Freedom Holding delays September quarterly report

Management cites compilation and verification of quarterly data as the reason for the delay and expects to file within the five-calendar-day extension.

Available on EDGAR 11/09/2026 - 06:16 AM EST Accepted by SEC EDGAR 11/09/2026 - 06:15 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Freedom Holding Corp. (FRHC) said it will not be able to file its Form 10-Q for the fiscal quarter ended September 30, 2026, by the original due date of November 9, 2026, without unreasonable effort or expense. Management needs additional time to compile and verify the data and expects to file the report within the five-calendar-day extension under Rule 12b-25.

Key Figures

Extension period: 5 calendar days Original due date: November 9, 2026 Fiscal quarter ended: September 30, 2026

3 metrics

Extension period 5 calendar days Expected filing window under Rule 12b-25

Original due date November 9, 2026 Form 10-Q due date

Fiscal quarter ended September 30, 2026 Period covered by the Form 10-Q

Key Terms

Rule 12b-25, Form 10-Q, unreasonable effort or expense

3 terms

Rule 12b-25 regulatory

"as provided under Rule 12b-25"

Rule 12b-25 is an SEC filing provision that lets a company notify regulators and the public that it cannot file a required periodic report (like a quarterly or annual report) on time and explains the reason for the delay. For investors, the notice is a formal heads-up that financial information will arrive late—similar to a company calling to say it will be late turning in homework—so it signals increased uncertainty and may affect trading and risk assessments until the filing is available.

Form 10-Q regulatory

"Quarterly Report on Form 10-Q"

A Form 10-Q is a detailed report that publicly traded companies are required to file with regulators three times a year, providing an update on their financial health and business activities. It is important for investors because it offers timely insights into a company's performance, helping them make informed decisions about buying or selling stocks. Think of it as a regular check-up report that shows how well a company is doing.

unreasonable effort or expense regulatory

"without unreasonable effort or expense"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

When does FRHC expect to file its delayed 10-Q?

Freedom Holding Corp. expects to file its Form 10-Q within the five-calendar-day extension under Rule 12b-25. The original due date was November 9, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 12b-25

SEC FILE NUMBER

001-33034

NOTIFICATION OF LATE FILING

CUSIP NUMBER

356390104

(Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR

For Period Ended:     September 30, 2026        

[ ] Transition Report on Form 10-K

[ ] Transition Report on Form 20-F

[ ] Transition Report on Form 11-K

[ ] Transition Report on Form 10-Q

For the Transition Period Ended:

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

PART I -- REGISTRANT INFORMATION

Freedom Holding Corp.

Full Name of Registrant

n/a

Former Name if Applicable

40 Wall Street, 58th Floor

Address of Principal Executive Office (Street and Number)

New York, NY, 10005

City, State and Zip Code

PART II -- RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

			(a)  The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
☑			(b)  The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
			(c)  The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III -- NARRATIVE

State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

Freedom Holding Corp. (the “Company”) has determined that it will not be able to file its Quarterly Report on Form 10-Q for its fiscal quarter ended September 30, 2026 (the “Form 10-Q”) by November 9, 2026, the original due date for such filing, without unreasonable effort or expense. The Company management requires additional time to compile and verify the data required to be included in the report.

The Company expects to file the Form 10-Q within the extension period of 5 calendar days, as provided under Rule 12b-25 under the Securities Exchange Act of 1934, as amended.

PART IV -- OTHER INFORMATION

(1)    Name and telephone number of person to contact in regard to this notification

    Valeriy Kim         +7 727         311-1064

        (Name)            (Area Code)            (Telephone Number)

(2)    Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).

    ☑ Yes    ☐ No

(3)    Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

☐ Yes ☑ No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

			Freedom Holding Corp.
			(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 9, 2026			By:			/s/ Valeriy Kim
						Valeriy Kim
						Chief Financial Officer