Forefront Tech director files initial Form 3

Forefront Tech Holdings Acquisition Corp director Stephan Roderick Charles has filed an initial Form 3, which is a required statement of beneficial ownership for insiders.

Rhea-AI Filing Summary

Forefront Tech Holdings Acquisition Corp director Stephan Roderick Charles has filed an initial Form 3, which is a required statement of beneficial ownership for insiders. The filing identifies him as a director of the company but does not list any specific share transactions in this excerpt.

Key Terms

Form 3, reporting person, beneficial ownership

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

""reportingPersons": [ { "name": "Stephan Roderick Charles""

beneficial ownership financial

"initial statement of beneficial ownership for insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Forefront Tech (FTHAU) Form 3 filing show?

The Form 3 shows that Stephan Roderick Charles is a director of Forefront Tech Holdings Acquisition Corp. It serves as his initial statement of beneficial ownership as a company insider, without detailing any share purchases or sales in this excerpt.

Who is the reporting person in the Forefront Tech (FTHAU) Form 3?

The reporting person is Stephan Roderick Charles, identified as a director of Forefront Tech Holdings Acquisition Corp. As a company insider, he is required to file Form 3 to report his initial beneficial ownership position with the Securities and Exchange Commission.

Does the Forefront Tech (FTHAU) Form 3 include any stock transactions?

The excerpted Form 3 shows no reported stock transactions. Transaction counts for buys, sells, exercises, gifts, tax withholding, and restructurings are all zero, indicating this filing functions purely as an initial ownership statement rather than a record of trades.

What is the purpose of a Form 3 for Forefront Tech (FTHAU)?

Form 3 provides an insider’s initial disclosure of beneficial ownership when they become a director, officer, or large shareholder. For Forefront Tech, it documents Stephan Roderick Charles’s status as a director and establishes a baseline for any future Form 4 or Form 5 transaction reports.

Is Stephan Roderick Charles a 10% owner of Forefront Tech (FTHAU)?

The Form 3 indicates that Stephan Roderick Charles is not a ten percent owner. Only the director box is marked, while the ten percent owner field is set to zero, meaning he is an insider based on board service rather than large share ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/29/2026 - 09:45 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Stephan Roderick Charles

(Last) (First) (Middle)

FOREFRONT TECH HOLDINGS ACQUISITION CORP

SUITE 210, 2ND FLOOR, WINDWARD III

(Street)

GRAND CAYMAN KY1-1106

(City) (State) (Zip)

CAYMAN ISLANDS

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/29/2026

3. Issuer Name and Ticker or Trading Symbol
Forefront Tech Holdings Acquisition Corp [ FTHA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Roderick Charles Stephan	04/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)