Jennifer Phillips own after the reported transaction?

Following the reported transaction, Jennifer Phillips directly owns 17,281 shares of FRGE common stock.

Was FRGE insider Jennifer Phillips' stock sale part of a 10b5-1 trading plan?

Yes, according to the Form 4 filing's explanation of responses, the shares were sold pursuant to a Rule 10b5-1 trading plan adopted by Jennifer Phillips.

What was the total value of FRGE shares sold by Jennifer Phillips in this transaction?

The total value of the transaction was $13,308.30, calculated from the sale of 810 shares at a price of $16.43 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/20/2025 - 05:01 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Phillips Jennifer

(Last)

(First)

(Middle)

4 EMBARCADERO CENTER, FLOOR 15

(Street)

SAN FRANCISCO

94111

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Forge Global Holdings, Inc. [ FRGE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Revenue & Growth Officer

3. Date of Earliest Transaction (Month/Day/Year)
06/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.0001 par value per share	06/17/2025		S		810⁽¹⁾	D	$16.43	17,281	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Remarks:

	/s/ Jennifer Phillips	06/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR