Freshpet, Inc. (FRPT) COO Baty has 1,754 shares withheld for RSU taxes

Rhea-AI Filing Summary

Freshpet, Inc. Chief Operating Officer Nicola J. Baty reported two tax-withholding dispositions of common stock on September 1, 2025. A total of 1,359 and 395 shares were withheld at $56.43 per share in connection with restricted stock unit vesting to cover tax obligations. After these transactions, Baty directly holds 19,476 Freshpet common shares.

Insights

Corporate Governance Specialist

TL;DR: Reported disposals are routine tax-withholding on RSU vesting and do not indicate open-market selling by the officer.

The Form 4 discloses two dispositions explicitly described as withholding to satisfy tax obligations upon restricted stock unit vesting. This is a common administrative transaction and does not reflect an active sale for liquidity. The filing lists direct beneficial ownership figures after withholding, which helps maintain transparency. For governance oversight, these entries are routine but important to document to avoid misinterpretation of executive intent.

Securities Analyst

TL;DR: Small reductions in reported share counts from tax withholding; no material change to ownership concentration based on the reported numbers.

The transactions reduce reported shares by 1,359 and 395 at a stated price of $56.43 per share, consistent with tax-withholding mechanics on vested RSUs. The document provides exact post-transaction beneficial ownership counts which remain in the ~19k-share range. There is no indication of open-market disposals or additional derivative activity in this filing.

Insider Trade Summary

Net Seller: 1,754 shares

Net Sell 2 txns

Insider Baty Nicola J.

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	1,359	$56.43	$77K
Exercise Price or Tax Liability	Common Stock	395	$56.43	$22K

Holdings After Transaction: Common Stock — 19,476 shares (Direct)

Footnotes (1)

1. F1. Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

Key Figures

Tax-withholding shares: 1,754 shares First withholding transaction: 1,359 shares Second withholding transaction: 395 shares +2 more

5 metrics

Tax-withholding shares 1,754 shares Total shares withheld for taxes on 2025-09-01

First withholding transaction 1,359 shares Common Stock withheld for taxes at $56.43 per share

Second withholding transaction 395 shares Common Stock withheld for taxes at $56.43 per share

Transaction price $56.43 per share Applied to both tax-withholding dispositions on 2025-09-01

Post-transaction holding 19,476 shares Direct Freshpet common stock held by Nicola J. Baty after transactions

Key Terms

restricted stock units, tax withholding obligations, Common Stock, Chief Operating Officer

4 terms

restricted stock units financial

"withheld upon vesting of restricted stock units to cover tax"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"to cover tax withholding obligations related to RSU vesting"

Common Stock financial

"two tax-withholding dispositions of common stock on September 1, 2025"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Chief Operating Officer financial

"Freshpet, Inc. Chief Operating Officer Nicola J. Baty reported"

A chief operating officer (COO) is a senior executive responsible for overseeing the day-to-day activities of a company, ensuring that all parts of the organization work smoothly and efficiently. They often act like a company's operational quarterback, translating strategic plans into practical actions. For investors, the COO's effectiveness can influence a company's performance and stability, making them an important figure in assessing the company's management strength.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 09/04/2025 - 04:06 PM Learn about SEC filing dates

FAQ

What did Freshpet (FRPT) COO Nicola J. Baty report in this Form 4?

Nicola J. Baty reported two tax-withholding dispositions of Freshpet common stock on September 1, 2025, totaling 1,754 shares at $56.43 per share, related to restricted stock unit vesting and associated tax obligations.

How many Freshpet (FRPT) shares were withheld for Nicola Batys taxes?

The filing shows 1,754 Freshpet shares were withheld for tax obligations, in two transactions of 1,359 and 395 shares, connected to the vesting of restricted stock units for Chief Operating Officer Nicola J. Baty.

What price was used for Nicola Batys Freshpet (FRPT) tax-withholding share dispositions?

Both tax-withholding dispositions used a price of $56.43 per share. This price applied to the 1,359-share and 395-share transactions reported on September 1, 2025, in connection with restricted stock unit vesting.

How many Freshpet (FRPT) shares does Nicola Baty hold after these transactions?

After the reported tax-withholding dispositions, Nicola J. Baty directly holds 19,476 shares of Freshpet common stock. This post-transaction holding reflects her remaining direct ownership position following the RSU-related tax withholding.

Were Nicola Batys Freshpet (FRPT) transactions open-market sales?

No. The transactions are coded F and described as tax-withholding dispositions, representing shares withheld upon restricted stock unit vesting to cover tax obligations, rather than discretionary open-market sales of Freshpet common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Baty Nicola J.

(Last) (First) (Middle)

C/O FRESHPET, INC.

1450 US-206

(Street)

BEDMINSTER NJ 07921

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Freshpet, Inc. [ FRPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2025		F(1)		1,359	D	$56.43	19,871	D
Common Stock	09/01/2025		F(1)		395	D	$56.43	19,476	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

	/s/ Andrew Lampert, as attorney-in-fact for the Reporting Person	09/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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