FirstSun Capital Bancorp reported an amended ownership disclosure from two related trusts associated with Max Alan Hale. As of this amendment, the Max Alan Hale Family Irrevocable Trust U/A/D 6/1/2011 holds 1,816,000 common shares and the Max Alan Hale Trust Agreement U/A/D 6/1/1996 holds 100 common shares, for an aggregate of 1,816,100 shares of common stock.
Based on 44,123,875 voting common shares outstanding as of May 7, 2026, these holdings represent 4.12% of FirstSun Capital Bancorp’s common stock. The aggregate number of shares beneficially owned by the reporting persons has not changed since their initial statement filed November 14, 2024, but this amendment reflects that the reporting group has ceased to be a beneficial owner of more than 5% of the company’s common stock.
Positive
None.
Negative
None.
Key Figures
Shares held by Family Irrevocable Trust:1,816,000 sharesShares held by 1996 Trust Agreement:100 sharesAggregate shares beneficially owned:1,816,100 shares+2 more
5 metrics
Shares held by Family Irrevocable Trust1,816,000 sharesCommon stock held by Max Alan Hale Family Irrevocable Trust U/A/D 6/1/2011
Shares held by 1996 Trust Agreement100 sharesCommon stock held by Max Alan Hale Trust Agreement U/A/D 6/1/1996
Aggregate shares beneficially owned1,816,100 sharesAggregate common stock beneficially owned by the reporting persons
Percent of class owned4.12%Percentage of FirstSun Capital Bancorp common stock beneficially owned
Shares outstanding baseline44,123,875 sharesVoting common shares outstanding as of May 7, 2026
Key Terms
beneficially owned, sole voting power, sole dispositive power, shared power to vote, +1 more
5 terms
beneficially ownedfinancial
"the Reporting Persons beneficially owned an aggregate of 1,816,100 shares"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
sole voting powerfinancial
"Each Reporting Person has the sole power to vote or direct the vote"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
sole dispositive powerfinancial
"the sole power to dispose of or direct the disposition of the shares"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
shared power to votefinancial
"may be deemed to have shared power to vote or direct the vote"
Joint Filing Agreementregulatory
"Exhibit I: Joint Filing Agreement, dated as of August 6, 2026"
FAQ
What ownership stake in FirstSun Capital Bancorp (FSUN) do the Hale trusts report?
The Hale trusts report beneficial ownership of 1,816,100 FirstSun Capital Bancorp common shares, representing 4.12% of the company’s voting common stock, based on 44,123,875 shares outstanding as of May 7, 2026.
Have the Hale trusts’ total FSUN shareholdings changed in this Schedule 13G/A?
The filing states the trusts’ aggregate beneficial ownership of 1,816,100 FirstSun Capital Bancorp shares has not changed since their initial statement filed on November 14, 2024; only their percentage now reflects being under 5%.
Why do the Hale trusts report owning less than 5% of FSUN now?
The amendment notes the reporting persons have ceased to be beneficial owners of more than 5% of FirstSun Capital Bancorp’s common stock, reflecting their 4.12% stake relative to 44,123,875 shares outstanding as of May 7, 2026.
How many FSUN shares does each Hale trust hold individually?
The Max Alan Hale Family Irrevocable Trust U/A/D 6/1/2011 holds 1,816,000 FirstSun Capital Bancorp common shares, while the Max Alan Hale Trust Agreement U/A/D 6/1/1996 holds 100 common shares, both under trustee Max Alan Hale.
Who has voting and dispositive power over the FSUN shares held by the Hale trusts?
Each reporting trust has sole power to vote and dispose of the shares it holds, and due to overlapping trusteeship, the reporting persons may be deemed to have shared power over the entire 1,816,100 FirstSun Capital Bancorp shares.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)
FIRSTSUN CAPITAL BANCORP
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
33767U107
(CUSIP Number)
04/01/2026
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
schemaVersion:
SCHEDULE 13G
CUSIP Number(s):
33767U107
1
Names of Reporting Persons
Max Alan Hale Family Irrevocable Trust u/a/d 6/1/2011
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
MISSOURI
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
1,816,000.00
6
Shared Voting Power
0.00
7
Sole Dispositive Power
1,816,000.00
8
Shared Dispositive Power
0.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
1,816,000.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
4.12 %
12
Type of Reporting Person (See Instructions)
OO
Comment for Type of Reporting Person: Note for (1) Name of reporting person - 1,816,000 common shares held by the Max Alan Hale Family Irrevocable Trust U/A/D 6/1/2011. As of the date of filing this Amendment No. 1, Max Alan Hale served as the trustee of the above named trust.
SCHEDULE 13G
CUSIP Number(s):
33767U107
1
Names of Reporting Persons
Max Alan Hale Trust Agreement U/A/D 6/1/1996
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
KANSAS
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
100.00
6
Shared Voting Power
0.00
7
Sole Dispositive Power
100.00
8
Shared Dispositive Power
0.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
100.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
0.00 %
12
Type of Reporting Person (See Instructions)
OO
Comment for Type of Reporting Person: Note for (1) Name of reporting person - 100 common shares held by the Max Alan Hale Trust Agreement U/A/D 6/1/1996. As of the date of filing this Amendment No. 1, Max Alan Hale served as the trustee of the above named trust.
SCHEDULE 13G
Item 1.
(a)
Name of issuer:
FIRSTSUN CAPITAL BANCORP
(b)
Address of issuer's principal executive offices:
1400 16th Street, Suite 250, Denver, Colorado 80202
Item 2.
(a)
Name of person filing:
The Statement is filed by the (i) Max Alan Hale Family Irrevocable Trust U/A/D 6/1/2011; and (ii) Max Alan Hale Trust Agreement U/A/D 6/1/1996 (each, a "Reporting Person" and collectively the "Reporting Persons").
(b)
Address or principal business office or, if none, residence:
1400 16th Street, Suite 250
Denver, Colorado 80202
(c)
Citizenship:
The Max Alan Hale Family Irrevocable Trust U/A/D 6/1/2011 is a trust existing in the State of Missouri.
Max Alan Hale Trust Agreement U/A/D 6/1/1996 is a trust existing in the State of Kansas.
(d)
Title of class of securities:
Common Stock, par value $0.0001 per share
(e)
CUSIP No.:
33767U107
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
(k)
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.
Ownership
(a)
Amount beneficially owned:
As of the date of filing this Amendment No. 1, the Reporting Persons beneficially owned an aggregate of 1,816,100 shares of the Issuer's Common Stock or 4.12% of the Issuer's Common Stock. The aggregate shares of the Issuer's Common Stock beneficially owned by the Reporting Persons has not changed since the initial Schedule 13G filed by the Reporting Persons on November 14, 2024. Max Alan Hale ("Hale") is the trustee of each of the Max Alan Hale Family Irrevocable Trust U/A/D 6/1/2011; and the Max Alan Hale Trust Agreement U/A/D 6/1/1996. As such, he may be deemed to have voting, investment, and dispositive power with respect to the securities described in this Amendment No. 1. The Reporting Person has ceased to be the beneficial owner of more than 5 percent of the Issuer's Common Stock. See Item 5 below.
(b)
Percent of class:
As of the date of filing this Amendment No. 1, the Reporting Persons may be deemed to beneficially own 1,816,100 shares of the Issuer's Common Stock or 4.12% of the Issuer's Common Stock outstanding (see Item 4(a) above), which percentage was calculated based on 44,123,875 shares of the Issuer's voting Common Stock outstanding as of May 7, 2026 as reported in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 8, 2026.
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
Each Reporting Person has the sole power to vote or direct the vote and the sole power to dispose of or direct the disposition of the shares indicated in Item 4(a) as being beneficially owned by that Reporting Person. Because of the overlapping trusteeship of the Reporting Persons, however, the Reporting Persons may be deemed to have shared power to vote or direct the vote and the shared power to dispose of or direct the disposition of the entire 1,816,100 shares of the Issuer's Common Stock owned, in the aggregate, by the Reporting Persons.
(ii) Shared power to vote or to direct the vote:
See (i) above.
(iii) Sole power to dispose or to direct the disposition of:
See (i) above.
(iv) Shared power to dispose or to direct the disposition of:
See (i) above.
Item 5.
Ownership of 5 Percent or Less of a Class.
Ownership of 5 percent or less of a class
Item 6.
Ownership of more than 5 Percent on Behalf of Another Person.
Not Applicable
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable
Item 8.
Identification and Classification of Members of the Group.
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group.
See Exhibit I.
Item 9.
Notice of Dissolution of Group.
Not Applicable
Item 10.
Certifications:
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Max Alan Hale Family Irrevocable Trust u/a/d 6/1/2011
Signature:
/s/ Max Alan Hale
Name/Title:
Max Alan Hale/Trustee
Date:
08/06/2026
Max Alan Hale Trust Agreement U/A/D 6/1/1996
Signature:
/s/ Max Alan Hale
Name/Title:
Max Alan Hale/Trustee
Date:
08/06/2026
Exhibit Information
Exhibit I: Joint Filing Agreement, dated as of August 6, 2026, by and among by and among the Max Alan Hale Family Irrevocable Trust U/A/D 6/1/2011; and the Max Alan Hale Trust Agreement U/A/D 6/1/1996.
