STOCK TITAN

Faeth Therapeutics (NASDAQ: FTH) CFO reports stock option for 166,435 shares

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Faeth Therapeutics, Inc. filed an initial ownership report for its Chief Financial Officer, Brian C. Stephenson, showing a stock option to purchase common stock. The option covers 166,435 underlying shares at an exercise price of $29.37 per share and expires on March 10, 2036.

According to the vesting terms, 25% of the shares subject to the option vest and become exercisable on March 11, 2027. The remaining shares vest in 36 equal monthly installments thereafter, so the option is fully vested by March 11, 2030, subject to his continuous service with the company.

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Insider STEPHENSON BRIAN C
Role Chief Financial Officer
Type Security Shares Price Value
holding Stock Option (right to buy) -- -- --
Holdings After Transaction: Stock Option (right to buy) — 166,435 shares (Direct)
Footnotes (1)
  1. F1. 25% of the shares subject to the option vest and become exercisable on March 11, 2027, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter, such that the option is fully vested on the fourth anniversary of the vesting commencement date, or March 11, 2030, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date.
Underlying shares 166,435 shares Underlying common stock for CFO stock option
Exercise price $29.37 per share Stock option exercise price
Initial vesting date March 11, 2027 25% of option vests
Full vesting date March 11, 2030 Option fully vested, subject to continuous service
Expiration date March 10, 2036 Option expiration
Stock Option (right to buy) financial
"security_title: Stock Option (right to buy)"
exercise price financial
"exercisePrice: 29.3700"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"25% of the shares subject to the option vest and become exercisable"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
expiration date financial
"expiration_date: 2036-03-10T00:00:00.000Z"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider position is reported for Faeth Therapeutics (FTH) in this Form 3?

The filing reports that Brian C. Stephenson, Chief Financial Officer of Faeth Therapeutics, holds a stock option. This option gives him rights over 166,435 shares of common stock, reflecting his initial derivative equity position as an officer of the company.

How many shares are covered by Brian Stephenson’s stock option at Faeth Therapeutics (FTH)?

The stock option held by Brian Stephenson covers 166,435 underlying shares of Faeth Therapeutics common stock. This represents the total number of shares he may purchase under the option, subject to vesting and other terms described in the filing.

What is the exercise price of the reported Faeth Therapeutics (FTH) stock option?

The exercise price of Brian Stephenson’s stock option is $29.37 per share. This is the fixed price at which he can purchase Faeth Therapeutics common stock once the option vests and becomes exercisable under the stated vesting schedule.

When does Brian Stephenson’s Faeth Therapeutics (FTH) option begin vesting and fully vest?

Twenty-five percent of the option vests and becomes exercisable on March 11, 2027. The remaining shares vest in 36 equal monthly installments, so the option is fully vested by March 11, 2030, assuming continued service with Faeth Therapeutics.

When does the reported Faeth Therapeutics (FTH) stock option held by the CFO expire?

The stock option held by Brian Stephenson expires on March 10, 2036. After this expiration date, any unexercised portion of the option can no longer be used to purchase Faeth Therapeutics common stock under the terms described.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
STEPHENSON BRIAN C

(Last)(First)(Middle)
C/O FAETH THERAPEUTICS, INC.
701 TILLERY STREET #12 #1010

(Street)
AUSTIN TEXAS 78702

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/13/2026
3. Issuer Name and Ticker or Trading Symbol
Faeth Therapeutics, Inc. [ FTH ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) (1)03/10/2036Common Stock166,435$29.37D
Explanation of Responses:
1. 25% of the shares subject to the option vest and become exercisable on March 11, 2027, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter, such that the option is fully vested on the fourth anniversary of the vesting commencement date, or March 11, 2030, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Josiah Craver, Attorney-in-Fact06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)