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First Merchants Corp (FRME) CFO gets 13,000-share stock award

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

FIRST MERCHANTS CORP Executive Vice President and Chief Financial Officer Michele Kawiecki reported a grant or award of 13,000 shares of common stock on August 3, 2026 at $43.63 per share. On August 2, 2026, 2,910 shares of common stock were withheld at $43.14 per share to satisfy an exercise price or tax liability. The report also shows 2,008.016 shares of common stock held indirectly through a 401(k) plan, and a footnote states that her holdings include Restricted Stock Awards totaling 40,475.890 shares.

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Insider Kawiecki Michele
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 13,000 $43.63 $567K
Exercise Price or Tax Liability Common Stock 2,910 $43.14 $126K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 72,404.461 shares (Direct); Common Stock — 2,008.016 shares (Indirect, 401(k) Plan)
Footnotes (1)
  1. F1. Includes Restricted Stock Awards totaling 40,475.890 shares
Common stock grant 13,000 shares Grant or award of common stock on August 3, 2026 at $43.63 per share
Grant price 43.6300 Price per share for the 13,000-share common stock grant on August 3, 2026
Shares withheld for exercise price or tax 2,910 shares Shares withheld on August 2, 2026 at $43.14 per share to satisfy an exercise price or tax liability
Withholding price 43.1400 Price per share for the 2,910 withheld shares on August 2, 2026
Indirect 401(k) holdings 2,008.016 shares Common stock held indirectly through a 401(k) Plan as of the August 2, 2026 holding entry
Restricted Stock Awards 40,475.890 shares Footnote states reported holdings include Restricted Stock Awards totaling this amount
Restricted Stock Awards financial
"Includes Restricted Stock Awards totaling 40,475.890 shares"
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
401(k) Plan financial
"Indirect ownership of 2,008.016 shares through a 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
exercise price or tax liability financial
"Payment of exercise price or tax liability by delivering or withholding securities"

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FAQ

What stock award did FIRST MERCHANTS CORP (FRME) CFO Michele Kawiecki report?

Michele Kawiecki reported a grant or award of 13,000 shares of FIRST MERCHANTS CORP common stock on August 3, 2026 at $43.63 per share. This represents a compensation-related acquisition of non-derivative common stock rather than an open-market purchase.

How many FRME shares were withheld for Michele Kawiecki’s tax or exercise obligations?

The filing shows 2,910 shares of FIRST MERCHANTS CORP common stock were withheld on August 2, 2026 at $43.14 per share. The transaction is coded as payment of an exercise price or tax liability by delivering or withholding securities.

What indirect FIRST MERCHANTS CORP (FRME) holdings does Michele Kawiecki report?

Michele Kawiecki reports indirect ownership of 2,008.016 shares of FIRST MERCHANTS CORP common stock through a 401(k) Plan as of the August 2, 2026 holding entry. This reflects retirement-plan holdings separate from her directly held and awarded shares.

What does the restricted stock footnote disclose for FRME’s CFO?

A footnote explains that Michele Kawiecki’s reported holdings include Restricted Stock Awards totaling 40,475.890 shares. This figure relates to equity awards and is referenced in connection with the post-transaction amounts associated with the August 3, 2026 stock grant or award.

Were Michele Kawiecki’s FRME transactions reported under a Rule 10b5-1 trading plan?

The Rule 10b5-1 checkbox in the report is not marked as affirmed. There is no footnote indicating that these transactions were executed pursuant to a pre-arranged Rule 10b5-1 trading plan, based on the information provided.

What types of transactions are reflected in this FRME Form 4 for Michele Kawiecki?

The Form 4 shows a grant or award acquisition of 13,000 common shares (code A) and a withholding transaction of 2,910 shares for exercise price or tax liability (code F), plus an indirect holding entry for shares held in a 401(k) plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kawiecki Michele

(Last)(First)(Middle)
200 EAST JACKSON ST

(Street)
MUNCIE INDIANA 47305

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIRST MERCHANTS CORP [ FRME ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)XOther (specify below)
Chief Financial OfficerExecutive Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/02/2026F2,910D$43.1459,404.461D
Common Stock08/03/2026A13,000A$43.6372,404.461(1)D
Common Stock2,008.016I401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes Restricted Stock Awards totaling 40,475.890 shares
Remarks:
Paul Cento (Confirming Statement on File)08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)