Director-linked entity in FirstSun (FSUN) awarded 2,099 restricted shares

Rhea-AI Filing Summary

Cohn Spencer reported acquisition or exercise transactions in this Form 4 filing.

FIRSTSUN CAPITAL BANCORP director Spencer Cohn reported an annual restricted stock award linked to his board service. An associated entity, Castle Creek Advisors IX LLC, received 2,099 shares of common stock at $0.0000 per share, vesting on the one-year anniversary of the grant date.

The filing shows 1,500 shares of common stock held directly and 2,099 shares held indirectly through Castle Creek Advisors IX LLC after the grant. A footnote states that 1,100,184 shares are held by Castle Creek Capital Partners IX LP and that Cohn disclaims beneficial ownership of shares held by the Castle Creek entities except to the extent of his pecuniary interest.

Insights

Equity compensation analyst

Routine board equity grant to entity linked to director.

The filing shows an annual restricted stock award of 2,099 common shares granted at $0.0000 per share to Castle Creek Advisors IX LLC for Spencer Cohn’s board service. This is compensation-related, not an open-market purchase or sale.

The grant vests on the one-year anniversary of the grant date, a common structure for director retainers. The filing also notes 1,500 shares held directly and references 1,100,184 shares held by Castle Creek Capital Partners IX LP, with Cohn disclaiming beneficial ownership except for his pecuniary interest.

Given its compensation nature and absence of market trades, this event is best viewed as an administrative update to reflect equity awards and associated indirect holdings, with neutral implications for shareholders.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Cohn Spencer

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $0.0001 par value	2,099	$0.00	--
holding	Common Stock, $0.0001 par value	--	--	--

Holdings After Transaction: Common Stock, $0.0001 par value — 2,099 shares (Indirect, Held by Castle Creek Advisors IX LLC); Common Stock, $0.0001 par value — 1,500 shares (Direct, null)

Footnotes (1)

1. Annual restricted stock award for board service, which vests on the one-year anniversary of the grant date, issued to Castle Creek Advisors IX LLC, on behalf of Spencer Cohn in his capacity as a member of the Board of Directors of the Issuer. Does not include 1,100,184 shares held by Castle Creek Capital Partners IX LP. Mr. Cohn, a principal of the general partner of Castle Creek Capital Partners IX LP, disclaims beneficial ownership of the shares held by Castle Creek Advisors IX LLC and Castle Creek Capital Partners IX LP, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Key Figures

Restricted stock award: 2,099 shares Grant price: $0.0000 per share Direct holdings: 1,500 shares +1 more

4 metrics

Restricted stock award 2,099 shares Annual award for board service, vests after one year

Grant price $0.0000 per share Restricted stock award to Castle Creek Advisors IX LLC

Direct holdings 1,500 shares Common stock held directly after reported transactions

Indirect LP holdings 1,100,184 shares Shares held by Castle Creek Capital Partners IX LP

Key Terms

restricted stock award, pecuniary interest, beneficial ownership, Section 16 of the Securities Exchange Act of 1934

4 terms

restricted stock award financial

"Annual restricted stock award for board service, which vests on the one-year anniversary of the grant date"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

pecuniary interest financial

"disclaims beneficial ownership ... except to the extent of his pecuniary interest therein"

beneficial ownership financial

"disclaims beneficial ownership of the shares held by Castle Creek Advisors IX LLC and Castle Creek Capital Partners IX LP"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Section 16 of the Securities Exchange Act of 1934 regulatory

"for purposes of Section 16 of the Securities Exchange Act of 1934, as amended"

A provision of federal securities law that requires company insiders—directors, officers and large shareholders—to publicly report their stock holdings and trades and to surrender any “short-swing” profits from purchases and sales within a six-month window. It acts like a rule that forces leaders to announce their trades and prevents quick buy-sell windfalls, giving investors transparency into insider activity and reducing opportunities for unfair gain.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cohn Spencer

(Last) (First) (Middle)

1400 16TH STREET

SUITE 250

(Street)

DENVER COLORADO 80202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FIRSTSUN CAPITAL BANCORP [ FSUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value	06/08/2026		A		2,099(1)	A	$0	2,099	I	Held by Castle Creek Advisors IX LLC(2)
Common Stock, $0.0001 par value								1,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Annual restricted stock award for board service, which vests on the one-year anniversary of the grant date, issued to Castle Creek Advisors IX LLC, on behalf of Spencer Cohn in his capacity as a member of the Board of Directors of the Issuer.

2. Does not include 1,100,184 shares held by Castle Creek Capital Partners IX LP. Mr. Cohn, a principal of the general partner of Castle Creek Capital Partners IX LP, disclaims beneficial ownership of the shares held by Castle Creek Advisors IX LLC and Castle Creek Capital Partners IX LP, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Remarks:

	/s/ Kelly C. Rackley, by power of attorney	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider stock award did FIRSTSUN CAPITAL BANCORP (FSUN) report for Spencer Cohn?

FIRSTSUN CAPITAL BANCORP reported an annual restricted stock award of 2,099 common shares granted at $0.0000 per share to Castle Creek Advisors IX LLC for Spencer Cohn’s board service, vesting on the one-year anniversary of the grant date.

How many FIRSTSUN (FSUN) shares does Spencer Cohn hold directly after this filing?

The filing shows Spencer Cohn directly holding 1,500 shares of FIRSTSUN CAPITAL BANCORP common stock. This direct holding is separate from additional shares held indirectly through Castle Creek entities referenced in the Form 4 footnotes.

What indirect FIRSTSUN (FSUN) holdings are associated with Castle Creek entities?

After the grant, 2,099 shares are held indirectly through Castle Creek Advisors IX LLC. A footnote also states that 1,100,184 shares are held by Castle Creek Capital Partners IX LP, with Cohn disclaiming beneficial ownership except for his pecuniary interest.

Is the FSUN Form 4 transaction a market purchase or sale of shares?

No, the Form 4 reflects a grant of restricted stock for board service, not an open-market purchase or sale. The 2,099-share award to Castle Creek Advisors IX LLC is compensation-related and vests on the one-year anniversary of the grant date.

What vesting terms apply to the 2,099-share restricted stock award in FSUN?

The 2,099-share restricted stock award for FIRSTSUN CAPITAL BANCORP board service vests on the one-year anniversary of the grant date. Until vesting, the award remains subject to the restrictions described, consistent with typical director compensation structures.

How does Spencer Cohn describe his beneficial ownership of Castle Creek-related FSUN shares?

A footnote explains that Spencer Cohn disclaims beneficial ownership of shares held by Castle Creek Advisors IX LLC and Castle Creek Capital Partners IX LP, except to the extent of his pecuniary interest, and notes this report is not an admission of beneficial ownership under Section 16.